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DMO

Western Asset Mortgage Opportunity Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Bessemer Group
1
Bessemer Group
New Jersey
$5.98M +$6.05M +248,900 New
Bank of America
2
Bank of America
North Carolina
$4.43M +$493K +20,258 +12%
HK
3
Horizon Kinetics
New York
$3.97M -$981K -40,329 -20%
SIA
4
Sit Investment Associates
Minnesota
$2.66M -$757K -31,126 -22%
Morgan Stanley
5
Morgan Stanley
New York
$1.99M -$327K -13,431 -14%
Invesco
6
Invesco
Georgia
$1.55M +$97.7K +4,019 +7%
U
7
UBS
Switzerland
$1.2M -$76K -3,126 -6%
Wells Fargo
8
Wells Fargo
California
$974K +$321K +13,220 +48%
Janney Montgomery Scott
9
Janney Montgomery Scott
Pennsylvania
$910K +$59.5K +2,446 +7%
COLIM
10
City of London Investment Management
United Kingdom
$710K +$721K +29,660 New
NL
11
NWAM LLC
Washington
$343K
CPP
12
Crow Point Partners
Massachusetts
$138K +$140K +5,755 New
US Bancorp
13
US Bancorp
Minnesota
$125K
NES
14
New England Securities
New York
$54K
NFG
15
Next Financial Group
Texas
$42K +$42.6K +1,750 New
AIG
16
American International Group
New York
$28.4K +$4.43K +182 +18%
Ameriprise
17
Ameriprise
Minnesota
$28K
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$24K +$6.66K +274 +37%
SCM
19
Saba Capital Management
New York
-$1.69M -68,581 Closed
TRCT
20
Tower Research Capital (TRC)
New York
-$26K -1,039 Closed
GSC
21
Ground Swell Capital
South Carolina
-$13K -537 Closed