|
1
|
Bank of America
Charlotte,
North Carolina
|
$4.92M
|
+$114K
|
+4,652
|
+2%
|
|
|
2
|
|
$3.92M
|
+$1.76M
|
+71,338
|
+83%
|
|
|
3
|
Bessemer Group
Woodbridge,
New Jersey
|
$3.9M
|
-$492K
|
-20,000
|
-11%
|
|
|
4
|
Horizon Kinetics
New York
|
$3.14M
|
-$47.8K
|
-1,943
|
-2%
|
|
|
5
|
Wells Fargo
San Francisco,
California
|
$1.52M
|
+$614K
|
+24,963
|
+69%
|
|
|
6
|
UBS Group
Zurich,
Switzerland
|
$1.45M
|
+$21.4K
|
+869
|
+2%
|
|
|
7
|
|
$1.29M
|
-$203K
|
-8,242
|
-14%
|
|
|
8
|
LPL Financial
San Diego,
California
|
$1.06M
|
-$1.1M
|
-44,611
|
-51%
|
|
|
9
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$1.04M
|
+$979K
|
+39,782
|
+2,301%
|
|
|
10
|
Janney Montgomery Scott
Philadelphia,
Pennsylvania
|
$762K
|
-$46.1K
|
-1,873
|
-6%
|
|
|
11
|
Yorktown Management & Research Company
Forest,
Virginia
|
$421K
|
–
|
–
|
–
|
|
|
12
|
Guggenheim Capital
Chicago,
Illinois
|
$385K
|
-$12.4K
|
-505
|
-3%
|
|
|
13
|
Commonwealth Equity Services
Waltham,
Massachusetts
|
$339K
|
+$44.4K
|
+1,803
|
+15%
|
|
|
14
|
MSI Financial Services
Springfield,
Massachusetts
|
$234K
|
+$87K
|
+3,536
|
+61%
|
|
|
15
|
|
$181K
|
–
|
–
|
–
|
|
|
16
|
Risk Paradigm Group
Austin,
Texas
|
$44.6K
|
–
|
–
|
–
|
|
|
17
|
Global X Management Company
New York
|
$33K
|
+$32.9K
|
+1,338
|
New
|
|
|
18
|
American International Group
New York
|
$27K
|
–
|
–
|
–
|
|
|
19
|
People's United Financial
Bridgeport,
Connecticut
|
$24K
|
+$23.4K
|
+950
|
New
|
|
|
20
|
Next Financial Group
Houston,
Texas
|
$14K
|
–
|
–
|
–
|
|
|
21
|
US Bancorp
Minneapolis,
Minnesota
|
$1K
|
-$110K
|
-4,487
|
-99%
|
|
|
22
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
–
|
-$534K
|
-22,300
|
Closed
|
|
|
23
|
Sit Investment Associates
Minneapolis,
Minnesota
|
–
|
-$457K
|
-19,075
|
Closed
|
|
|
24
|
NWAM LLC
Mercer Island,
Washington
|
–
|
-$342K
|
-14,000
|
Closed
|
|
|
25
|
Financial Architects (New Jersey)
Marlton,
New Jersey
|
–
|
-$24K
|
-990
|
Closed
|
|
