|
1
|
Bessemer Group
Woodbridge,
New Jersey
|
$6.5M
|
+$524K
|
+21,640
|
+9%
|
|
|
2
|
Bank of America
Charlotte,
North Carolina
|
$4.14M
|
-$328K
|
-13,536
|
-7%
|
|
|
3
|
Horizon Kinetics
New York
|
$3.75M
|
-$20.4K
|
-844
|
-0.5%
|
|
|
4
|
|
$2.2M
|
+$43.3K
|
+1,791
|
+2%
|
|
|
5
|
LPL Financial
San Diego,
California
|
$1.9M
|
+$711K
|
+29,378
|
+59%
|
|
|
6
|
|
$1.42M
|
-$213K
|
-8,798
|
-13%
|
|
|
7
|
Sit Investment Associates
Minneapolis,
Minnesota
|
$1.36M
|
-$1.72M
|
-70,909
|
-56%
|
|
|
8
|
UBS Group
Zurich,
Switzerland
|
$1.15M
|
+$4.28K
|
+177
|
+0.4%
|
|
|
9
|
Janney Montgomery Scott
Philadelphia,
Pennsylvania
|
$938K
|
+$19.5K
|
+804
|
+2%
|
|
|
10
|
Wells Fargo
San Francisco,
California
|
$899K
|
+$74.4K
|
+3,075
|
+9%
|
|
|
11
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$536K
|
+$540K
|
+22,300
|
New
|
|
|
12
|
Yorktown Management & Research Company
Forest,
Virginia
|
$406K
|
+$409K
|
+16,900
|
New
|
|
|
13
|
Guggenheim Capital
Chicago,
Illinois
|
$378K
|
+$381K
|
+15,736
|
New
|
|
|
14
|
NWAM LLC
Mercer Island,
Washington
|
$343K
|
–
|
–
|
–
|
|
|
15
|
|
$225K
|
+$10.3K
|
+427
|
+5%
|
|
|
16
|
Doliver Advisors
Houston,
Texas
|
$223K
|
+$225K
|
+9,298
|
New
|
|
|
17
|
US Bancorp
Minneapolis,
Minnesota
|
$125K
|
–
|
–
|
–
|
|
|
18
|
MSI Financial Services
Springfield,
Massachusetts
|
$65K
|
+$65.7K
|
+2,717
|
New
|
|
|
19
|
Risk Paradigm Group
Austin,
Texas
|
$43K
|
+$43.3K
|
+1,790
|
New
|
|
|
20
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$29K
|
-$9.29K
|
-384
|
-24%
|
|
|
21
|
Tower Research Capital (TRC)
New York
|
$29K
|
+$24.2K
|
+1,000
|
+500%
|
|
|
22
|
American International Group
New York
|
$25.5K
|
–
|
–
|
–
|
|
|
23
|
City of London Investment Management
London,
United Kingdom
|
–
|
-$773K
|
-32,400
|
Closed
|
|
|
24
|
Weiss Asset Management
Boston,
Massachusetts
|
–
|
-$303K
|
-12,703
|
Closed
|
|
|
25
|
SG Americas Securities
New York
|
–
|
-$250K
|
-10,484
|
Closed
|
|
