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DMO

Western Asset Mortgage Opportunity Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Royal Bank of Canada
1
Royal Bank of Canada
Ontario, Canada
$4.33M +$175K +14,948 +4%
Envestnet Asset Management
2
Envestnet Asset Management
Illinois
$2.9M +$231K +19,785 +8%
LPL Financial
3
LPL Financial
California
$2.78M +$355K +30,402 +14%
Morgan Stanley
4
Morgan Stanley
New York
$1.88M +$316K +27,010 +19%
Baird Financial Group
5
Baird Financial Group
Wisconsin
$1.4M -$1.13M -97,058 -43%
VVP
6
Venture Visionary Partners
Ohio
$1.38M +$736 +63 +0.1%
TJHA
7
Thomas J. Herzfeld Advisors
Florida
$1.35M -$184K -15,707 -11%
Raymond James Financial
8
Raymond James Financial
Florida
$1.23M +$269K +23,016 +26%
PAS
9
Park Avenue Securities
New York
$859K -$11.9K -1,018 -1%
GC
10
Guggenheim Capital
Illinois
$667K -$53.5K -4,578 -7%
RCM
11
Robinson Capital Management
Michigan
$594K
NA
12
NewEdge Advisors
Louisiana
$521K
Osaic Holdings
13
Osaic Holdings
Arizona
$516K -$57.8K -4,943 -10%
ACP
14
Aviance Capital Partners
Florida
$448K +$17.4K +1,489 +4%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$413K -$2.03K -174 -0.5%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$397K +$12.8K +1,097 +3%
LSC
17
Logan Stone Capital
Illinois
$369K +$390K +33,392 New
SWM
18
SeaCrest Wealth Management
New York
$356K -$17.9K -1,528 -5%
UBS Group
19
UBS Group
Switzerland
$296K -$8.6K -736 -3%
ICMP
20
Integrated Capital Management (Pennsylvania)
Pennsylvania
$195K +$7.86K +673 +4%
MG
21
Marex Group
$189K +$200K +17,100 New
Bank of America
22
Bank of America
North Carolina
$188K +$6.97K +597 +4%
CL
23
Choreo LLC
Illinois
$178K -$29.4K -2,517 -14%
OC
24
Oppenheimer & Co
New York
$171K
NWMP
25
Noble Wealth Management PBC
Colorado
$154K +$126K +10,822 +352%