DFP

Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP

Overview Fund Activity

66 hedge funds and large institutions have $80.2M invested in Flaherty & Crumrine Dynamic Preferred and Income Fund in 2020 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 27 increasing their positions, 18 reducing their positions, and 7 closing their positions.

Holders
66
Holders Change
+3
Holders Change %
+4.76%
% of All Funds
1.17%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
10
Increased
27
Reduced
18
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Ameriprise
1
Ameriprise
Minnesota
$1.78M
2
RJA
2
Raymond James & Associates
Florida
$15.3M
3
CG
3
Clarus Group
Texas
$550K
4
Millennium Management
4
Millennium Management
New York
$513K
5
CSPIA
5
Cary Street Partners Investment Advisory
Virginia
$767K

Top Sellers

1
PAG
1
Private Advisor Group
New Jersey
$1.63M
2
JG
2
Jefferies Group
New York
$1.63M
3
GC
3
Guggenheim Capital
Illinois
$1.32M
4
MC
4
Mathes Company
New York
$1.69M
5
RJFSA
5
Raymond James Financial Services Advisors
Florida
$5.71M
Name Market Value Shares Shares
Change 		Shares
Change %
WLPWM
51
Walled Lake Planning & Wealth Management
Illinois
$112K 3,850 – –
Citigroup
52
Citigroup
New York
$111K 3,817 +2,817 +282%
GWM
53
Geneos Wealth Management
Colorado
$78K 2,610 – –
IAIM
54
International Assets Investment Management
Florida
$62K 2,122 +2,122 New
HNB
55
Huntington National Bank
Ohio
– – – –
Carson Wealth (CWM LLC)
56
Carson Wealth (CWM LLC)
Nebraska
$45K 1,545 – –
PFGIA
57
Patriot Financial Group Insurance Agency
Massachusetts
$44K 1,529 +5 +0.3%
IRC
58
Investors Research Corp
Georgia
$35K 1,200 – –
MA
59
MCF Advisors
Kentucky
$25K 852 +15 +2%
WB
60
Webster Bank
Connecticut
$15K 500 – –
NSIM
61
North Star Investment Management
Illinois
$15K 500 – –
ASN
62
Advisory Services Network
Georgia
$11K 365 – –
ANBT
63
American National Bank & Trust
Texas
$10K 340 – –
APA
64
American Portfolios Advisors
New York
$5.81K 200 – –
AWA
65
Arkadios Wealth Advisors
Georgia
$5K 197 +197 New
SFS
66
Sowell Financial Services
Arkansas
$2K 61 +1 +2%
XF
67
XML Financial
Maryland
– – -7,717 Closed
CCM
68
Chiron Capital Management
Florida
– – -4,100 Closed
PFS
69
Prospera Financial Services
Texas
– – -1,744 Closed
S
70
SignatureFD
Georgia
– – -1,050 Closed
BC
71
Barnett & Company
Tennessee
– – -640 Closed
FMP
72
Financial Management Professionals
Texas
– – -200 Closed
Barclays
73
Barclays
United Kingdom
– – -148 Closed
CFGS
74
Concourse Financial Group Securities
Alabama
– – – –
Fidelity Investments
75
Fidelity Investments
Massachusetts
$0 2 +2 New
1 2
3