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ARDC

Are Dynamic Credit Allocation Fund

Name Holding Trade Value Shares
Change
Change in
Stake
HighTower Advisors
26
HighTower Advisors
Illinois
$366K
Neuberger Berman Group
27
Neuberger Berman Group
New York
$366K
RIG
28
Roosevelt Investment Group
New York
$365K -$8.75K -653 -2%
LCM
29
Landscape Capital Management
New Jersey
$347K +$77.1K +5,753 +25%
Northwestern Mutual Wealth Management
30
Northwestern Mutual Wealth Management
Wisconsin
$342K -$2.54M -189,652 -87%
QC
31
Quantedge Capital
Singapore
$340K +$373K +27,840 New
RJFSA
32
Raymond James Financial Services Advisors
Florida
$325K
IWC
33
Integrated Wealth Concepts
Massachusetts
$324K +$356K +26,541 New
NA
34
NewEdge Advisors
Louisiana
$319K +$34.8K +2,600 +11%
9WM
35
9258 Wealth Management
Ohio
$274K -$20.3K -1,515 -6%
WAM
36
Wolverine Asset Management
Illinois
$272K -$231K -17,256 -44%
Qube Research & Technologies (QRT)
37
Qube Research & Technologies (QRT)
United Kingdom
$259K
EGA
38
E&G Advisors
Texas
$253K -$5.36K -400 -2%
LPL Financial
39
LPL Financial
California
$253K +$16.8K +1,256 +6%
BCM
40
Bluefin Capital Management
New York
$217K +$40.1K +2,994 +20%
Royal Bank of Canada
41
Royal Bank of Canada
Ontario, Canada
$216K +$13.4K +1,000 +6%
WCMNY
42
Westchester Capital Management (New York)
New York
$215K
FFA
43
First Foundation Advisors
California
$205K +$683 +51 +0.3%
Truist Financial
44
Truist Financial
North Carolina
$183K
Goldman Sachs
45
Goldman Sachs
New York
$179K
BJL
46
Brighton Jones LLC
Washington
$175K
Lazard Asset Management
47
Lazard Asset Management
New York
$168K
Janney Montgomery Scott
48
Janney Montgomery Scott
Pennsylvania
$145K +$415 +31 +0.3%
Walleye Capital
49
Walleye Capital
New York
$130K -$280K -20,858 -66%
RJA
50
Raymond James & Associates
Florida
$130K -$71.6K -5,346 -33%