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DFP

Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP

62 hedge funds and large institutions have $58.3M invested in Flaherty & Crumrine Dynamic Preferred and Income Fund in 2023 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 22 increasing their positions, 15 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

47% more repeat investments, than reductions

Existing positions increased: 22 | Existing positions reduced: 15

25% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 8

3% more funds holding

Funds holding: 60 → 62 (+2)

1.2% more ownership

Funds ownership: 16.03% → 17.24% (+1.2%)

3% more capital invested

Capital invested by funds: $56.3M → $58.3M (+$1.96M)

Holders
62
Holders Change
+2
Holders Change %
+3.33%
% of All Funds
0.98%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
10
Increased
22
Reduced
15
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RL
RPO LLC
Connecticut
+$1.52M
2
Ameriprise
Ameriprise
Minnesota
+$1.48M
3
RJA
Raymond James & Associates
Florida
+$1.38M
4
RWM
Revisor Wealth Management
Ohio
+$977K
5
Osaic Holdings
Osaic Holdings
Arizona
+$772K

Top Sellers

1
HBCM
Heron Bay Capital Management
Michigan
-$2.28M
2
PAG
Private Advisor Group
New Jersey
-$1.43M
3
1W
1776 Wealth
Georgia
-$1.41M
4
OA
Oxbow Advisors
Texas
-$637K
5
WP
Woodline Partners
California
-$319K
Name Holding Trade Value Shares
Change 		Change in
Stake
HNB
51
Huntington National Bank
Ohio
$40.2K – – –
NSIM
52
North Star Investment Management
Illinois
$35.2K – – –
TWM
53
Tradition Wealth Management
Minnesota
$32K – – –
Carson Wealth (CWM LLC)
54
Carson Wealth (CWM LLC)
Nebraska
$31K -$12.8K -730 -28%
SPIA
55
Steward Partners Investment Advisory
New York
$30.2K -$22.9K -1,306 -42%
IRC
56
Investors Research Corp
Georgia
$20.1K – – –
OCM
57
Osterweis Capital Management
California
$17.6K – – –
MA
58
MCF Advisors
Kentucky
$17.6K +$210 +12 +1%
EC
59
Elequin Capital
New York
$17.2K +$18K +1,026 New
GWM
60
Geneos Wealth Management
Colorado
$14.3K – – –
WB
61
Webster Bank
Connecticut
$6.32K – – –
SIS
62
Sound Income Strategies
Florida
$3.96K – – –
AF
63
Allworth Financial
California
$1.68K – – –
Fidelity Investments
64
Fidelity Investments
Massachusetts
$17 – – –
HBCM
65
Heron Bay Capital Management
Michigan
– -$2.28M -130,960 Closed
1W
66
1776 Wealth
Georgia
– -$1.41M -80,950 Closed
OA
67
Oxbow Advisors
Texas
– -$637K -36,587 Closed
WP
68
Woodline Partners
California
– -$319K -18,327 Closed
AHC
69
Adell Harriman & Carpenter
Texas
– -$188K -10,700 Closed
US Bancorp
70
US Bancorp
Minnesota
– -$32.8K -1,880 Closed
SWM
71
Spire Wealth Management
Virginia
– -$23.8K -1,365 Closed
N
72
Natixis
France
– -$1.76K -101 Closed
1 2
3

DFP Hedge Fund Activity: Q3 2023 in Review

62 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Dynamic Preferred and Income Fund (DFP) for Q3 2023, worth a combined $58.3M — up 3.5% from $56.3M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new DFP positions and 8 closed out — a net gain of 2 holders — while 22 added to existing stakes and 15 trimmed.

The largest buyer was RPO LLC, opening a new position worth an estimated $1.52M. The largest seller was Heron Bay Capital Management, exiting entirely with an estimated $2.28M sold.

  • 62 institutional investors held Flaherty & Crumrine Dynamic Preferred and Income Fund (DFP) as of Q3 2023, up from 60 in Q2 2023.
  • Funds reported $58.3M of Flaherty & Crumrine Dynamic Preferred and Income Fund stock for Q3 2023, up 3.5% quarter-over-quarter.
  • 10 funds opened new Flaherty & Crumrine Dynamic Preferred and Income Fund positions in Q3 2023 and 8 closed out, a net change of +2 holders.
  • The largest Flaherty & Crumrine Dynamic Preferred and Income Fund buyer in Q3 2023 was RPO LLC, an estimated $1.52M added.
  • The largest Flaherty & Crumrine Dynamic Preferred and Income Fund seller in Q3 2023 was Heron Bay Capital Management, an estimated $2.28M sold.

Based on aggregated 13F filings for Q3 2023.