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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+1.63%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$10B
AUM Growth
-$1.29B
Cap. Flow
-$2.15B
Cap. Flow %
-21.47%
Top 10 Hldgs %
19.73%
Holding
599
New
179
Increased
113
Reduced
108
Closed
164
Avg Time Held Equity + Options
2.2 quarters
Top 10 Avg Time Held Equity + Options
1.6 quarters
Top 20 Avg Time Held Equity + Options
2.2 quarters
Avg Time Held Equity only
2.4 quarters
Top 10 Avg Time Held Equity only
1.6 quarters
Top 20 Avg Time Held Equity only
2.2 quarters

Top Buys

Rank Stock Value
1
DHR icon
Danaher
DHR
+$161M
2
MDLZ icon
Mondelez International
MDLZ
+$137M
3
AGN
Allergan plc
AGN
+$135M
4
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$119M
5
WTW icon
Willis Towers Watson
WTW
+$116M

Top Sells

Rank Stock Value
1
BRCM
BROADCOM CORP CL-A
BRCM
+$743M
2
PCP
PRECISION CASTPARTS CORP
PCP
+$650M
3
CB icon
CHUBB CORPORATION
CB
+$472M
4
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$189M
5
FCAM
Fiat Chrysler Automobiles N.V.
FCAM
+$183M

Sector Composition

Rank Sector Weight
1 Consumer Staples 15.9%
2 Industrials 15.6%
3 Miscellaneous 13.64%
4 Consumer Discretionary 13.56%
5 Financials 9.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
RRGB icon
151
Red Robin
RRGB
$163M
$13.5M 0.13%
209,695
+113,695
+118% +$7.08M
2015 Q4
1 quarter
MTB icon
152
M&T Bank
MTB
$31.4B
$13.3M 0.13%
+119,682
New +$13M
2016 Q1
0 quarters
AMZN icon
153
Amazon
AMZN
$2.83T
$13M 0.13%
437,920
-297,720
-40% -$8.45M
2015 Q1
4 quarters
M icon
154
Macy's
M
$5.92B
$13M 0.13%
294,000
-156,000
-35% -$6.45M
2015 Q3
2 quarters
SPLV icon
155
Invesco S&P 500 Low Volatility ETF
SPLV
$7.08B
$12.9M 0.13%
+321,101
New +$12.2M
2016 Q1
0 quarters
EA icon
156
DELISTED
Electronic Arts
EA
$12.9M 0.13%
195,700
+185,700
+1,857% +$11.8M
2015 Q1
4 quarters
PVH icon
157
PVH
PVH
$3.75B
$12.6M 0.13%
127,400
-72,600
-36% -$5.71M
2014 Q3
6 quarters
FRGI
158
DELISTED
Fiesta Restaurant Group, Inc.
FRGI
$12.3M 0.12%
376,100
+256,100
+213% +$9.01M
2015 Q4
1 quarter
XLE icon
159
State Street Energy Select Sector SPDR ETF
XLE
$41.9B
$12.3M 0.12%
+397,182
New +$11.5M
2016 Q1
0 quarters
XOM icon
160
ExxonMobil
XOM
$695B
$12.2M 0.12%
145,889
-237,411
-62% -$19M
2015 Q3
2 quarters
KEY icon
161
KeyCorp
KEY
$21.3B
$12.1M 0.12%
+1,098,720
New +$12.3M
2016 Q1
0 quarters
HES icon
162
DELISTED
Hess
HES
$12M 0.12%
+228,060
New +$10.1M
2016 Q1
0 quarters
EMR icon
163
Emerson Electric
EMR
$90.3B
$12M 0.12%
+220,634
New +$10.6M
2016 Q1
0 quarters
GIII icon
164
G-III Apparel Group
GIII
$1.16B
$12M 0.12%
245,000
-15,000
-6% -$726K
2015 Q4
1 quarter
TEX icon
165
Terex
TEX
$5.79B
$11.9M 0.12%
+478,730
New +$10M
2016 Q1
0 quarters
CMP icon
166
Compass Minerals
CMP
$957M
$11.9M 0.12%
+167,322
New +$12M
2016 Q1
0 quarters
FTR
167
DELISTED
Frontier Communications Corp.
FTR
$11.8M 0.12%
141,112
+94,445
+202% +$6.87M
2015 Q2
3 quarters
CMBT icon
168
CMB.TECH NV
CMBT
$5.98B
$11.8M 0.12%
1,151,945
-1,949,803
-63% -$21M
2015 Q2
3 quarters
GNRT
169
DELISTED
Gener8 Maritime, Inc.
GNRT
$11.6M 0.12%
1,636,502
-329,030
-17% -$2.12M
2015 Q2
3 quarters
GM icon
170
CALL
General Motors
GM
$72.6B
$11.5M 0.12%
3,968,908
+3,910,000
+6,637% +$118M
2013 Q2
11 quarters
KSS icon
171
Kohl's
KSS
$2.31B
$11.4M 0.11%
+245,000
New +$11.5M
2016 Q1
0 quarters
VMW
172
DELISTED
VMware, Inc
VMW
$11.3M 0.11%
215,270
+185,270
+618% +$9.18M
2014 Q4
5 quarters
SPLK icon
173
DELISTED
Splunk Inc
SPLK
$11.3M 0.11%
229,947
+129,947
+130% +$5.85M
2015 Q4
1 quarter
AAP icon
174
Advance Auto Parts
AAP
$2.55B
$11M 0.11%
+68,600
New +$10.3M
2016 Q1
0 quarters
JOY
175
DELISTED
Joy Global Inc
JOY
$11M 0.11%
+683,900
New +$8.61M
2016 Q1
0 quarters
5 6
7
8 9

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CGL
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CB
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JCM
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MPM
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UBS O'Connor's Q1 2016 Portfolio in Review

As of Q1 2016, UBS O'Connor held 599 positions worth $10B, down 11% from $11.3B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

UBS O'Connor withdrew a net $2.15B in Q1 2016, closing 164 positions and reducing 108 holdings. Its most notable exit was BROADCOM CORP CL-A, an estimated $743M position sold in full.

By sector, the portfolio is most concentrated in Consumer Staples at 16% of assets, up from 12% a quarter earlier, followed by Industrials and Miscellaneous.

Against the trend, UBS O'Connor opened a new position in Danaher worth $172M.

  • UBS O'Connor's largest Q1 2016 buy was Danaher: 2,701,028 shares worth $172M.
  • UBS O'Connor added most to Mondelez International in Q1 2016, an estimated $137M increase.
  • UBS O'Connor's biggest Q1 2016 reduction was Nielsen Holdings plc, cutting an estimated $161M.
  • UBS O'Connor fully exited BROADCOM CORP CL-A in Q1 2016, selling an estimated $743M.
  • UBS O'Connor's ten largest holdings make up 20% of its $10B portfolio in Q1 2016.
  • UBS O'Connor opened 179 new positions and closed 164 in Q1 2016.
  • UBS O'Connor's portfolio value fell 11% quarter-over-quarter to $10B.

Based on UBS O'Connor's 13F filing for Q1 2016, filed 13 May 2016.