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AVK

Advent Convertible and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Janney Montgomery Scott
26
Janney Montgomery Scott
Pennsylvania
$233K +$1.57K +96 +0.7%
TC
27
TFS Capital
Pennsylvania
$229K +$236K +14,415 New
CIBC World Market
28
CIBC World Market
Ontario, Canada
$225K +$2.49K +152 +1%
LCM
29
Landscape Capital Management
New Jersey
$222K +$228K +13,932 New
CI
30
CAZ Investments
Texas
$216K +$223K +13,599 New
DADC
31
D.A. Davidson & Co
Montana
$124K
BCMIO
32
Beacon Capital Management Inc (Ohio)
Ohio
$105K -$68.1K -4,160 -39%
AIG
33
American International Group
New York
$87.2K
Royal Bank of Canada
34
Royal Bank of Canada
Ontario, Canada
$86K +$24.8K +1,511 +39%
LTFS
35
Ladenburg Thalmann Financial Services
Florida
$64K +$42.1K +2,568 +183%
CPIG
36
Chicago Partners Investment Group
Illinois
$57K +$58.7K +3,583 New
NES
37
New England Securities
New York
$51K -$89.7K -5,475 -63%
BBPWM
38
Blue Bell Private Wealth Management
Pennsylvania
$44K +$45.4K +2,773 New
Bank of Montreal
39
Bank of Montreal
Ontario, Canada
$25K
Citigroup
40
Citigroup
New York
$19K +$16.1K +980 +524%
FANJ
41
Financial Architects (New Jersey)
New Jersey
$18K
FAM
42
Formidable Asset Management
Ohio
$16K -$16.8K -1,027 -50%
MA
43
MUFG Americas
New York
$7K
BC
44
Bartlett & Co
Ohio
$6K
BRWM
45
B. Riley Wealth Management
Tennessee
$6K +$115 +7 +2%
RIA
46
Regal Investment Advisors
Michigan
$5K
NPC
47
National Planning Corporation
California
$4.72K +$4.85K +296 New
BPBT
48
Boston Private Bank & Trust
Massachusetts
$3K +$3.36K +205 New
Creative Planning
49
Creative Planning
Kansas
$3K +$3.56K +217 New
NFG
50
Next Financial Group
Texas
-$17K -1,027 Closed