UBS O'Connor
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UBS O'Connor’s Invesco Golden Dragon China ETF PGJ Stock Holding History

UBS O'Connor’s Portfolio PGJ Stock Details PGJ Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2016
Q4 		– Sell
-49,742
Closed -$1.65M – 456
2016
Q3 		$1.65M Sell
49,742
-258
-0.5% -$8.02K 0.02% 323
2016
Q2 		$1.41M Sell
50,000
-48,275
-49% -$1.41M 0.03% 271
2016
Q1 		$2.95M Sell
98,275
-131,725
-57% -$3.78M 0.03% 295
2015
Q4 		$7.57M Buy
+230,000
New +$7.11M 0.07% 216

Other funds holding PGJ

Wells Fargo
Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return
Susquehanna International Group
Susquehanna International Group Bala Cynwyd, Pennsylvania $1.28T AUM 58.89% 1-Year Est. Return
Citadel Advisors
Citadel Advisors Miami, Florida $875B AUM 40.89% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $468B AUM 17.69% 1-Year Est. Return
Tocqueville Asset Management
Tocqueville Asset Management New York $7.56B AUM 44.87% 1-Year Est. Return
Level Four Advisory Services
Level Four Advisory Services Dallas, Texas $3.46B AUM 29.55% 1-Year Est. Return
Goldman Sachs
Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return
Virtu KCG Holdings
Virtu KCG Holdings New York $3.6B AUM 17.11% 1-Year Est. Return

UBS O'Connor's PGJ Position: Q4 2016 in Review

UBS O'Connor sold out of Invesco Golden Dragon China ETF (PGJ) in Q4 2016, closing a stake of 49,742 shares — an estimated $1.65M sold.

UBS O'Connor first reported a position in PGJ in Q4 2015 and held it in 4 quarters. The position peaked at $7.57M in Q4 2015. 37 funds tracked by Wall St. Rank hold PGJ as of Q4 2016.

  • UBS O'Connor reported no remaining Invesco Golden Dragon China ETF position as of Q4 2016 after selling out during the quarter.
  • UBS O'Connor sold 49,742 Invesco Golden Dragon China ETF shares in Q4 2016, an estimated $1.65M.
  • UBS O'Connor first reported a position in Invesco Golden Dragon China ETF in Q4 2015 and held it in 4 quarters.
  • UBS O'Connor's Invesco Golden Dragon China ETF position peaked at $7.57M in Q4 2015.
  • 37 funds tracked by Wall St. Rank held Invesco Golden Dragon China ETF as of Q4 2016.

Based on UBS O'Connor's 13F filing for Q4 2016, filed 14 Feb 2017.