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Advent Convertible and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
BCMIO
26
Beacon Capital Management Inc (Ohio)
Ohio
$209K -$37.3K -2,054 -15%
AWA
27
Arete Wealth Advisors
Illinois
$203K -$1.63M -89,813 -89%
United Capital Financial Advisors
28
United Capital Financial Advisors
Texas
$200K -$4.89K -269 -2%
D.A. Davidson & Co
29
D.A. Davidson & Co
Montana
$173K – – –
Royal Bank of Canada
30
Royal Bank of Canada
Ontario, Canada
$135K -$65.8K -3,620 -33%
Whittier Trust
31
Whittier Trust
California
$119K – – –
AIG
32
American International Group
New York
$89.8K +$44.8K +2,465 +99%
Bank of Montreal
33
Bank of Montreal
Ontario, Canada
$28K – – –
AllianceBernstein
34
AllianceBernstein
Tennessee
$27K +$27.2K +1,496 New
Deutsche Bank
35
Deutsche Bank
Germany
$23K – – –
Ladenburg Thalmann Financial Services
36
Ladenburg Thalmann Financial Services
Florida
$21K +$3.73K +205 +21%
MUFG Americas
37
MUFG Americas
New York
$7K -$200 -11 -3%
Bartlett & Co
38
Bartlett & Co
Ohio
$7K – – –
WAS
39
Winch Advisory Services
Wisconsin
$7K +$6.89K +379 New
BRWM
40
B. Riley Wealth Management
Tennessee
$7K +$7.45K +410 New
RIA
41
Regal Investment Advisors
Michigan
$6K – – –
Tower Research Capital (TRC)
42
Tower Research Capital (TRC)
New York
$6K +$5.89K +324 New
Citigroup
43
Citigroup
New York
$5K -$3.4K -187 -42%
NSIM
44
North Star Investment Management
Illinois
$4K +$3.73K +205 New
Capital Analysts LLC
45
Capital Analysts LLC
Pennsylvania
$1.3K +$1.31K +72 New
First Horizon Advisors
46
First Horizon Advisors
Tennessee
$1K – – –
SG Americas Securities
47
SG Americas Securities
New York
– -$906K -50,200 Closed
LCM
48
Logan Capital Management
Pennsylvania
– -$197K -10,902 Closed
MSI Financial Services
49
MSI Financial Services
Massachusetts
– -$8K -427 Closed