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SM Energy

306 hedge funds and large institutions have $4.3B invested in SM Energy in 2014 Q1 according to their latest regulatory filings, with 40 funds opening new positions, 126 increasing their positions, 102 reducing their positions, and 51 closing their positions.

New
Increased
Maintained
Reduced
Closed

24% more repeat investments, than reductions

Existing positions increased: 126 | Existing positions reduced: 102

1% more call options, than puts

Call options by funds: $26.7M | Put options by funds: $26.6M

2.42% less ownership

Funds ownership: 92.45%90.03% (-2.4%)

5% less funds holding

Funds holding: 321306 (-15)

16% less capital invested

Capital invested by funds: $5.14B → $4.3B (-$840M)

22% less first-time investments, than exits

New positions opened: 40 | Existing positions closed: 51

88% less funds holding in top 10

Funds holding in top 10: 81 (-7)

Holders
306
Holders Change
-15
Holders Change %
-4.67%
% of All Funds
8.83%
Holding in Top 10
1
Holding in Top 10 Change
-7
Holding in Top 10 Change %
-87.5%
% of All Funds
0.03%
New
40
Increased
126
Reduced
102
Closed
51
Calls
$26.7M
Puts
$26.6M
Net Calls
+$134K
Net Calls Change
+$34.8M
Name Holding Trade Value Shares
Change
Change in
Stake
T. Rowe Price Associates
1
T. Rowe Price Associates
Maryland
$467M -$175M -2,242,825 -25%
Vanguard Group
2
Vanguard Group
Pennsylvania
$296M +$23.7M +302,690 +8%
Artisan Partners
3
Artisan Partners
Wisconsin
$270M +$54.2M +692,186 +22%
AL
4
AJO LP
Pennsylvania
$209M +$49.8M +636,280 +28%
VanEck Associates
5
VanEck Associates
New York
$201M +$31.7M +404,609 +17%
HCM
6
Herndon Capital Management
Georgia
$198M +$151M +1,932,044 +230%
BIT
7
BlackRock Institutional Trust
California
$145M +$1.51M +19,341 +1%
State Street
8
State Street
Massachusetts
$140M +$4.53M +57,906 +3%
BFA
9
BlackRock Fund Advisors
California
$136M -$8.07M -103,139 -5%
CWAM
10
Columbia Wanger Asset Management
Illinois
$96.5M -$17.8M -227,600 -14%
RIM
11
Rainier Investment Management
Washington
$71.2M -$18.8M -239,940 -19%
Bank of New York Mellon
12
Bank of New York Mellon
New York
$69.4M +$16.5M +211,514 +28%
Fidelity Investments
13
Fidelity Investments
Massachusetts
$68M -$56.6M -723,550 -43%
Northern Trust
14
Northern Trust
Illinois
$55.9M +$16.1M +205,687 +36%
BA
15
BlackRock Advisors
Delaware
$46.3M -$12.7M -162,631 -20%
FPA
16
First Pacific Advisors
California
$44M +$493K +6,300 +1%
VOYA Investment Management
17
VOYA Investment Management
Georgia
$43.9M +$9.04M +115,587 +23%
New York State Common Retirement Fund
18
New York State Common Retirement Fund
New York
$42.4M +$3.69M +47,100 +9%
Norges Bank
19
Norges Bank
Norway
$39.6M
Charles Schwab
20
Charles Schwab
California
$36.7M +$30.7M +392,416 +322%
Wells Fargo
21
Wells Fargo
California
$36.1M +$859K +10,979 +2%
BAMCO Inc
22
BAMCO Inc
New York
$35.7M +$188K +2,400 +0.5%
EM
23
Elliott Management
New York
$33.9M +$37.2M +475,000 New
Goldman Sachs
24
Goldman Sachs
New York
$33.8M -$22.3M -284,884 -38%
Dimensional Fund Advisors
25
Dimensional Fund Advisors
Texas
$33.6M +$12.4M +158,252 +50%

SM Hedge Fund Activity: Q1 2014 in Review

306 of the 3,464 institutional investors tracked by Wall St. Rank reported a position in SM Energy (SM) for Q1 2014, worth a combined $4.3B — down 16% from $5.14B a quarter earlier.

Sellers outnumbered buyers: 51 funds closed out of SM and 40 opened new positions — a net loss of 11 holders — while 102 trimmed existing stakes and 126 added.

The largest buyer was Herndon Capital Management, adding an estimated $151M. The largest seller was T. Rowe Price Associates, cutting an estimated $175M.

  • 306 institutional investors held SM Energy (SM) as of Q1 2014, down from 321 in Q4 2013.
  • Funds reported $4.3B of SM Energy stock for Q1 2014, down 16% quarter-over-quarter.
  • 40 funds opened new SM Energy positions in Q1 2014 and 51 closed out, a net change of -11 holders.
  • The largest SM Energy buyer in Q1 2014 was Herndon Capital Management, an estimated $151M added.
  • The largest SM Energy seller in Q1 2014 was T. Rowe Price Associates, an estimated $175M sold.

Based on aggregated 13F filings for Q1 2014.