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DMO

Western Asset Mortgage Opportunity Fund

Name Holding Trade Value Shares
Change
Change in
Stake
HK
1
Horizon Kinetics
New York
$4.81M -$4.34M -188,070 -47%
SIA
2
Sit Investment Associates
Minnesota
$3.88M +$362K +15,655 +10%
SCM
3
Saba Capital Management
New York
$3.46M -$810K -35,057 -19%
Bank of America
4
Bank of America
North Carolina
$3.32M +$474K +20,522 +17%
Morgan Stanley
5
Morgan Stanley
New York
$2M +$106K +4,602 +6%
Invesco
6
Invesco
Georgia
$1.28M +$112K +4,866 +10%
U
7
UBS
Switzerland
$1.01M +$305K +13,224 +43%
Janney Montgomery Scott
8
Janney Montgomery Scott
Pennsylvania
$783K -$1.94K -84 -0.2%
Wells Fargo
9
Wells Fargo
California
$616K +$62.1K +2,690 +11%
NL
10
NWAM LLC
Washington
$241K +$241K +10,424 New
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$70K +$56.1K +2,427 +401%
NES
12
New England Securities
New York
$52K
Northwestern Mutual Wealth Management
13
Northwestern Mutual Wealth Management
Wisconsin
$46K +$46.2K +2,000 New
Ameriprise
14
Ameriprise
Minnesota
$27K
TRCT
15
Tower Research Capital (TRC)
New York
$12K +$1.16K +50 +11%
US Bancorp
16
US Bancorp
Minnesota
$6K
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
-$271K -11,678 Closed