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Advent Convertible and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
BCMIO
26
Beacon Capital Management Inc (Ohio)
Ohio
$182K +$5.17K +283 +3%
NES
27
New England Securities
New York
$147K +$138K +7,564 +669%
D.A. Davidson & Co
28
D.A. Davidson & Co
Montana
$131K – – –
AIG
29
American International Group
New York
$92.5K -$28.1K -1,541 -22%
Royal Bank of Canada
30
Royal Bank of Canada
Ontario, Canada
$66K -$64.2K -3,517 -48%
FAM
31
Formidable Asset Management
Ohio
$35K +$37.5K +2,054 New
Bank of Montreal
32
Bank of Montreal
Ontario, Canada
$26K – – –
Ladenburg Thalmann Financial Services
33
Ladenburg Thalmann Financial Services
Florida
$24K +$1.37K +75 +6%
FANJ
34
Financial Architects (New Jersey)
New Jersey
$19K – – –
NFG
35
Next Financial Group
Texas
$17K – – –
MUFG Americas
36
MUFG Americas
New York
$8K +$804 +44 +11%
Bartlett & Co
37
Bartlett & Co
Ohio
$7K -$128 -7 -2%
BRWM
38
B. Riley Wealth Management
Tennessee
$7K +$110 +6 +1%
WAS
39
Winch Advisory Services
Wisconsin
$7K +$110 +6 +2%
RIA
40
Regal Investment Advisors
Michigan
$5K -$6.1K -334 -52%
NSIM
41
North Star Investment Management
Illinois
$3K -$19.4K -1,062 -84%
Citigroup
42
Citigroup
New York
$3K -$7.87K -431 -70%
GSC
43
Ground Swell Capital
South Carolina
$2K +$2.12K +116 New
Fifth Third Bancorp
44
Fifth Third Bancorp
Ohio
$1K +$931 +51 New
Eaton Vance Management
45
Eaton Vance Management
Massachusetts
– -$3.94M -214,660 Closed
SFS
46
Shaker Financial Services
Virginia
– -$1.11M -60,595 Closed
Deutsche Bank
47
Deutsche Bank
Germany
– -$24K -1,310 Closed
First Horizon Advisors
48
First Horizon Advisors
Tennessee
– -$1K -43 Closed