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ARDC

Are Dynamic Credit Allocation Fund

Name Holding Trade Value Shares
Change
Change in
Stake
MMA
26
Miracle Mile Advisors
California
$452K
WCMNY
27
Westchester Capital Management (New York)
New York
$417K +$186K +14,699 +83%
AA
28
AQR Arbitrage
Connecticut
$400K -$866K -68,480 -69%
IWC
29
Integrated Wealth Concepts
Massachusetts
$389K -$23.9K -1,891 -6%
Neuberger Berman Group
30
Neuberger Berman Group
New York
$387K
Qube Research & Technologies (QRT)
31
Qube Research & Technologies (QRT)
United Kingdom
$274K
Corient Private Wealth
32
Corient Private Wealth
Florida
$270K -$2.01K -159 -0.8%
EGA
33
E&G Advisors
Texas
$261K -$3.79K -300 -1%
LPL Financial
34
LPL Financial
California
$250K -$5.57K -440 -2%
JFG
35
Jefferies Financial Group
New York
$237K +$232K +18,341 New
FFA
36
First Foundation Advisors
California
$217K
CAN
37
Cetera Advisor Networks
California
$214K -$30.9K -2,447 -13%
NA
38
NewEdge Advisors
Louisiana
$205K -$195K -15,400 -49%
WJWM
39
Williams Jones Wealth Management
New York
$199K +$195K +15,435 New
Envestnet Asset Management
40
Envestnet Asset Management
Illinois
$187K +$16.8K +1,325 +10%
9WM
41
9258 Wealth Management
Ohio
$169K +$1.3K +103 +0.8%
CP
42
Camelot Portfolios
Ohio
$134K
SWM
43
Spire Wealth Management
Virginia
$45.1K
WB
44
Webster Bank
Connecticut
$32.6K
CWC
45
Carolinas Wealth Consulting
North Carolina
$20.4K
PGAM
46
Princeton Global Asset Management
New Jersey
$10.3K
PNC Financial Services Group
47
PNC Financial Services Group
Pennsylvania
$3.99K
Comerica Bank
48
Comerica Bank
Texas
$2.47K +$2.43K +192 New
LSC
49
Logan Stone Capital
Illinois
-$873K -70,785 Closed
SFS
50
Shaker Financial Services
Virginia
-$823K -66,749 Closed