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DMO

Western Asset Mortgage Opportunity Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$5.83M +$663K +48,509 +13%
CF
2
Centaurus Financial
California
$3.66M -$461K -33,708 -12%
Morgan Stanley
3
Morgan Stanley
New York
$3.14M +$571K +41,743 +23%
Northwestern Mutual Wealth Management
4
Northwestern Mutual Wealth Management
Wisconsin
$2.8M +$393K +28,729 +17%
TJHA
5
Thomas J. Herzfeld Advisors
Florida
$1.69M +$601K +43,987 +59%
KPWS
6
Kestra Private Wealth Services
Texas
$1.54M -$343K -25,088 -19%
MML Investors Services
7
MML Investors Services
Massachusetts
$1.39M -$5.33K -390 -0.4%
IWC
8
Integrated Wealth Concepts
Massachusetts
$1.37M +$311K +22,733 +31%
FM
9
Family Management
New York
$1.3M +$208K +15,204 +20%
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
$1.21M +$108K +7,900 +10%
PAS
11
Park Avenue Securities
New York
$926K +$9.59K +701 +1%
MAFM
12
Mid Atlantic Financial Management
Pennsylvania
$827K +$84.8K +6,200 +12%
RJFSA
13
Raymond James Financial Services Advisors
Florida
$772K -$56.6K -4,140 -7%
FFA
14
Founders Financial Alliance
North Carolina
$739K -$23.3K -1,705 -3%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$664K -$109K -8,000 -15%
ACM
16
Arlington Capital Management
Illinois
$649K +$626K +45,757 New
Osaic Holdings
17
Osaic Holdings
Arizona
$648K -$2.51M -183,580 -80%
LCM
18
Landscape Capital Management
New Jersey
$598K +$576K +42,141 New
RIA
19
Regal Investment Advisors
Michigan
$590K +$569K +41,617 New
RCM
20
Rivernorth Capital Management
Florida
$558K +$538K +39,369 New
Mirae Asset Global Investments
21
Mirae Asset Global Investments
South Korea
$547K +$36.9K +2,695 +8%
SIC
22
Samalin Investment Counsel
New York
$545K -$18.2K -1,328 -3%
QCIG
23
Quad-Cities Investment Group
Iowa
$446K -$92K -6,728 -18%
Rockefeller Capital Management
24
Rockefeller Capital Management
New York
$440K +$29.3K +2,146 +7%
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$371K +$65.9K +4,820 +23%