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DMO

Western Asset Mortgage Opportunity Fund

Name Holding Trade Value Shares
Change
Change in
Stake
IWC
1
Integrated Wealth Concepts
Massachusetts
$5.95M -$106K -8,661 -2%
SIA
2
Sit Investment Associates
Minnesota
$5.34M +$865K +70,556 +18%
Morgan Stanley
3
Morgan Stanley
New York
$3.46M +$1.19M +97,426 +49%
GC
4
Guggenheim Capital
Illinois
$2.26M -$340K -27,744 -13%
TJHA
5
Thomas J. Herzfeld Advisors
Florida
$1.93M +$180K +14,647 +10%
Envestnet Asset Management
6
Envestnet Asset Management
Illinois
$1.51M +$52.8K +4,305 +3%
RP
7
Riverbridge Partners
Minnesota
$1.27M +$1.34M +109,142 New
MML Investors Services
8
MML Investors Services
Massachusetts
$1.2M +$78.4K +6,394 +7%
LSC
9
Logan Stone Capital
Illinois
$1.19M +$1.25M +101,742 New
MC
10
Matisse Capital
Oregon
$1.17M +$1.23M +100,000 New
Northwestern Mutual Wealth Management
11
Northwestern Mutual Wealth Management
Wisconsin
$1.16M +$444K +36,235 +57%
Bank of America
12
Bank of America
North Carolina
$1.14M -$72.5K -5,918 -6%
NA
13
NewEdge Advisors
Louisiana
$1.04M -$63.6K -5,188 -6%
CF
14
Centaurus Financial
California
$989K -$888K -72,450 -46%
PAS
15
Park Avenue Securities
New York
$963K +$24.3K +1,982 +2%
USCWA
16
U.S. Capital Wealth Advisors
Texas
$825K -$409K -33,350 -32%
RJFSA
17
Raymond James Financial Services Advisors
Florida
$746K +$89.5K +7,298 +13%
LPL Financial
18
LPL Financial
California
$630K +$33.5K +2,729 +5%
Invesco
19
Invesco
Georgia
$486K +$223K +18,186 +78%
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$468K +$174K +14,172 +55%
RIA
21
Regal Investment Advisors
Michigan
$428K -$65.3K -5,330 -13%
RCM
22
Rivernorth Capital Management
Florida
$428K +$449K +36,658 New
Osaic Holdings
23
Osaic Holdings
Arizona
$425K -$36.5K -2,981 -8%
QCIG
24
Quad-Cities Investment Group
Iowa
$398K +$6.09K +497 +1%
Rockefeller Capital Management
25
Rockefeller Capital Management
New York
$396K -$48.2K -3,931 -10%