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DMO

Western Asset Mortgage Opportunity Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Royal Bank of Canada
1
Royal Bank of Canada
Ontario, Canada
$4.41M -$151K -12,703 -3%
Envestnet Asset Management
2
Envestnet Asset Management
Illinois
$2.84M +$144K +12,090 +5%
Baird Financial Group
3
Baird Financial Group
Wisconsin
$2.62M +$58.7K +4,932 +2%
LPL Financial
4
LPL Financial
California
$2.59M +$172K +14,478 +7%
CPRC
5
Consolidated Portfolio Review Corp
New York
$2.09M -$55.9K -4,700 -3%
Morgan Stanley
6
Morgan Stanley
New York
$1.67M -$180K -15,162 -10%
TJHA
7
Thomas J. Herzfeld Advisors
Florida
$1.61M -$28.7K -2,412 -2%
VVP
8
Venture Visionary Partners
Ohio
$1.46M +$547 +46 +0%
Raymond James Financial
9
Raymond James Financial
Florida
$1.03M +$111K +9,350 +12%
PAS
10
Park Avenue Securities
New York
$922K -$559 -47 -0.1%
GC
11
Guggenheim Capital
Illinois
$761K -$643K -53,997 -45%
RCM
12
Robinson Capital Management
Michigan
$629K
Osaic Holdings
13
Osaic Holdings
Arizona
$614K +$9.34K +785 +2%
NA
14
NewEdge Advisors
Louisiana
$552K -$42.8K -3,600 -7%
ACP
15
Aviance Capital Partners
Florida
$458K +$10.9K +916 +2%
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$439K -$18.8K -1,581 -4%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$408K -$21.5K -1,803 -5%
SWM
18
SeaCrest Wealth Management
New York
$404K +$1.24K +104 +0.3%
UBS Group
19
UBS Group
Switzerland
$323K -$3.42K -287 -1%
JSW
20
Journey Strategic Wealth
New Jersey
$280K +$125K +10,500 +79%
CL
21
Choreo LLC
Illinois
$218K -$3.32K -279 -1%
ICMP
22
Integrated Capital Management (Pennsylvania)
Pennsylvania
$199K -$2.89K -243 -1%
Bank of America
23
Bank of America
North Carolina
$193K +$11.3K +952 +6%
OC
24
Oppenheimer & Co
New York
$182K
MML Investors Services
25
MML Investors Services
Massachusetts
$149K +$4.13K +347 +3%