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SM Energy

166 hedge funds and large institutions have $121M invested in SM Energy in 2020 Q3 according to their latest regulatory filings, with 19 funds opening new positions, 54 increasing their positions, 52 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed

4% more repeat investments, than reductions

Existing positions increased: 54 | Existing positions reduced: 52

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

7% less funds holding

Funds holding: 178166 (-12)

20.25% less ownership

Funds ownership: 89.19%68.94% (-20%)

37% less first-time investments, than exits

New positions opened: 19 | Existing positions closed: 30

68% less capital invested

Capital invested by funds: $376M → $121M (-$255M)

72% less call options, than puts

Call options by funds: $433K | Put options by funds: $1.54M

Holders
166
Holders Change
-12
Holders Change %
-6.74%
% of All Funds
3.35%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
19
Increased
54
Reduced
52
Closed
30
Calls
$433K
Puts
$1.54M
Net Calls
-$1.11M
Net Calls Change
+$3.85M
Name Holding Trade Value Shares
Change
Change in
Stake
BlackRock
1
BlackRock
New York
$25.8M -$956K -342,310 -2%
MRCP
2
Maple Rock Capital Partners
Ontario, Canada
$10.4M +$18.2M +6,525,000 New
Vanguard Group
3
Vanguard Group
Pennsylvania
$10.4M -$14.7M -5,278,844 -45%
EECFI
4
EnCap Energy Capital Fund IX
Texas
$7.61M -$2.23M -800,000 -14%
State Street
5
State Street
Massachusetts
$7.13M -$13M -4,667,526 -51%
D.E. Shaw & Co
6
D.E. Shaw & Co
New York
$6.8M -$2.65M -950,504 -18%
Dimensional Fund Advisors
7
Dimensional Fund Advisors
Texas
$5.12M -$3.44M -1,233,066 -28%
Geode Capital Management
8
Geode Capital Management
Massachusetts
$3.05M +$1.01M +361,340 +23%
Arrowstreet Capital
9
Arrowstreet Capital
Massachusetts
$3.03M -$874K -313,078 -14%
AR
10
Advisory Research
Illinois
$2.42M -$340K -121,888 -7%
Bank of New York Mellon
11
Bank of New York Mellon
New York
$2.41M -$285K -101,998 -6%
Northern Trust
12
Northern Trust
Illinois
$2.37M -$47.2K -16,905 -1%
PPA
13
Parametric Portfolio Associates
Washington
$2.21M +$2.18M +779,379 +128%
Charles Schwab
14
Charles Schwab
California
$1.79M +$277K +99,085 +10%
Point72 Asset Management
15
Point72 Asset Management
Connecticut
$1.74M +$1.27M +454,042 +71%
Renaissance Technologies
16
Renaissance Technologies
New York
$1.62M +$2.85M +1,020,060 New
Goldman Sachs
17
Goldman Sachs
New York
$1.3M -$4.81M -1,723,531 -68%
Wells Fargo
18
Wells Fargo
California
$1.27M +$1.27M +456,450 +133%
Invesco
19
Invesco
Georgia
$1.22M +$115K +41,134 +6%
Principal Financial Group
20
Principal Financial Group
Iowa
$1.21M -$125K -44,729 -6%
First Trust Advisors
21
First Trust Advisors
Illinois
$1.21M -$1.09M -391,716 -34%
Two Sigma Advisers
22
Two Sigma Advisers
New York
$1.16M +$996K +356,500 +96%
UBS Group
23
UBS Group
Switzerland
$1.11M +$1.72M +616,697 +747%
N
24
Nuveen
North Carolina
$988K -$193K -68,975 -9%
JP Morgan Chase
25
JP Morgan Chase
New York
$921K +$1.28M +459,070 +421%

SM Hedge Fund Activity: Q3 2020 in Review

166 of the 4,957 institutional investors tracked by Wall St. Rank reported a position in SM Energy (SM) for Q3 2020, worth a combined $121M — down 68% from $376M a quarter earlier.

Sellers outnumbered buyers: 30 funds closed out of SM and 19 opened new positions — a net loss of 11 holders — while 52 trimmed existing stakes and 54 added.

The largest buyer was Maple Rock Capital Partners, opening a new position worth an estimated $18.2M. The largest seller was Vanguard Group, cutting an estimated $14.7M.

  • 166 institutional investors held SM Energy (SM) as of Q3 2020, down from 178 in Q2 2020.
  • Funds reported $121M of SM Energy stock for Q3 2020, down 68% quarter-over-quarter.
  • 19 funds opened new SM Energy positions in Q3 2020 and 30 closed out, a net change of -11 holders.
  • The largest SM Energy buyer in Q3 2020 was Maple Rock Capital Partners, an estimated $18.2M added.
  • The largest SM Energy seller in Q3 2020 was Vanguard Group, an estimated $14.7M sold.

Based on aggregated 13F filings for Q3 2020.