We are live on ! Find out more
UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+2.17%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.18B
AUM Growth
-$1.54B
Cap. Flow
-$2.02B
Cap. Flow %
-39.05%
Top 10 Hldgs %
21.35%
Holding
543
New
132
Increased
112
Reduced
113
Closed
150

Top Buys

Rank Stock Value
1
NXPI icon
NXP Semiconductors
NXPI
+$134M
2
GPOR
Gulfport Energy Corp.
GPOR
+$88.1M
3
TAP icon
Molson Coors Class B
TAP
+$69.4M
4
EXPE icon
Expedia Group
EXPE
+$63.8M
5
STJ
St Jude Medical
STJ
+$53.5M

Top Sells

Rank Stock Value
1
PG icon
Procter & Gamble
PG
+$728M
2
LNKD
LinkedIn Corporation
LNKD
+$283M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$158M
4
COTY icon
Coty
COTY
+$100M
5
IM
Ingram Micro
IM
+$94.4M

Sector Composition

Rank Sector Weight
1 Consumer Staples 17.82%
2 Consumer Discretionary 13.03%
3 Industrials 11.94%
4 Communication Services 10.13%
5 Technology 8.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ETFC
201
DELISTED
E*Trade Financial Corporation
ETFC
$5.17M 0.1%
149,124
+1,166
+0.8% +$37.2K
COP icon
202
ConocoPhillips
COP
$142B
$5.06M 0.1%
101,000
-196,618
-66% -$9.07M
DHI icon
203
D.R. Horton
DHI
$40.8B
$5.06M 0.1%
185,095
+36,245
+24% +$1.04M
XL
204
DELISTED
XL Group Ltd.
XL
$5.06M 0.1%
135,689
+53,060
+64% +$1.9M
WFM
205
DELISTED
Whole Foods Market Inc
WFM
$5.04M 0.1%
+163,934
New +$4.93M
HST icon
206
Host Hotels & Resorts
HST
$16B
$4.97M 0.1%
263,706
-422,889
-62% -$7.14M
HLT icon
207
Hilton Worldwide
HLT
$72.5B
$4.92M 0.1%
60,332
+7,616
+14% +$560K
W icon
208
Wayfair
W
$14.3B
$4.91M 0.09%
+140,000
New +$5.03M
CHRD icon
209
Chord Energy
CHRD
$7.46B
$4.85M 0.09%
320,070
+245,439
+329% +$3.18M
CSX icon
210
CSX Corp
CSX
$93.9B
$4.83M 0.09%
402,936
-1,428,255
-78% -$16M
CHH icon
211
Choice Hotels
CHH
$4.99B
$4.71M 0.09%
84,117
+77,997
+1,274% +$3.91M
QEP
212
DELISTED
QEP RESOURCES, INC.
QEP
$4.69M 0.09%
254,691
+122,281
+92% +$2.22M
AZO icon
213
AutoZone
AZO
$50.1B
$4.66M 0.09%
5,902
+2,902
+97% +$2.23M
BKU icon
214
Bankunited
BKU
$3.37B
$4.59M 0.09%
121,727
+38,926
+47% +$1.3M
NTRS icon
215
Northern Trust
NTRS
$33.7B
$4.53M 0.09%
50,825
+14,825
+41% +$1.18M
SM icon
216
SM Energy
SM
$6.88B
$4.52M 0.09%
131,052
-47,948
-27% -$1.73M
HMLP
217
DELISTED
HOEGH LNG PARTNERS LP
HMLP
$4.43M 0.09%
+233,099
New +$4.26M
FGL
218
DELISTED
Fidelity & Guaranty Life
FGL
$4.43M 0.09%
186,823
-43
-0% -$1K
AIG icon
219
American International
AIG
$42.4B
$4.42M 0.09%
67,691
+37,867
+127% +$2.38M
XOG
220
DELISTED
Extraction Oil & Gas, Inc. Common Stock
XOG
$4.41M 0.09%
+220,001
New +$4.68M
SPY icon
221
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$818B
$4.35M 0.08%
1,012,500
-949,500
-48% -$207M
EOG icon
222
EOG Resources
EOG
$71.4B
$4.34M 0.08%
42,914
+2,914
+7% +$284K
GNRT
223
DELISTED
Gener8 Maritime, Inc.
GNRT
$4.31M 0.08%
961,419
-54,644
-5% -$244K
SONC
224
DELISTED
Sonic Corp
SONC
$4.29M 0.08%
161,977
-62,444
-28% -$1.63M
HIG icon
225
Hartford Financial Services
HIG
$39.6B
$4.22M 0.08%
88,498
-26,670
-23% -$1.22M
7 8
9
10 11

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q4 2016 Portfolio in Review

As of Q4 2016, UBS O'Connor held 543 positions worth $5.18B, down 23% from $6.72B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

UBS O'Connor withdrew a net $2.02B in Q4 2016, closing 150 positions and reducing 113 holdings. Its most notable exit was Procter & Gamble, an estimated $728M position sold in full.

By sector, the portfolio is most concentrated in Consumer Staples at 18% of assets, down from 24% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, UBS O'Connor opened a new position in NXP Semiconductors worth $132M.

  • UBS O'Connor's largest Q4 2016 buy was NXP Semiconductors: 1,346,772 shares worth $132M.
  • UBS O'Connor added most to Molson Coors Class B in Q4 2016, an estimated $69.4M increase.
  • UBS O'Connor's biggest Q4 2016 reduction was iShares MSCI Emerging Markets ETF, cutting an estimated $158M.
  • UBS O'Connor fully exited Procter & Gamble in Q4 2016, selling an estimated $728M.
  • UBS O'Connor's ten largest holdings make up 21% of its $5.18B portfolio in Q4 2016.
  • UBS O'Connor opened 132 new positions and closed 150 in Q4 2016.
  • UBS O'Connor's portfolio value fell 23% quarter-over-quarter to $5.18B.

Based on UBS O'Connor's 13F filing for Q4 2016, filed 14 Feb 2017.