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DFP

Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP

66 hedge funds and large institutions have $80.2M invested in Flaherty & Crumrine Dynamic Preferred and Income Fund in 2020 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 27 increasing their positions, 18 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more repeat investments, than reductions

Existing positions increased: 27 | Existing positions reduced: 18

43% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 7

8% more capital invested

Capital invested by funds: $74.2M → $80.2M (+$6.04M)

5% more funds holding

Funds holding: 63 → 66 (+3)

0.22% more ownership

Funds ownership: 14.16% → 14.39% (+0.22%)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

Holders
66
Holders Change
+3
Holders Change %
+4.76%
% of All Funds
1.17%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
10
Increased
27
Reduced
18
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Ameriprise
Ameriprise
Minnesota
+$1.09M
2
RJA
Raymond James & Associates
Florida
+$841K
3
Millennium Management
Millennium Management
New York
+$496K
4
CSPIA
Cary Street Partners Investment Advisory
Virginia
+$333K
5
CAN
Cetera Advisor Networks
California
+$281K

Top Sellers

1
PAG
Private Advisor Group
New Jersey
-$1.09M
2
JG
Jefferies Group
New York
-$698K
3
GC
Guggenheim Capital
Illinois
-$682K
4
MC
Mathes Company
New York
-$407K
5
RJFSA
Raymond James Financial Services Advisors
Florida
-$355K
Name Holding Trade Value Shares
Change 		Change in
Stake
WLPWM
51
Walled Lake Planning & Wealth Management
Illinois
$112K – – –
Citigroup
52
Citigroup
New York
$111K +$79.2K +2,817 +282%
GWM
53
Geneos Wealth Management
Colorado
$78K – – –
IAIM
54
International Assets Investment Management
Florida
$62K +$59.6K +2,122 New
HNB
55
Huntington National Bank
Ohio
$58K – – –
Carson Wealth (CWM LLC)
56
Carson Wealth (CWM LLC)
Nebraska
$45K – – –
PFGIA
57
Patriot Financial Group Insurance Agency
Massachusetts
$44K +$140 +5 +0.3%
IRC
58
Investors Research Corp
Georgia
$35K – – –
MA
59
MCF Advisors
Kentucky
$25K +$421 +15 +2%
NSIM
60
North Star Investment Management
Illinois
$15K – – –
WB
61
Webster Bank
Connecticut
$15K – – –
ASN
62
Advisory Services Network
Georgia
$11K – – –
ANBT
63
American National Bank & Trust
Texas
$10K – – –
APA
64
American Portfolios Advisors
New York
$5.81K – – –
AWA
65
Arkadios Wealth Advisors
Georgia
$5K +$5.54K +197 New
SFS
66
Sowell Financial Services
Arkansas
$2K +$28 +1 +2%
XF
67
XML Financial
Maryland
– -$211K -7,717 Closed
CCM
68
Chiron Capital Management
Florida
– -$112K -4,100 Closed
PFS
69
Prospera Financial Services
Texas
– -$48K -1,744 Closed
S
70
SignatureFD
Georgia
– -$29K -1,050 Closed
BC
71
Barnett & Company
Tennessee
– -$17K -640 Closed
FMP
72
Financial Management Professionals
Texas
– -$5K -200 Closed
Barclays
73
Barclays
United Kingdom
– -$4K -148 Closed
Fidelity Investments
74
Fidelity Investments
Massachusetts
– +$56 +2 New
1 2
3

DFP Hedge Fund Activity: Q4 2020 in Review

66 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Dynamic Preferred and Income Fund (DFP) for Q4 2020, worth a combined $80.2M — up 8.1% from $74.2M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new DFP positions and 7 closed out — a net gain of 3 holders — while 27 added to existing stakes and 18 trimmed.

The largest buyer was Ameriprise, adding an estimated $1.09M. The largest seller was Private Advisor Group, cutting an estimated $1.09M.

  • 66 institutional investors held Flaherty & Crumrine Dynamic Preferred and Income Fund (DFP) as of Q4 2020, up from 63 in Q3 2020.
  • Funds reported $80.2M of Flaherty & Crumrine Dynamic Preferred and Income Fund stock for Q4 2020, up 8.1% quarter-over-quarter.
  • 10 funds opened new Flaherty & Crumrine Dynamic Preferred and Income Fund positions in Q4 2020 and 7 closed out, a net change of +3 holders.
  • The largest Flaherty & Crumrine Dynamic Preferred and Income Fund buyer in Q4 2020 was Ameriprise, an estimated $1.09M added.
  • The largest Flaherty & Crumrine Dynamic Preferred and Income Fund seller in Q4 2020 was Private Advisor Group, an estimated $1.09M sold.

Based on aggregated 13F filings for Q4 2020.