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DMO

Western Asset Mortgage Opportunity Fund

Name Holding Trade Value Shares
Change
Change in
Stake
IWC
1
Integrated Wealth Concepts
Massachusetts
$6.93M +$257K +17,958 +4%
SIA
2
Sit Investment Associates
Minnesota
$5.17M -$1.18M -82,011 -17%
GC
3
Guggenheim Capital
Illinois
$2.96M -$159K -11,086 -5%
Morgan Stanley
4
Morgan Stanley
New York
$2.67M +$428K +29,851 +18%
CF
5
Centaurus Financial
California
$2.1M -$262K -18,297 -10%
TJHA
6
Thomas J. Herzfeld Advisors
Florida
$2.02M +$127K +8,879 +6%
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$1.67M +$123K +8,593 +7%
USCWA
8
U.S. Capital Wealth Advisors
Texas
$1.39M
Bank of America
9
Bank of America
North Carolina
$1.39M +$1.25M +87,071 +520%
CAN
10
Cetera Advisor Networks
California
$1.39M -$86K -6,000 -5%
MML Investors Services
11
MML Investors Services
Massachusetts
$1.29M +$29.1K +2,032 +2%
NA
12
NewEdge Advisors
Louisiana
$1.25M +$35.9K +2,503 +3%
MAWAG
13
Mid-American Wealth Advisory Group
Missouri
$1.23M +$1.17M +81,855 +808%
PAS
14
Park Avenue Securities
New York
$1.08M +$46K +3,211 +4%
Northwestern Mutual Wealth Management
15
Northwestern Mutual Wealth Management
Wisconsin
$845K +$283K +19,774 +45%
RJFSA
16
Raymond James Financial Services Advisors
Florida
$756K +$53.6K +3,741 +7%
LPL Financial
17
LPL Financial
California
$685K +$734K +51,252 New
RIA
18
Regal Investment Advisors
Michigan
$561K +$760 +53 +0.1%
Osaic Holdings
19
Osaic Holdings
Arizona
$526K -$71.4K -4,983 -11%
Rockefeller Capital Management
20
Rockefeller Capital Management
New York
$506K +$27.2K +1,900 +5%
QCIG
21
Quad-Cities Investment Group
Iowa
$449K -$3.28K -229 -0.7%
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$414K -$8.65K -604 -2%
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$386K -$21K -1,463 -5%
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$347K -$9.11K -636 -2%
FM
25
Family Management
New York
$337K -$230K -16,070 -39%