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DMO

Western Asset Mortgage Opportunity Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Pathstone Holdings
1
Pathstone Holdings
New Jersey
$4.14M -$77.6K -6,817 -2%
Morgan Stanley
2
Morgan Stanley
New York
$3.97M +$60.6K +5,326 +2%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$3.42M +$253K +22,208 +8%
PI
4
PFG Investments
New York
$2.93M +$2.85M +250,150 New
CPRC
5
Consolidated Portfolio Review Corp
New York
$2.88M -$28.8K -2,527 -1%
Envestnet Asset Management
6
Envestnet Asset Management
Illinois
$2.6M -$678K -59,587 -21%
TJHA
7
Thomas J. Herzfeld Advisors
Florida
$2.58M -$1.04M -91,010 -29%
SIA
8
Sit Investment Associates
Minnesota
$2.32M -$2.14M -188,020 -49%
GC
9
Guggenheim Capital
Illinois
$2.11M -$74.5K -6,549 -4%
RP
10
Riverbridge Partners
Minnesota
$1.54M +$35.6K +3,132 +2%
MML Investors Services
11
MML Investors Services
Massachusetts
$1.39M -$70.6K -6,205 -5%
Baird Financial Group
12
Baird Financial Group
Wisconsin
$1.17M +$731K +64,272 +182%
LPL Financial
13
LPL Financial
California
$938K +$171K +15,038 +23%
PAS
14
Park Avenue Securities
New York
$920K -$17K -1,490 -2%
VVP
15
Venture Visionary Partners
Ohio
$817K +$794K +69,778 New
NA
16
NewEdge Advisors
Louisiana
$759K -$158K -13,900 -18%
MC
17
Moors & Cabot
Massachusetts
$733K -$100K -8,800 -12%
Osaic Holdings
18
Osaic Holdings
Arizona
$589K +$170K +14,950 +42%
RCM
19
Robinson Capital Management
Michigan
$423K +$422K +37,051 New
RGC
20
Roberts, Glore & Co
Illinois
$363K
CL
21
Choreo LLC
Illinois
$357K +$347K +30,493 New
UBS Group
22
UBS Group
Switzerland
$341K -$20.4K -1,795 -6%
ACP
23
Aviance Capital Partners
Florida
$340K -$6.41K -563 -2%
RIA
24
Regal Investment Advisors
Michigan
$298K -$69K -6,065 -19%
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
$257K +$8.82K +775 +4%