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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+5.84%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.94B
AUM Growth
+$1.03B
Cap. Flow
+$264M
Cap. Flow %
4.44%
Top 10 Hldgs %
34.32%
Holding
632
New
148
Increased
86
Reduced
133
Closed
221

Top Buys

Rank Stock Value
1
BRCM
BROADCOM CORP CL-A
BRCM
+$462M
2
PCP
PRECISION CASTPARTS CORP
PCP
+$326M
3
CB
CHUBB CORPORATION
CB
+$232M
4
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$189M
5
EMC
EMC CORPORATION
EMC
+$130M

Top Sells

Rank Stock Value
1
HCC
HCC INSURANCES HOLDINGS INC
HCC
+$218M
2
CYN
CITY NATIONAL CORPORATION
CYN
+$106M
3
HCBK
HUDSON CITY BANCORP INC
HCBK
+$62.8M
4
NUE icon
Nucor
NUE
+$54.4M
5
CVC
CABLEVISION SYS CP NY GRP CL-A
CVC
+$44.1M

Sector Composition

Rank Sector Weight
1 Industrials 17.3%
2 Financials 13.13%
3 Consumer Staples 11.42%
4 Consumer Discretionary 11.12%
5 Technology 5.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SRCI
176
DELISTED
SRC Energy Inc
SRCI
$4.63M 0.08%
543,108
-272,007
-33% -$2.94M
PDCE
177
DELISTED
PDC Energy, Inc.
PDCE
$4.58M 0.08%
+85,700
New +$4.93M
RHT
178
DELISTED
Red Hat Inc
RHT
$4.55M 0.08%
55,000
-44,584
-45% -$3.54M
PXD
179
DELISTED
Pioneer Natural Resource Co.
PXD
$4.51M 0.08%
+36,000
New +$4.94M
SLCA
180
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
$4.5M 0.08%
+240,408
New +$4.5M
QCOM icon
181
Qualcomm
QCOM
$168B
$4.5M 0.08%
+90,000
New +$4.8M
ONCE
182
DELISTED
Spark Therapeutics, Inc. Common Stock
ONCE
$4.39M 0.07%
+97,000
New +$5.08M
BIDU icon
183
Baidu
BIDU
$37.1B
$4.36M 0.07%
23,080
-66,738
-74% -$12.3M
MAR icon
184
Marriott International
MAR
$93.8B
$4.29M 0.07%
64,000
-70,000
-52% -$5.06M
NFLX icon
185
Netflix
NFLX
$307B
$4.2M 0.07%
+366,830
New +$4.19M
LULU icon
186
lululemon athletica
LULU
$14.2B
$4.08M 0.07%
77,682
-47,318
-38% -$2.38M
EOG icon
187
EOG Resources
EOG
$71.4B
$4.06M 0.07%
57,308
-211,562
-79% -$17.2M
LM
188
DELISTED
Legg Mason, Inc.
LM
$3.92M 0.07%
+100,000
New +$4.28M
STAY
189
DELISTED
Extended Stay America, Inc. Paired Share Unit
STAY
$3.85M 0.06%
+242,190
New +$4.25M
SLB icon
190
SLB Ltd
SLB
$76.5B
$3.84M 0.06%
55,100
-150,200
-73% -$11.2M
XLP icon
191
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.9B
$3.79M 0.06%
+75,000
New +$3.73M
PGJ icon
192
Invesco Golden Dragon China ETF
PGJ
$97.9M
$3.78M 0.06%
+115,000
New +$3.56M
TCOM icon
193
Trip.com Group
TCOM
$29.1B
$3.71M 0.06%
+80,000
New +$3.66M
GPOR
194
DELISTED
Gulfport Energy Corp.
GPOR
$3.71M 0.06%
+150,800
New +$4.24M
EGN
195
DELISTED
Energen
EGN
$3.67M 0.06%
89,620
-122,583
-58% -$6.71M
GLW icon
196
Corning
GLW
$135B
$3.66M 0.06%
200,000
+41,298
+26% +$749K
HLT icon
197
Hilton Worldwide
HLT
$72.5B
$3.65M 0.06%
56,800
-29,189
-34% -$2.07M
FHI icon
198
Federated Hermes
FHI
$4.72B
$3.44M 0.06%
+120,000
New +$3.62M
HRI icon
199
Herc Holdings
HRI
$5.62B
$3.41M 0.06%
+79,911
New +$4.01M
RICE
200
DELISTED
Rice Energy Inc.
RICE
$3.37M 0.06%
+309,000
New +$4.26M
6 7
8
9 10

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SAG
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ACI
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UBS O'Connor's Q4 2015 Portfolio in Review

As of Q4 2015, UBS O'Connor held 632 positions worth $5.94B, up 21% from $4.91B the previous quarter. Its ten largest holdings account for 34% of the portfolio.

UBS O'Connor deployed $264M of net new capital in Q4 2015, opening 148 new positions and adding to 86 existing holdings. Its largest new stake was BROADCOM CORP CL-A: 8,579,797 shares worth $496M.

By sector, the portfolio is most concentrated in Industrials at 17% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Staples.

On the sell side, the largest reduction was Nucor, an estimated $54.4M trimmed.

  • UBS O'Connor's largest Q4 2015 buy was BROADCOM CORP CL-A: 8,579,797 shares worth $496M.
  • UBS O'Connor added most to EMC CORPORATION in Q4 2015, an estimated $130M increase.
  • UBS O'Connor's biggest Q4 2015 reduction was Nucor, cutting an estimated $54.4M.
  • UBS O'Connor fully exited HCC INSURANCES HOLDINGS INC in Q4 2015, selling an estimated $218M.
  • UBS O'Connor's ten largest holdings make up 34% of its $5.94B portfolio in Q4 2015.
  • UBS O'Connor opened 148 new positions and closed 221 in Q4 2015.
  • UBS O'Connor's portfolio value rose 21% quarter-over-quarter to $5.94B.

Based on UBS O'Connor's 13F filing for Q4 2015, filed 10 Feb 2016.