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AVK

Advent Convertible and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SFS
26
Shaker Financial Services
Virginia
$367K +$368K +25,819 New
Baird Financial Group
27
Baird Financial Group
Wisconsin
$354K -$2.92K -205 -0.8%
Commonwealth Equity Services
28
Commonwealth Equity Services
Massachusetts
$350K +$184K +12,955 +110%
HighTower Advisors
29
HighTower Advisors
Illinois
$349K
Citigroup
30
Citigroup
New York
$327K +$189K +13,282 +136%
Invesco
31
Invesco
Georgia
$257K +$71.9K +5,050 +39%
CIBC World Market
32
CIBC World Market
Ontario, Canada
$171K +$3.25K +228 +2%
ASN
33
Advisory Services Network
Georgia
$159K +$156K +10,951 +4,911%
TC
34
TFS Capital
Pennsylvania
$149K +$150K +10,523 New
Royal Bank of Canada
35
Royal Bank of Canada
Ontario, Canada
$123K +$4.33K +304 +4%
AG
36
Advisor Group
Arizona
$97K +$40.3K +2,829 +71%
PNC Financial Services Group
37
PNC Financial Services Group
Pennsylvania
$79K -$14.2K -999 -15%
DADC
38
D.A. Davidson & Co
Montana
$69K -$16.2K -1,140 -19%
MFS
39
MSI Financial Services
Massachusetts
$67K -$110K -7,730 -62%
LTFS
40
Ladenburg Thalmann Financial Services
Florida
$65K +$7.82K +549 +14%
NMC
41
Nine Masts Capital
Hong Kong
$62K +$62K +4,356 New
ZB
42
Zions Bancorporation
Utah
$29K
CPIG
43
Chicago Partners Investment Group
Illinois
$28K +$541 +38 +2%
Bank of Montreal
44
Bank of Montreal
Ontario, Canada
$22K
NSIM
45
North Star Investment Management
Illinois
$18K +$342 +24 +2%
FANJ
46
Financial Architects (New Jersey)
New Jersey
$16K
NFG
47
Next Financial Group
Texas
$15K +$14.6K +1,027 New
AIM
48
Anchor Investment Management
South Carolina
$7.29K
LCM
49
Liberty Capital Management
Michigan
$7K +$7.32K +514 New
Northwestern Mutual Wealth Management
50
Northwestern Mutual Wealth Management
Wisconsin
$7K +$7.32K +514 New