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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+2.19%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.45B
AUM Growth
-$493M
Cap. Flow
+$322M
Cap. Flow %
5.9%
Top 10 Hldgs %
20.77%
Holding
587
New
179
Increased
113
Reduced
93
Closed
156

Top Buys

Rank Stock Value
1
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$119M
2
CAM
CAMERON INTERNATIONAL CORPORATION
CAM
+$114M
3
ALR
Alere Inc
ALR
+$86.6M
4
DHR icon
Danaher
DHR
+$82.5M
5
MDLZ icon
Mondelez International
MDLZ
+$71M

Top Sells

Rank Stock Value
1
BRCM
BROADCOM CORP CL-A
BRCM
+$496M
2
PCP
PRECISION CASTPARTS CORP
PCP
+$327M
3
CB
CHUBB CORPORATION
CB
+$237M
4
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$189M
5
FCAM
Fiat Chrysler Automobiles N.V.
FCAM
+$91.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 14.94%
2 Industrials 14.9%
3 Consumer Discretionary 13.15%
4 Financials 9.17%
5 Technology 7.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLV icon
151
State Street Health Care Select Sector SPDR ETF
XLV
$42.4B
$6.92M 0.13%
102,106
-28,316
-22% -$1.9M
GRUB
152
DELISTED
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
$6.91M 0.13%
137,500
+87,500
+175% +$3.87M
RRGB icon
153
Red Robin
RRGB
$156M
$6.91M 0.13%
107,151
+59,151
+123% +$3.68M
MTB icon
154
M&T Bank
MTB
$36.1B
$6.77M 0.12%
+61,000
New +$6.62M
AMZN icon
155
Amazon
AMZN
$2.94T
$6.65M 0.12%
224,000
-143,820
-39% -$4.08M
M icon
156
Macy's
M
$6.61B
$6.61M 0.12%
150,000
-75,000
-33% -$3.1M
EA icon
157
Electronic Arts
EA
$6.61M 0.12%
100,000
+95,000
+1,900% +$6.06M
SPLV icon
158
Invesco S&P 500 Low Volatility ETF
SPLV
$7.22B
$6.61M 0.12%
+163,862
New +$6.25M
PVH icon
159
PVH
PVH
$3.99B
$6.44M 0.12%
65,000
-35,000
-35% -$2.75M
FRGI
160
DELISTED
Fiesta Restaurant Group, Inc.
FRGI
$6.3M 0.12%
192,182
+132,182
+220% +$4.65M
XLE icon
161
State Street Energy Select Sector SPDR ETF
XLE
$38.1B
$6.28M 0.12%
+202,954
New +$5.89M
XOM icon
162
ExxonMobil
XOM
$642B
$6.24M 0.11%
74,700
-116,950
-61% -$9.37M
KEY icon
163
KeyCorp
KEY
$24.3B
$6.18M 0.11%
+560,000
New +$6.26M
HES
164
DELISTED
Hess
HES
$6.16M 0.11%
+116,971
New +$5.17M
EMR icon
165
Emerson Electric
EMR
$87.5B
$6.14M 0.11%
+112,856
New +$5.44M
GIII icon
166
G-III Apparel Group
GIII
$1.51B
$6.11M 0.11%
125,000
-5,000
-4% -$242K
TEX icon
167
Terex
TEX
$7.47B
$6.1M 0.11%
+245,000
New +$5.13M
CMP icon
168
Compass Minerals
CMP
$1.08B
$6.07M 0.11%
+85,625
New +$6.13M
CMBT
169
CMB.TECH NV
CMBT
$4.76B
$6.04M 0.11%
589,464
-961,410
-62% -$10.4M
FTR
170
DELISTED
Frontier Communications Corp.
FTR
$6.01M 0.11%
71,667
+48,334
+207% +$3.51M
GNRT
171
DELISTED
Gener8 Maritime, Inc.
GNRT
$5.93M 0.11%
840,330
-142,436
-14% -$919K
GM icon
172
CALL
General Motors
GM
$76.3B
$5.88M 0.11%
2,029,454
+2,000,000
+6,790% +$60.2M
KSS icon
173
Kohl's
KSS
$2.09B
$5.83M 0.11%
+125,000
New +$5.87M
VMW
174
DELISTED
VMware, Inc
VMW
$5.75M 0.11%
110,000
+95,000
+633% +$4.71M
SPLK
175
DELISTED
Splunk Inc
SPLK
$5.75M 0.11%
117,500
+67,500
+135% +$3.04M
5 6
7
8 9

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SAG
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ACI
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TCOV
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CGL
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UBS O'Connor's Q1 2016 Portfolio in Review

As of Q1 2016, UBS O'Connor held 587 positions worth $5.45B, down 8.3% from $5.94B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

UBS O'Connor deployed $322M of net new capital in Q1 2016, opening 179 new positions and adding to 113 existing holdings. Its largest new stake was BAXALTA INC COM STK (DE): 3,012,562 shares worth $122M.

By sector, the portfolio is most concentrated in Consumer Staples at 15% of assets, up from 11% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Nielsen Holdings plc, an estimated $77.1M trimmed.

  • UBS O'Connor's largest Q1 2016 buy was BAXALTA INC COM STK (DE): 3,012,562 shares worth $122M.
  • UBS O'Connor added most to Mondelez International in Q1 2016, an estimated $71M increase.
  • UBS O'Connor's biggest Q1 2016 reduction was Nielsen Holdings plc, cutting an estimated $77.1M.
  • UBS O'Connor fully exited BROADCOM CORP CL-A in Q1 2016, selling an estimated $496M.
  • UBS O'Connor's ten largest holdings make up 21% of its $5.45B portfolio in Q1 2016.
  • UBS O'Connor opened 179 new positions and closed 156 in Q1 2016.
  • UBS O'Connor's portfolio value fell 8.3% quarter-over-quarter to $5.45B.

Based on UBS O'Connor's 13F filing for Q1 2016, filed 13 May 2016.