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Advent Convertible and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Oppenheimer & Co
26
Oppenheimer & Co
New York
$209K -$11.3K -668 -5%
Citigroup
27
Citigroup
New York
$208K +$201K +11,841 +4,275%
United Capital Financial Advisors
28
United Capital Financial Advisors
Texas
$193K +$679 +40 +0.4%
LCM
29
Logan Capital Management
Pennsylvania
$187K -$35.6K -2,099 -16%
Royal Bank of Canada
30
Royal Bank of Canada
Ontario, Canada
$157K -$77.9K -4,591 -33%
Whittier Trust
31
Whittier Trust
California
$113K – – –
Deutsche Bank
32
Deutsche Bank
Germany
$44K +$22.3K +1,311 +100%
AIG
33
American International Group
New York
$42.8K – – –
Nomura Holdings
34
Nomura Holdings
Japan
$32K +$32.1K +1,889 New
Bank of Montreal
35
Bank of Montreal
Ontario, Canada
$26K – – –
FANJ
36
Financial Architects (New Jersey)
New Jersey
$19K – – –
MUFG Americas
37
MUFG Americas
New York
$11K +$51 +3 +0.5%
Ladenburg Thalmann Financial Services
38
Ladenburg Thalmann Financial Services
Florida
$10K – – –
MSI Financial Services
39
MSI Financial Services
Massachusetts
$7K – – –
Bartlett & Co
40
Bartlett & Co
Ohio
$7K +$119 +7 +2%
RIA
41
Regal Investment Advisors
Michigan
$5K – – –
First Horizon Advisors
42
First Horizon Advisors
Tennessee
$1K +$730 +43 New
VAM
43
Visium Asset Management
New York
– -$476K -28,810 Closed
TC
44
TFS Capital
Pennsylvania
– -$303K -18,388 Closed
MPM
45
Meritage Portfolio Management
Kansas
– -$214K -12,955 Closed
PNC Financial Services Group
46
PNC Financial Services Group
Pennsylvania
– -$100K -6,059 Closed
Tower Research Capital (TRC)
47
Tower Research Capital (TRC)
New York
– -$13.9K -821 -100%
RFA
48
Reilly Financial Advisors
California
– -$11K -639 Closed
WC
49
Whitnell & Co
Illinois
– -$4K -253 Closed