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DMO

Western Asset Mortgage Opportunity Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$7.25M +$47.3K +2,990 +0.6%
IWC
2
Integrated Wealth Concepts
Massachusetts
$6.84M +$860K +54,342 +14%
CF
3
Centaurus Financial
California
$3.12M -$173K -10,896 -5%
Morgan Stanley
4
Morgan Stanley
New York
$2.67M -$117K -7,399 -4%
GC
5
Guggenheim Capital
Illinois
$2.45M +$1.13M +71,453 +82%
TJHA
6
Thomas J. Herzfeld Advisors
Florida
$2.09M +$69.1K +4,363 +3%
USCWA
7
U.S. Capital Wealth Advisors
Texas
$2.02M +$2.11M +133,034 New
CAN
8
Cetera Advisor Networks
California
$1.69M +$538K +34,000 +45%
Envestnet Asset Management
9
Envestnet Asset Management
Illinois
$1.57M +$86K +5,429 +6%
MML Investors Services
10
MML Investors Services
Massachusetts
$1.46M +$13.1K +827 +0.9%
MAFM
11
Mid Atlantic Financial Management
Pennsylvania
$1.25M +$82.5K +5,209 +7%
PAS
12
Park Avenue Securities
New York
$1.11M +$44.3K +2,798 +4%
RJFSA
13
Raymond James Financial Services Advisors
Florida
$875K +$48.5K +3,062 +6%
Osaic Holdings
14
Osaic Holdings
Arizona
$670K -$21.9K -1,384 -3%
RIA
15
Regal Investment Advisors
Michigan
$646K +$1.12K +71 +0.2%
FM
16
Family Management
New York
$644K -$623K -39,369 -49%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$552K +$6.98K +441 +1%
Mirae Asset Global Investments
18
Mirae Asset Global Investments
South Korea
$521K -$457K -28,832 -46%
QCIG
19
Quad-Cities Investment Group
Iowa
$476K -$17K -1,073 -3%
Rockefeller Capital Management
20
Rockefeller Capital Management
New York
$476K -$12.6K -798 -3%
Bank of America
21
Bank of America
North Carolina
$474K -$40K -2,525 -8%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$405K +$17.1K +1,082 +4%
UBS Group
23
UBS Group
Switzerland
$353K -$111K -7,020 -23%
Northwestern Mutual Wealth Management
24
Northwestern Mutual Wealth Management
Wisconsin
$352K +$46.3K +2,926 +15%
BA
25
Bridgewater Advisors
New York
$348K