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DMO

Western Asset Mortgage Opportunity Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$4.76M +$885K +64,343 +22%
CF
2
Centaurus Financial
California
$3.83M -$208K -15,131 -5%
Osaic Holdings
3
Osaic Holdings
Arizona
$3.01M +$114K +8,267 +4%
Morgan Stanley
4
Morgan Stanley
New York
$2.36M -$192K -13,974 -7%
Northwestern Mutual Wealth Management
5
Northwestern Mutual Wealth Management
Wisconsin
$2.22M +$880K +63,986 +61%
KPWS
6
Kestra Private Wealth Services
Texas
$1.77M +$1.85M +134,768 New
MML Investors Services
7
MML Investors Services
Massachusetts
$1.29M -$473K -34,415 -26%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$1.02M +$1.07M +77,699 New
FM
9
Family Management
New York
$1M +$197K +14,296 +23%
TJHA
10
Thomas J. Herzfeld Advisors
Florida
$988K -$28.4K -2,068 -3%
IWC
11
Integrated Wealth Concepts
Massachusetts
$967K +$556K +40,437 +122%
PAS
12
Park Avenue Securities
New York
$847K +$888K +64,572 New
RJFSA
13
Raymond James Financial Services Advisors
Florida
$769K -$33K -2,397 -4%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$719K -$102K -7,444 -12%
FFA
15
Founders Financial Alliance
North Carolina
$713K +$741K +53,881 New
MAFM
16
Mid Atlantic Financial Management
Pennsylvania
$701K -$93.5K -6,800 -12%
SIC
17
Samalin Investment Counsel
New York
$522K +$547K +39,772 New
QCIG
18
Quad-Cities Investment Group
Iowa
$501K -$70.6K -5,130 -12%
Mirae Asset Global Investments
19
Mirae Asset Global Investments
South Korea
$470K +$128K +9,323 +35%
UBS Group
20
UBS Group
Switzerland
$413K +$98.9K +7,186 +30%
Rockefeller Capital Management
21
Rockefeller Capital Management
New York
$378K -$18.1K -1,314 -4%
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$321K -$9.3K -676 -3%
Bank of America
23
Bank of America
North Carolina
$302K -$5.5K -400 -2%
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$280K +$217K +15,775 +284%
RJA
25
Raymond James & Associates
Florida
$238K -$81.4K -5,917 -25%