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DMO

Western Asset Mortgage Opportunity Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$7.26M +$918K +60,878 +15%
IWC
2
Integrated Wealth Concepts
Massachusetts
$6.05M +$1.83M +121,599 +46%
CF
3
Centaurus Financial
California
$3.31M -$353K -23,404 -10%
Morgan Stanley
4
Morgan Stanley
New York
$2.81M +$268K +17,785 +11%
TJHA
5
Thomas J. Herzfeld Advisors
Florida
$2.04M -$216K -14,299 -10%
Envestnet Asset Management
6
Envestnet Asset Management
Illinois
$1.5M +$91.1K +6,041 +7%
MML Investors Services
7
MML Investors Services
Massachusetts
$1.46M +$5.22K +346 +0.4%
GC
8
Guggenheim Capital
Illinois
$1.36M +$637K +42,252 +94%
FM
9
Family Management
New York
$1.26M -$155K -10,279 -11%
CAN
10
Cetera Advisor Networks
California
$1.18M +$537K +35,600 +89%
MAFM
11
Mid Atlantic Financial Management
Pennsylvania
$1.18M +$22.6K +1,500 +2%
PAS
12
Park Avenue Securities
New York
$1.08M +$41K +2,717 +4%
Mirae Asset Global Investments
13
Mirae Asset Global Investments
South Korea
$975K +$943K +62,515 New
RJFSA
14
Raymond James Financial Services Advisors
Florida
$834K +$22.4K +1,482 +3%
Osaic Holdings
15
Osaic Holdings
Arizona
$697K -$5.05K -335 -0.7%
RIA
16
Regal Investment Advisors
Michigan
$651K +$630K +41,737 New
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$550K -$27.6K -1,832 -5%
Bank of America
18
Bank of America
North Carolina
$518K -$1.27M -84,390 -72%
QCIG
19
Quad-Cities Investment Group
Iowa
$497K -$21.1K -1,400 -4%
Rockefeller Capital Management
20
Rockefeller Capital Management
New York
$492K +$33.5K +2,219 +8%
UBS Group
21
UBS Group
Switzerland
$466K +$70.4K +4,669 +19%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$391K -$2.31K -153 -0.6%
BA
23
Bridgewater Advisors
New York
$351K
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
$322K -$8.91K -591 -3%
Northwestern Mutual Wealth Management
25
Northwestern Mutual Wealth Management
Wisconsin
$309K +$16.7K +1,105 +6%