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UBS O'Connor’s Invesco S&P 500 Low Volatility ETF SPLV Stock Holding History

UBS O'Connor’s Portfolio SPLV Stock Details SPLV Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2016
Q3 		– Sell
-370,000
Closed -$15.8M – 485
2016
Q2 		$15.8M Buy
370,000
+206,138
+126% +$8.38M 0.34% 76
2016
Q1 		$6.61M Buy
+163,862
New +$6.25M 0.12% 176
2015
Q1 		– Sell
-60,000
Closed -$2.28M – 841
2014
Q4 		$2.28M Buy
+60,000
New +$2.2M 0.04% 268

Other funds holding SPLV

Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
WIM
Windhaven Investment Management Boston, Massachusetts $7.79B AUM 7.81% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
HSBC Holdings
HSBC Holdings London, United Kingdom $192B AUM 27.2% 1-Year Est. Return
Ameriprise
Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
PNC Financial Services Group
PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

UBS O'Connor's SPLV Position: Q3 2016 in Review

UBS O'Connor sold out of Invesco S&P 500 Low Volatility ETF (SPLV) in Q3 2016, closing a stake of 370,000 shares — an estimated $15.8M sold.

UBS O'Connor first reported a position in SPLV in Q4 2014 and held it in 3 quarters. The position peaked at $15.8M in Q2 2016. 274 funds tracked by Wall St. Rank hold SPLV as of Q3 2016.

  • UBS O'Connor reported no remaining Invesco S&P 500 Low Volatility ETF position as of Q3 2016 after selling out during the quarter.
  • UBS O'Connor sold 370,000 Invesco S&P 500 Low Volatility ETF shares in Q3 2016, an estimated $15.8M.
  • UBS O'Connor first reported a position in Invesco S&P 500 Low Volatility ETF in Q4 2014 and held it in 3 quarters.
  • UBS O'Connor's Invesco S&P 500 Low Volatility ETF position peaked at $15.8M in Q2 2016.
  • 274 funds tracked by Wall St. Rank held Invesco S&P 500 Low Volatility ETF as of Q3 2016.

Based on UBS O'Connor's 13F filing for Q3 2016, filed 14 Nov 2016.