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DMO

Western Asset Mortgage Opportunity Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$4.32M -$329K -30,778 -7%
Pathstone Holdings
2
Pathstone Holdings
New Jersey
$4.03M +$3.86M +360,656 New
Morgan Stanley
3
Morgan Stanley
New York
$3.73M -$3.36M -314,074 -48%
TJHA
4
Thomas J. Herzfeld Advisors
Florida
$3.47M -$485K -45,389 -13%
Envestnet Asset Management
5
Envestnet Asset Management
Illinois
$3.14M +$318K +29,692 +12%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$3.01M +$512K +47,882 +22%
CPRC
7
Consolidated Portfolio Review Corp
New York
$2.77M +$154K +14,378 +6%
GC
8
Guggenheim Capital
Illinois
$2.08M +$27.8K +2,597 +1%
RP
9
Riverbridge Partners
Minnesota
$1.43M +$12.7K +1,188 +0.9%
MML Investors Services
10
MML Investors Services
Massachusetts
$1.4M +$156K +14,580 +13%
PAS
11
Park Avenue Securities
New York
$895K +$26.2K +2,449 +3%
NA
12
NewEdge Advisors
Louisiana
$876K +$101K +9,400 +14%
MC
13
Moors & Cabot
Massachusetts
$798K +$40.6K +3,800 +6%
LPL Financial
14
LPL Financial
California
$727K +$27.3K +2,549 +4%
Osaic Holdings
15
Osaic Holdings
Arizona
$395K -$304K -28,410 -45%
Baird Financial Group
16
Baird Financial Group
Wisconsin
$395K +$175K +16,361 +86%
RIA
17
Regal Investment Advisors
Michigan
$352K
RGC
18
Roberts, Glore & Co
Illinois
$346K +$13.9K +1,300 +4%
UBS Group
19
UBS Group
Switzerland
$346K +$49.6K +4,637 +18%
ACP
20
Aviance Capital Partners
Florida
$331K -$24.3K -2,274 -7%
CAPTRUST Financial Advisors
21
CAPTRUST Financial Advisors
North Carolina
$269K -$118 -11 -0%
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$265K -$22.9K -2,145 -8%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$237K +$2.21K +207 +1%
Susquehanna International Group
24
Susquehanna International Group
Pennsylvania
$217K +$71.8K +6,715 +53%
SWM
25
SeaCrest Wealth Management
New York
$217K +$1.64K +153 +0.8%