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SM Energy

266 hedge funds and large institutions have $3.35B invested in SM Energy in 2016 Q3 according to their latest regulatory filings, with 59 funds opening new positions, 108 increasing their positions, 69 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed

211% more first-time investments, than exits

New positions opened: 59 | Existing positions closed: 19

66% more capital invested

Capital invested by funds: $2.02B → $3.35B (+$1.33B)

57% more repeat investments, than reductions

Existing positions increased: 108 | Existing positions reduced: 69

17% more funds holding

Funds holding: 228266 (+38)

0% more funds holding in top 10

Funds holding in top 10: 44 (0)

9.23% less ownership

Funds ownership: 109.24%100.02% (-9.2%)

47% less call options, than puts

Call options by funds: $45.4M | Put options by funds: $85.5M

Holders
266
Holders Change
+38
Holders Change %
+16.67%
% of All Funds
7.1%
Holding in Top 10
4
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.11%
New
59
Increased
108
Reduced
69
Closed
19
Calls
$45.4M
Puts
$85.5M
Net Calls
-$40.2M
Net Calls Change
+$22.6M
Name Holding Trade Value Shares
Change
Change in
Stake
Fidelity Investments
1
Fidelity Investments
Massachusetts
$443M +$40.4M +1,260,011 +12%
Capital Research Global Investors
2
Capital Research Global Investors
California
$280M +$1.19M +37,000 +0.5%
Vanguard Group
3
Vanguard Group
Pennsylvania
$248M +$43.8M +1,366,277 +27%
State Street
4
State Street
Massachusetts
$140M +$12.2M +380,960 +12%
BFA
5
BlackRock Fund Advisors
California
$127M +$25.9M +807,362 +33%
VanEck Associates
6
VanEck Associates
New York
$123M +$43.9M +1,368,352 +75%
BIT
7
BlackRock Institutional Trust
California
$117M +$18.6M +578,998 +24%
KL
8
KGH Ltd
Bahamas
$99.9M -$75.3K -2,349 -0.1%
CCM
9
Causeway Capital Management
California
$98.2M +$5.33M +166,205 +8%
AllianceBernstein
10
AllianceBernstein
Tennessee
$92.8M +$75M +2,338,419 +3,435%
Dimensional Fund Advisors
11
Dimensional Fund Advisors
Texas
$79.3M +$18.7M +583,429 +40%
Macquarie Group
12
Macquarie Group
Australia
$61.4M -$50.3M -1,568,104 -50%
Wellington Management Group
13
Wellington Management Group
Massachusetts
$60.7M +$50.5M +1,574,255 New
Millennium Management
14
Millennium Management
New York
$50.1M -$1.08M -33,813 -3%
First Trust Advisors
15
First Trust Advisors
Illinois
$49.6M -$18.7M -584,553 -31%
Prudential Financial
16
Prudential Financial
New Jersey
$44.1M +$1.28M +39,910 +4%
Ameriprise
17
Ameriprise
Minnesota
$43.8M +$25.4M +790,949 +230%
SCM
18
SIR Capital Management
New York
$41M +$20.1M +626,552 +144%
Bank of New York Mellon
19
Bank of New York Mellon
New York
$38.9M +$5.69M +177,457 +21%
Allianz Asset Management
20
Allianz Asset Management
Germany
$37.8M +$10.4M +323,295 +49%
Goldman Sachs
21
Goldman Sachs
New York
$36M +$459K +14,319 +2%
UBS AM
22
UBS AM
Illinois
$35.7M -$7.42M -231,465 -20%
Northern Trust
23
Northern Trust
Illinois
$35.4M +$5.05M +157,566 +21%
D.E. Shaw & Co
24
D.E. Shaw & Co
New York
$33.4M -$855K -26,675 -3%
AR
25
Advisory Research
Illinois
$32.4M +$1.68M +52,425 +7%

SM Hedge Fund Activity: Q3 2016 in Review

266 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in SM Energy (SM) for Q3 2016, worth a combined $3.35B — up 66% from $2.02B a quarter earlier.

Buyers outnumbered sellers: 59 funds opened new SM positions and 19 closed out — a net gain of 40 holders — while 108 added to existing stakes and 69 trimmed.

The largest buyer was AllianceBernstein, adding an estimated $75M. The largest seller was Macquarie Group, cutting an estimated $50.3M.

  • 266 institutional investors held SM Energy (SM) as of Q3 2016, up from 228 in Q2 2016.
  • Funds reported $3.35B of SM Energy stock for Q3 2016, up 66% quarter-over-quarter.
  • 59 funds opened new SM Energy positions in Q3 2016 and 19 closed out, a net change of +40 holders.
  • The largest SM Energy buyer in Q3 2016 was AllianceBernstein, an estimated $75M added.
  • The largest SM Energy seller in Q3 2016 was Macquarie Group, an estimated $50.3M sold.

Based on aggregated 13F filings for Q3 2016.