GSC
DMO

Ground Swell Capital’s Western Asset Mortgage Opportunity Fund DMO Stock Holding History

Ground Swell Capital’s Portfolio DMO Stock Details DMO Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		– Sell
-537
Closed -$13K – 2461
2014
Q2 		$13K Buy
+537
New +$12.7K 0.03% 596

Other funds holding DMO

Bessemer Group
Bessemer Group Woodbridge, New Jersey $63.6B AUM 28.76% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
HK
Horizon Kinetics New York $3.06B AUM 5.37% 1-Year Est. Return
SIA
Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
U
UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Janney Montgomery Scott
Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return
COLIM
City of London Investment Management London, United Kingdom $1.66B AUM 59.71% 1-Year Est. Return

Ground Swell Capital's DMO Position: Q3 2014 in Review

Ground Swell Capital sold out of Western Asset Mortgage Opportunity Fund (DMO) in Q3 2014, closing a stake of 537 shares — an estimated $13K sold.

Ground Swell Capital first reported a position in DMO in Q2 2014 and held it in 1 quarter. The position peaked at $13K in Q2 2014. 19 funds tracked by Wall St. Rank hold DMO as of Q3 2014.

  • Ground Swell Capital reported no remaining Western Asset Mortgage Opportunity Fund position as of Q3 2014 after selling out during the quarter.
  • Ground Swell Capital sold 537 Western Asset Mortgage Opportunity Fund shares in Q3 2014, an estimated $13K.
  • Ground Swell Capital first reported a position in Western Asset Mortgage Opportunity Fund in Q2 2014 and held it in 1 quarter.
  • Ground Swell Capital's Western Asset Mortgage Opportunity Fund position peaked at $13K in Q2 2014.
  • 19 funds tracked by Wall St. Rank held Western Asset Mortgage Opportunity Fund as of Q3 2014.

Based on Ground Swell Capital's 13F filing for Q3 2014, filed 6 Nov 2014.