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DMO

Western Asset Mortgage Opportunity Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$5.93M -$90.8K -6,285 -2%
IWC
2
Integrated Wealth Concepts
Massachusetts
$3.9M +$2.46M +170,070 +176%
CF
3
Centaurus Financial
California
$3.46M -$323K -22,374 -9%
Morgan Stanley
4
Morgan Stanley
New York
$2.38M -$850K -58,834 -27%
TJHA
5
Thomas J. Herzfeld Advisors
Florida
$2.13M +$384K +26,553 +22%
Bank of America
6
Bank of America
North Carolina
$1.72M +$1.35M +93,189 +382%
MML Investors Services
7
MML Investors Services
Massachusetts
$1.36M -$71.5K -4,948 -5%
FM
8
Family Management
New York
$1.34M -$6.88K -476 -0.5%
Envestnet Asset Management
9
Envestnet Asset Management
Illinois
$1.32M +$61.9K +4,287 +5%
MAFM
10
Mid Atlantic Financial Management
Pennsylvania
$1.08M +$225K +15,600 +27%
PAS
11
Park Avenue Securities
New York
$970K +$14.5K +1,006 +2%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$762K -$34.8K -2,410 -4%
Osaic Holdings
13
Osaic Holdings
Arizona
$660K -$8.77K -607 -1%
GC
14
Guggenheim Capital
Illinois
$658K +$469K +32,487 +261%
CAN
15
Cetera Advisor Networks
California
$586K +$578K +40,005 New
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$543K -$140K -9,715 -21%
SIC
17
Samalin Investment Counsel
New York
$529K -$33.4K -2,311 -6%
QCIG
18
Quad-Cities Investment Group
Iowa
$487K +$26.4K +1,826 +6%
Rockefeller Capital Management
19
Rockefeller Capital Management
New York
$430K -$23.5K -1,629 -5%
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$370K -$12.9K -891 -3%
UBS Group
21
UBS Group
Switzerland
$369K +$63.3K +4,378 +21%
KPWS
22
Kestra Private Wealth Services
Texas
$344K -$1.25M -86,200 -79%
BA
23
Bridgewater Advisors
New York
$334K +$325K +22,500 New
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
$311K -$50.1K -3,466 -14%
Northwestern Mutual Wealth Management
25
Northwestern Mutual Wealth Management
Wisconsin
$274K -$2.59M -179,022 -91%