UBS O'Connor’s SM Energy SM Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2017 Q2	–	Sell	-69,236	Closed	-$1.66M	–	427
2017 Q1	$1.66M	Sell	69,236 -61,816	-47%	-$1.48M	0.03%	306
2016 Q4	$4.52M	Sell	131,052 -47,948	-27%	-$1.65M	0.09%	232
2016 Q3	$6.91M	Buy	+179,000	New	+$6.91M	0.1%	176