|
1
|
Bank of America
Charlotte,
North Carolina
|
$4.61M
|
+$488K
|
+19,959
|
+12%
|
|
|
2
|
Bessemer Group
Woodbridge,
New Jersey
|
$4.23M
|
-$2.3M
|
-94,121
|
-35%
|
|
|
3
|
Horizon Kinetics
New York
|
$3.06M
|
-$689K
|
-28,218
|
-18%
|
|
|
4
|
LPL Financial
San Diego,
California
|
$2.12M
|
+$193K
|
+7,880
|
+10%
|
|
|
5
|
|
$2.06M
|
-$139K
|
-5,703
|
-6%
|
|
|
6
|
|
$1.43M
|
+$16.1K
|
+658
|
+1%
|
|
|
7
|
UBS Group
Zurich,
Switzerland
|
$1.37M
|
+$226K
|
+9,254
|
+19%
|
|
|
8
|
Wells Fargo
San Francisco,
California
|
$867K
|
-$30.5K
|
-1,250
|
-3%
|
|
|
9
|
Janney Montgomery Scott
Philadelphia,
Pennsylvania
|
$777K
|
-$162K
|
-6,626
|
-17%
|
|
|
10
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$534K
|
–
|
–
|
–
|
|
|
11
|
Sit Investment Associates
Minneapolis,
Minnesota
|
$457K
|
-$921K
|
-37,701
|
-66%
|
|
|
12
|
Yorktown Management & Research Company
Forest,
Virginia
|
$405K
|
–
|
–
|
–
|
|
|
13
|
Guggenheim Capital
Chicago,
Illinois
|
$382K
|
+$4.3K
|
+176
|
+1%
|
|
|
14
|
NWAM LLC
Mercer Island,
Washington
|
$342K
|
-$6.69K
|
-274
|
-2%
|
|
|
15
|
Commonwealth Equity Services
Waltham,
Massachusetts
|
$282K
|
+$288K
|
+11,776
|
New
|
|
|
16
|
|
$174K
|
-$51.3K
|
-2,101
|
-22%
|
|
|
17
|
MSI Financial Services
Springfield,
Massachusetts
|
$140K
|
+$76.1K
|
+3,113
|
+115%
|
|
|
18
|
US Bancorp
Minneapolis,
Minnesota
|
$109K
|
-$16.6K
|
-678
|
-13%
|
|
|
19
|
Risk Paradigm Group
Austin,
Texas
|
$42.9K
|
–
|
–
|
–
|
|
|
20
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$41K
|
+$13.2K
|
+540
|
+45%
|
|
|
21
|
American International Group
New York
|
$25.4K
|
–
|
–
|
–
|
|
|
22
|
Financial Architects (New Jersey)
Marlton,
New Jersey
|
$24K
|
+$24.2K
|
+990
|
New
|
|
|
23
|
Next Financial Group
Houston,
Texas
|
$14K
|
+$14.7K
|
+600
|
New
|
|
|
24
|
Doliver Advisors
Houston,
Texas
|
–
|
-$223K
|
-9,298
|
Closed
|
|
|
25
|
Tower Research Capital (TRC)
New York
|
–
|
-$29K
|
-1,200
|
Closed
|
|
