UBS O'Connor’s Invesco Golden Dragon China ETF PGJ Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-49,742	Closed	-$1.65M	–	423
2016 Q3	$1.65M	Sell	49,742 -258	-0.5%	-$8.56K	0.02%	317
2016 Q2	$1.41M	Hold	50,000	–	–	0.03%	271
2016 Q1	$1.5M	Sell	50,000 -65,000	-57%	-$1.95M	0.03%	286
2015 Q4	$3.78M	Buy	+115,000	New	+$3.78M	0.06%	211