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SM Energy

304 hedge funds and large institutions have $3.45B invested in SM Energy in 2016 Q4 according to their latest regulatory filings, with 71 funds opening new positions, 129 increasing their positions, 66 reducing their positions, and 31 closing their positions.

New
Increased
Maintained
Reduced
Closed

129% more first-time investments, than exits

New positions opened: 71 | Existing positions closed: 31

95% more repeat investments, than reductions

Existing positions increased: 129 | Existing positions reduced: 66

75% more funds holding in top 10

Funds holding in top 10: 47 (+3)

14% more funds holding

Funds holding: 266304 (+38)

2.01% more ownership

Funds ownership: 100.02%102.02% (+2%)

3% more capital invested

Capital invested by funds: $3.35B → $3.45B (+$105M)

39% less call options, than puts

Call options by funds: $59.2M | Put options by funds: $97.9M

Holders
304
Holders Change
+38
Holders Change %
+14.29%
% of All Funds
7.6%
Holding in Top 10
7
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+75%
% of All Funds
0.17%
New
71
Increased
129
Reduced
66
Closed
31
Calls
$59.2M
Puts
$97.9M
Net Calls
-$38.7M
Net Calls Change
+$1.49M
Name Holding Trade Value Shares
Change
Change in
Stake
Fidelity Investments
1
Fidelity Investments
Massachusetts
$386M -$9.55M -264,300 -2%
Vanguard Group
2
Vanguard Group
Pennsylvania
$260M +$40.7M +1,125,940 +18%
Capital Research Global Investors
3
Capital Research Global Investors
California
$250M
BFA
4
BlackRock Fund Advisors
California
$137M +$24.5M +678,569 +21%
State Street
5
State Street
Massachusetts
$132M +$6.84M +189,353 +5%
BIT
6
BlackRock Institutional Trust
California
$117M +$12.9M +356,947 +12%
VanEck Associates
7
VanEck Associates
New York
$112M +$2.57M +71,076 +2%
AllianceBernstein
8
AllianceBernstein
Tennessee
$103M +$21.4M +592,922 +25%
Millennium Management
9
Millennium Management
New York
$93.9M +$51.5M +1,424,882 +110%
KL
10
KGH Ltd
Bahamas
$86.3M -$3.1M -85,818 -3%
CCM
11
Causeway Capital Management
California
$83.5M -$6.46M -178,769 -8%
T. Rowe Price Associates
12
T. Rowe Price Associates
Maryland
$81.8M +$83.8M +2,319,712 +4,313%
Dimensional Fund Advisors
13
Dimensional Fund Advisors
Texas
$74.1M +$3.29M +91,109 +4%
Goldman Sachs
14
Goldman Sachs
New York
$69.7M +$39.4M +1,089,751 +117%
Macquarie Group
15
Macquarie Group
Australia
$57.4M +$2.62M +72,503 +5%
Wellington Management Group
16
Wellington Management Group
Massachusetts
$56.7M +$2.52M +69,690 +4%
Ameriprise
17
Ameriprise
Minnesota
$49.3M +$10.7M +296,779 +26%
Point72 Asset Management
18
Point72 Asset Management
Connecticut
$44.2M +$39.5M +1,092,829 +580%
DCM
19
Discovery Capital Management
Connecticut
$42.6M +$17M +469,913 +61%
SFM
20
Systematic Financial Management
New Jersey
$39.4M +$41.3M +1,141,952 New
Allianz Asset Management
21
Allianz Asset Management
Germany
$38.9M +$5.35M +148,168 +15%
Bank of New York Mellon
22
Bank of New York Mellon
New York
$37.3M +$2.59M +71,614 +7%
KCM
23
Kennedy Capital Management
Missouri
$37.3M +$31.1M +859,648 +389%
Northern Trust
24
Northern Trust
Illinois
$35.7M +$4.29M +118,803 +13%
Norges Bank
25
Norges Bank
Norway
$33.8M +$5.15M +142,489 +17%

SM Hedge Fund Activity: Q4 2016 in Review

304 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in SM Energy (SM) for Q4 2016, worth a combined $3.45B — up 3.1% from $3.35B a quarter earlier.

Buyers outnumbered sellers: 71 funds opened new SM positions and 31 closed out — a net gain of 40 holders — while 129 added to existing stakes and 66 trimmed.

The largest buyer was T. Rowe Price Associates, adding an estimated $83.8M. The largest seller was First Trust Advisors, cutting an estimated $34.7M.

  • 304 institutional investors held SM Energy (SM) as of Q4 2016, up from 266 in Q3 2016.
  • Funds reported $3.45B of SM Energy stock for Q4 2016, up 3.1% quarter-over-quarter.
  • 71 funds opened new SM Energy positions in Q4 2016 and 31 closed out, a net change of +40 holders.
  • The largest SM Energy buyer in Q4 2016 was T. Rowe Price Associates, an estimated $83.8M added.
  • The largest SM Energy seller in Q4 2016 was First Trust Advisors, an estimated $34.7M sold.

Based on aggregated 13F filings for Q4 2016.