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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+2.17%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$5.18B
AUM Growth
-$1.54B
Cap. Flow
-$1.42B
Cap. Flow %
-27.47%
Top 10 Hldgs %
21.35%
Holding
543
New
132
Increased
112
Reduced
113
Closed
150
Avg Time Held Equity + Options
2.5 quarters
Top 10 Avg Time Held Equity + Options
0.3 quarters
Top 20 Avg Time Held Equity + Options
1.9 quarters
Avg Time Held Equity only
2.5 quarters
Top 10 Avg Time Held Equity only
0.3 quarters
Top 20 Avg Time Held Equity only
1.9 quarters

Top Buys

Rank Stock Value
1
NXPI icon
NXP Semiconductors
NXPI
+$134M
2
GPOR icon
Gulfport Energy Corp.
GPOR
+$88.1M
3
TAP icon
Molson Coors Class B
TAP
+$69.4M
4
EXPE icon
Expedia Group
EXPE
+$63.8M
5
STJ
St Jude Medical
STJ
+$53.5M

Top Sells

Rank Stock Value
1
PG icon
Procter & Gamble
PG
+$728M
2
LNKD
LinkedIn Corporation
LNKD
+$283M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$158M
4
COTY icon
Coty
COTY
+$100M
5
IM
Ingram Micro
IM
+$94.4M

Sector Composition

Rank Sector Weight
1 Consumer Staples 18.01%
2 Consumer Discretionary 13.1%
3 Industrials 12.06%
4 Communication Services 10.13%
5 Technology 9.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
ETFC
201
DELISTED
E*Trade Financial Corporation
ETFC
$5.17M 0.1%
149,124
+1,166
+0.8% +$37.2K
2016 Q3
1 quarter
COP icon
202
ConocoPhillips
COP
$161B
$5.06M 0.1%
101,000
-196,618
-66% -$9.07M
2016 Q2
2 quarters
DHI icon
203
D.R. Horton
DHI
$37.7B
$5.06M 0.1%
185,095
+36,245
+24% +$1.04M
2015 Q3
5 quarters
XL
204
DELISTED
XL Group Ltd.
XL
$5.06M 0.1%
135,689
+53,060
+64% +$1.9M
2016 Q3
1 quarter
WFM
205
DELISTED
Whole Foods Market Inc
WFM
$5.04M 0.1%
+163,934
New +$4.93M
2016 Q4
0 quarters
HST icon
206
Host Hotels & Resorts
HST
$15.5B
$4.97M 0.1%
263,706
-422,889
-62% -$7.14M
2016 Q3
1 quarter
HLT icon
207
Hilton Worldwide
HLT
$73.5B
$4.92M 0.1%
60,332
+7,616
+14% +$560K
2015 Q1
7 quarters
W icon
208
Wayfair
W
$14.5B
$4.91M 0.09%
+140,000
New +$5.03M
2016 Q4
0 quarters
CHRD icon
209
Chord Energy
CHRD
$7.74B
$4.85M 0.09%
320,070
+245,439
+329% +$3.18M
2016 Q3
1 quarter
CSX icon
210
CSX Corp
CSX
$87.5B
$4.83M 0.09%
402,936
-1,428,255
-78% -$16M
2016 Q1
3 quarters
CHH icon
211
Choice Hotels
CHH
$4.75B
$4.71M 0.09%
84,117
+77,997
+1,274% +$3.91M
2016 Q2
2 quarters
QEP
212
DELISTED
QEP RESOURCES, INC.
QEP
$4.69M 0.09%
254,691
+122,281
+92% +$2.22M
2015 Q4
4 quarters
AZO icon
213
AutoZone
AZO
$47.5B
$4.66M 0.09%
5,902
+2,902
+97% +$2.23M
2016 Q3
1 quarter
BKU icon
214
Bankunited
BKU
$3.01B
$4.59M 0.09%
121,727
+38,926
+47% +$1.3M
2016 Q3
1 quarter
NTRS icon
215
Northern Trust
NTRS
$30.8B
$4.53M 0.09%
50,825
+14,825
+41% +$1.18M
2016 Q3
1 quarter
SM icon
216
SM Energy
SM
$8.8B
$4.52M 0.09%
131,052
-47,948
-27% -$1.73M
2016 Q3
1 quarter
HMLP
217
DELISTED
HOEGH LNG PARTNERS LP
HMLP
$4.43M 0.09%
+233,099
New +$4.26M
2016 Q4
0 quarters
FGL
218
DELISTED
Fidelity & Guaranty Life
FGL
$4.43M 0.09%
186,823
-43
-0% -$1K
2016 Q2
2 quarters
AIG icon
219
American International
AIG
$40.3B
$4.42M 0.09%
67,691
+37,867
+127% +$2.38M
2016 Q3
1 quarter
XOG
220
DELISTED
Extraction Oil & Gas, Inc. Common Stock
XOG
$4.41M 0.09%
+220,001
New +$4.68M
2016 Q4
0 quarters
SPY icon
221
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$833B
$4.35M 0.08%
1,012,500
-949,500
-48% -$207M
2014 Q2
10 quarters
EOG icon
222
EOG Resources
EOG
$77.7B
$4.34M 0.08%
42,914
+2,914
+7% +$284K
2016 Q3
1 quarter
GNRT
223
DELISTED
Gener8 Maritime, Inc.
GNRT
$4.31M 0.08%
961,419
-54,644
-5% -$244K
2015 Q2
6 quarters
SONC
224
DELISTED
Sonic Corp
SONC
$4.29M 0.08%
161,977
-62,444
-28% -$1.63M
2016 Q3
1 quarter
HIG icon
225
Hartford Financial Services
HIG
$35B
$4.22M 0.08%
88,498
-26,670
-23% -$1.22M
2016 Q2
2 quarters
7 8
9
10 11

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FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return
MPM
Meritage Portfolio Management Overland Park, Kansas $1.51B AUM 26.61% 1-Year Est. Return

UBS O'Connor's Q4 2016 Portfolio in Review

As of Q4 2016, UBS O'Connor held 543 positions worth $5.18B, down 23% from $6.72B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

UBS O'Connor withdrew a net $1.42B in Q4 2016, closing 150 positions and reducing 113 holdings. Its most notable exit was Procter & Gamble, an estimated $728M position sold in full.

By sector, the portfolio is most concentrated in Consumer Staples at 18% of assets, down from 24% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, UBS O'Connor opened a new position in NXP Semiconductors worth $132M.

  • UBS O'Connor's largest Q4 2016 buy was NXP Semiconductors: 1,346,772 shares worth $132M.
  • UBS O'Connor added most to Molson Coors Class B in Q4 2016, an estimated $69.4M increase.
  • UBS O'Connor's biggest Q4 2016 reduction was iShares MSCI Emerging Markets ETF, cutting an estimated $158M.
  • UBS O'Connor fully exited Procter & Gamble in Q4 2016, selling an estimated $728M.
  • UBS O'Connor's ten largest holdings make up 21% of its $5.18B portfolio in Q4 2016.
  • UBS O'Connor opened 132 new positions and closed 150 in Q4 2016.
  • UBS O'Connor's portfolio value fell 23% quarter-over-quarter to $5.18B.

Based on UBS O'Connor's 13F filing for Q4 2016, filed 14 Feb 2017.