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DMO

Western Asset Mortgage Opportunity Fund

Name Holding Trade Value Shares
Change
Change in
Stake
IWC
1
Integrated Wealth Concepts
Massachusetts
$5.69M -$398K -36,635 -6%
SIA
2
Sit Investment Associates
Minnesota
$4.52M -$556K -51,156 -11%
Morgan Stanley
3
Morgan Stanley
New York
$4.15M +$430K +39,582 +11%
TJHA
4
Thomas J. Herzfeld Advisors
Florida
$2.77M +$807K +74,304 +41%
Envestnet Asset Management
5
Envestnet Asset Management
Illinois
$2.71M +$1.27M +117,032 +87%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$2.03M +$1.51M +138,655 +279%
MC
7
Matisse Capital
Oregon
$1.53M +$128K +11,813 +9%
GC
8
Guggenheim Capital
Illinois
$1.38M -$369K -33,945 -21%
RP
9
Riverbridge Partners
Minnesota
$1.26M +$57.5K +5,292 +5%
MML Investors Services
10
MML Investors Services
Massachusetts
$1.25M +$117K +10,765 +10%
Bank of America
11
Bank of America
North Carolina
$1.08M +$20.4K +1,876 +2%
PAS
12
Park Avenue Securities
New York
$892K +$11K +1,012 +1%
Invesco
13
Invesco
Georgia
$874K +$195K +17,970 +28%
NA
14
NewEdge Advisors
Louisiana
$856K -$44.5K -4,092 -5%
USCWA
15
U.S. Capital Wealth Advisors
Texas
$761K
RJFSA
16
Raymond James Financial Services Advisors
Florida
$719K +$58.6K +5,390 +9%
LPL Financial
17
LPL Financial
California
$552K -$22.2K -2,045 -4%
UBS Group
18
UBS Group
Switzerland
$540K +$2.29K +211 +0.4%
LSC
19
Logan Stone Capital
Illinois
$439K -$348K -32,000 -44%
Osaic Holdings
20
Osaic Holdings
Arizona
$400K +$9.29K +855 +2%
RIA
21
Regal Investment Advisors
Michigan
$372K -$9.91K -912 -3%
RGC
22
Roberts, Glore & Co
Illinois
$323K +$13K +1,200 +4%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$296K -$13.6K -1,256 -4%
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
$294K -$12.3K -1,130 -4%
Rockefeller Capital Management
25
Rockefeller Capital Management
New York
$269K -$31.8K -2,924 -10%