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DMO

Western Asset Mortgage Opportunity Fund

Name Holding Trade Value Shares
Change
Change in
Stake
IWC
1
Integrated Wealth Concepts
Massachusetts
$6.28M +$662K +55,326 +11%
SIA
2
Sit Investment Associates
Minnesota
$5.23M +$159K +13,264 +3%
Morgan Stanley
3
Morgan Stanley
New York
$3.85M +$591K +49,367 +17%
Northwestern Mutual Wealth Management
4
Northwestern Mutual Wealth Management
Wisconsin
$2.37M +$1.36M +113,649 +114%
TJHA
5
Thomas J. Herzfeld Advisors
Florida
$2.03M +$208K +17,369 +10%
GC
6
Guggenheim Capital
Illinois
$1.8M -$370K -30,911 -16%
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$1.49M +$63.2K +5,280 +4%
MC
8
Matisse Capital
Oregon
$1.44M +$359K +30,000 +30%
RP
9
Riverbridge Partners
Minnesota
$1.24M +$31.8K +2,654 +2%
MML Investors Services
10
MML Investors Services
Massachusetts
$1.17M +$30.3K +2,529 +2%
Bank of America
11
Bank of America
North Carolina
$1.1M +$10.2K +850 +0.9%
NA
12
NewEdge Advisors
Louisiana
$963K -$24.3K -2,027 -2%
PAS
13
Park Avenue Securities
New York
$909K -$7.96K -665 -0.8%
LSC
14
Logan Stone Capital
Illinois
$809K -$346K -28,937 -28%
USCWA
15
U.S. Capital Wealth Advisors
Texas
$785K
Invesco
16
Invesco
Georgia
$701K +$258K +21,559 +52%
RJFSA
17
Raymond James Financial Services Advisors
Florida
$682K -$29.5K -2,462 -4%
LPL Financial
18
LPL Financial
California
$592K -$8.19K -684 -1%
UBS Group
19
UBS Group
Switzerland
$554K +$372K +31,085 +165%
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$551K +$114K +9,533 +24%
Osaic Holdings
21
Osaic Holdings
Arizona
$404K +$311 +26 +0.1%
RIA
22
Regal Investment Advisors
Michigan
$394K -$13.7K -1,148 -3%
QCIG
23
Quad-Cities Investment Group
Iowa
$384K +$6.3K +526 +2%
RJA
24
Raymond James & Associates
Florida
$384K +$20.5K +1,709 +5%
RGC
25
Roberts, Glore & Co
Illinois
$320K -$20.4K -1,700 -6%