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SM Energy

214 hedge funds and large institutions have $1.11B invested in SM Energy in 2019 Q3 according to their latest regulatory filings, with 37 funds opening new positions, 87 increasing their positions, 65 reducing their positions, and 52 closing their positions.

New
Increased
Maintained
Reduced
Closed

34% more repeat investments, than reductions

Existing positions increased: 87 | Existing positions reduced: 65

2.01% less ownership

Funds ownership: 103.66%101.66% (-2%)

7% less funds holding

Funds holding: 230214 (-16)

24% less capital invested

Capital invested by funds: $1.46B → $1.11B (-$345M)

29% less first-time investments, than exits

New positions opened: 37 | Existing positions closed: 52

45% less call options, than puts

Call options by funds: $10.6M | Put options by funds: $19.5M

50% less funds holding in top 10

Funds holding in top 10: 42 (-2)

Holders
214
Holders Change
-16
Holders Change %
-6.96%
% of All Funds
4.69%
Holding in Top 10
2
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-50%
% of All Funds
0.04%
New
37
Increased
87
Reduced
65
Closed
52
Calls
$10.6M
Puts
$19.5M
Net Calls
-$8.83M
Net Calls Change
-$4.84M
Name Holding Trade Value Shares
Change
Change in
Stake
BlackRock
1
BlackRock
New York
$160M +$43.1M +4,225,753 +34%
Vanguard Group
2
Vanguard Group
Pennsylvania
$115M +$9.63M +944,431 +9%
Dimensional Fund Advisors
3
Dimensional Fund Advisors
Texas
$91.2M -$344K -33,780 -0.4%
Capital Research Global Investors
4
Capital Research Global Investors
California
$68.9M +$7.02K +689 +0%
State Street
5
State Street
Massachusetts
$63.1M -$4.16M -407,998 -6%
EECFI
6
EnCap Energy Capital Fund IX
Texas
$57.9M
AllianceBernstein
7
AllianceBernstein
Tennessee
$46.6M +$319K +31,268 +0.7%
Citadel Advisors
8
Citadel Advisors
Florida
$38.6M +$3.21M +315,160 +9%
Macquarie Group
9
Macquarie Group
Australia
$36.1M -$2.7M -264,639 -7%
OAMA
10
Oslo Asset Management AS
Norway
$23.6M -$5.31M -521,000 -18%
FCM
11
Frontier Capital Management
Massachusetts
$20.8M -$2.32M -227,091 -10%
KL
12
KGH Ltd
Bahamas
$19.7M -$22.8M -2,239,774 -52%
Goldman Sachs
13
Goldman Sachs
New York
$18.8M +$8.76M +859,394 +79%
Ameriprise
14
Ameriprise
Minnesota
$16.2M +$4.26M +417,757 +33%
Bank of New York Mellon
15
Bank of New York Mellon
New York
$15.9M +$778K +76,267 +5%
Northern Trust
16
Northern Trust
Illinois
$14.9M +$4.96M +486,525 +46%
AR
17
Advisory Research
Illinois
$14.8M -$2.69M -264,156 -15%
PCM
18
Palisade Capital Management
New Jersey
$14.1M +$3.95M +387,177 +36%
Norges Bank
19
Norges Bank
Norway
$13.5M
D.E. Shaw & Co
20
D.E. Shaw & Co
New York
$13.1M -$1.03M -101,358 -7%
Geode Capital Management
21
Geode Capital Management
Massachusetts
$12.9M -$5.94K -583 -0%
Arrowstreet Capital
22
Arrowstreet Capital
Massachusetts
$11.5M +$11M +1,074,427 +948%
Principal Financial Group
23
Principal Financial Group
Iowa
$9.05M +$4.08M +399,787 +75%
N
24
Nuveen
North Carolina
$9.04M +$795K +77,998 +9%
Renaissance Technologies
25
Renaissance Technologies
New York
$9.01M -$938K -92,000 -9%

SM Hedge Fund Activity: Q3 2019 in Review

214 of the 4,561 institutional investors tracked by Wall St. Rank reported a position in SM Energy (SM) for Q3 2019, worth a combined $1.11B — down 24% from $1.46B a quarter earlier.

Sellers outnumbered buyers: 52 funds closed out of SM and 37 opened new positions — a net loss of 15 holders — while 65 trimmed existing stakes and 87 added.

The largest buyer was BlackRock, adding an estimated $43.1M. The largest seller was Millennium Management, cutting an estimated $56.3M.

  • 214 institutional investors held SM Energy (SM) as of Q3 2019, down from 230 in Q2 2019.
  • Funds reported $1.11B of SM Energy stock for Q3 2019, down 24% quarter-over-quarter.
  • 37 funds opened new SM Energy positions in Q3 2019 and 52 closed out, a net change of -15 holders.
  • The largest SM Energy buyer in Q3 2019 was BlackRock, an estimated $43.1M added.
  • The largest SM Energy seller in Q3 2019 was Millennium Management, an estimated $56.3M sold.

Based on aggregated 13F filings for Q3 2019.