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SM Energy

219 hedge funds and large institutions have $1.26B invested in SM Energy in 2019 Q4 according to their latest regulatory filings, with 39 funds opening new positions, 73 increasing their positions, 77 reducing their positions, and 28 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more funds holding in top 10

Funds holding in top 10: 23 (+1)

39% more first-time investments, than exits

New positions opened: 39 | Existing positions closed: 28

14% more capital invested

Capital invested by funds: $1.11B → $1.26B (+$153M)

2% more funds holding

Funds holding: 214219 (+5)

5% less repeat investments, than reductions

Existing positions increased: 73 | Existing positions reduced: 77

1.98% less ownership

Funds ownership: 101.66%99.68% (-2%)

47% less call options, than puts

Call options by funds: $7.07M | Put options by funds: $13.4M

Holders
219
Holders Change
+5
Holders Change %
+2.34%
% of All Funds
4.31%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.06%
New
39
Increased
73
Reduced
77
Closed
28
Calls
$7.07M
Puts
$13.4M
Net Calls
-$6.37M
Net Calls Change
+$2.46M
Name Holding Trade Value Shares
Change
Change in
Stake
BlackRock
1
BlackRock
New York
$190M +$3.35M +371,501 +2%
Vanguard Group
2
Vanguard Group
Pennsylvania
$134M +$484K +53,696 +0.5%
Dimensional Fund Advisors
3
Dimensional Fund Advisors
Texas
$106M +$384K +42,605 +0.5%
State Street
4
State Street
Massachusetts
$89.7M +$13.2M +1,468,262 +23%
Capital Research Global Investors
5
Capital Research Global Investors
California
$75.7M -$3.34M -370,192 -5%
EECFI
6
EnCap Energy Capital Fund IX
Texas
$67.1M
Macquarie Group
7
Macquarie Group
Australia
$41M -$677K -75,100 -2%
Citadel Advisors
8
Citadel Advisors
Florida
$36.2M -$6.84M -759,489 -19%
ECA
9
Encompass Capital Advisors
New York
$31.2M +$25M +2,779,666 New
FCM
10
Frontier Capital Management
Massachusetts
$23.8M -$308K -34,195 -2%
Ameriprise
11
Ameriprise
Minnesota
$22.9M +$3.36M +373,434 +22%
Prudential Financial
12
Prudential Financial
New Jersey
$22.5M +$16.5M +1,833,680 +1,103%
N
13
Nuveen
North Carolina
$21.5M +$8.81M +977,977 +105%
Bank of New York Mellon
14
Bank of New York Mellon
New York
$21M +$2.06M +228,705 +14%
AR
15
Advisory Research
Illinois
$20.7M +$2.75M +305,724 +20%
Northern Trust
16
Northern Trust
Illinois
$17.1M -$153K -16,935 -1%
PCM
17
Palisade Capital Management
New Jersey
$17.1M +$583K +64,721 +4%
Geode Capital Management
18
Geode Capital Management
Massachusetts
$16.4M +$1.2M +133,671 +10%
Norges Bank
19
Norges Bank
Norway
$15.7M
D.E. Shaw & Co
20
D.E. Shaw & Co
New York
$14.7M -$430K -47,748 -4%
SCM
21
Schneider Capital Management
Pennsylvania
$10.7M +$2.45M +271,678 +40%
Principal Financial Group
22
Principal Financial Group
Iowa
$10.3M -$152K -16,848 -2%
Charles Schwab
23
Charles Schwab
California
$9.7M +$494K +54,882 +7%
CCP
24
Caymus Capital Partners
Texas
$9.34M +$7.49M +831,200 New
JP Morgan Chase
25
JP Morgan Chase
New York
$8.54M +$1.7M +189,197 +33%

SM Hedge Fund Activity: Q4 2019 in Review

219 of the 5,076 institutional investors tracked by Wall St. Rank reported a position in SM Energy (SM) for Q4 2019, worth a combined $1.26B — up 14% from $1.11B a quarter earlier.

Buyers outnumbered sellers: 39 funds opened new SM positions and 28 closed out — a net gain of 11 holders — while 73 added to existing stakes and 77 trimmed.

The largest buyer was Encompass Capital Advisors, opening a new position worth an estimated $25M. The largest seller was AllianceBernstein, cutting an estimated $39.7M.

  • 219 institutional investors held SM Energy (SM) as of Q4 2019, up from 214 in Q3 2019.
  • Funds reported $1.26B of SM Energy stock for Q4 2019, up 14% quarter-over-quarter.
  • 39 funds opened new SM Energy positions in Q4 2019 and 28 closed out, a net change of +11 holders.
  • The largest SM Energy buyer in Q4 2019 was Encompass Capital Advisors, an estimated $25M added.
  • The largest SM Energy seller in Q4 2019 was AllianceBernstein, an estimated $39.7M sold.

Based on aggregated 13F filings for Q4 2019.