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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+2.98%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$5.64B
AUM Growth
-$1.24B
Cap. Flow
-$1.68B
Cap. Flow %
-29.75%
Top 10 Hldgs %
43.17%
Holding
450
New
103
Increased
55
Reduced
97
Closed
161
Avg Time Held Equity + Options
2.8 quarters
Top 10 Avg Time Held Equity + Options
1.4 quarters
Top 20 Avg Time Held Equity + Options
1.5 quarters
Avg Time Held Equity only
2.8 quarters
Top 10 Avg Time Held Equity only
1.4 quarters
Top 20 Avg Time Held Equity only
1.5 quarters

Top Buys

Rank Stock Value
1
AET
Aetna Inc
AET
+$235M
2
BDX icon
Becton Dickinson
BDX
+$178M
3
MON
Monsanto Co
MON
+$151M
4
COL
Rockwell Collins
COL
+$137M
5
NXPI icon
NXP Semiconductors
NXPI
+$114M

Top Sells

Rank Stock Value
1
BCR
CR Bard Inc.
BCR
+$482M
2
LVLT
Level 3 Communications Inc
LVLT
+$259M
3
TWX
Time Warner Inc
TWX
+$237M
4
ALR
Alere Inc
ALR
+$198M
5
ALR.PRB
Alere Inc
ALR.PRB
+$147M

Sector Composition

Rank Sector Weight
1 Communication Services 13.38%
2 Technology 12.72%
3 Miscellaneous 12.25%
4 Materials 11.07%
5 Industrials 10.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
ECHO icon
126
EchoStar
ECHO
$27.6B
$5.63M 0.1%
116,058
+17,869
+18% +$830K
2016 Q3
5 quarters
EVR icon
127
Evercore
EVR
$10.5B
$5.63M 0.1%
+62,500
New +$5.21M
2017 Q4
0 quarters
F icon
128
Ford
F
$48.5B
$5.59M 0.1%
447,282
-209,841
-32% -$2.58M
2016 Q3
5 quarters
AA icon
129
Alcoa
AA
$11.1B
$5.51M 0.1%
102,328
-31,779
-24% -$1.45M
2017 Q2
2 quarters
AB icon
130
AllianceBernstein
AB
$3.22B
$5.43M 0.1%
216,767
+40,067
+23% +$1.01M
2017 Q3
1 quarter
TFCFA
131
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$5.43M 0.1%
+157,137
New +$4.69M
2017 Q4
0 quarters
FMCIU
132
DELISTED
Forum Merger Corporation Unit
FMCIU
$5.42M 0.1%
+625,000
New +$6.56M
2017 Q4
0 quarters
CXT icon
133
Crane NXT
CXT
$2.9B
$5.35M 0.09%
172,740
-247,738
-59% -$7.24M
2017 Q3
1 quarter
ATTO
134
DELISTED
Atento S.A.
ATTO
$5.34M 0.09%
+104,673
New +$5.59M
2017 Q4
0 quarters
LACQU
135
DELISTED
Leisure Acquisition Corp. Unit
LACQU
$4.99M 0.09%
+500,000
New +$4.95M
2017 Q4
0 quarters
TGNA icon
136
DELISTED
TEGNA Inc
TGNA
$4.99M 0.09%
+354,210
New +$4.63M
2017 Q4
0 quarters
LITE icon
137
Lumentum
LITE
$99.9B
$4.94M 0.09%
+101,036
New +$5.63M
2017 Q4
0 quarters
SXT icon
138
Sensient Technologies
SXT
$5.55B
$4.91M 0.09%
67,073
+36,593
+120% +$2.79M
2017 Q3
1 quarter
YELP icon
139
Yelp
YELP
$1.01B
$4.83M 0.09%
+115,000
New +$5.12M
2017 Q4
0 quarters
SWKS icon
140
Skyworks Solutions
SWKS
$11.5B
$4.75M 0.08%
50,000
+40,551
+429% +$4.23M
2017 Q3
1 quarter
LGF.A
141
DELISTED
Lions Gate Entertainment Corp. Class A Voting Shares
LGF.A
$4.71M 0.08%
139,236
-91,402
-40% -$2.87M
2017 Q2
2 quarters
AUD
142
DELISTED
Audacy, Inc.
AUD
$4.6M 0.08%
+425,694
New +$4.84M
2017 Q4
0 quarters
CPAY icon
143
Corpay
CPAY
$26.1B
$4.57M 0.08%
23,729
+13,729
+137% +$2.41M
2017 Q3
1 quarter
GGB icon
144
Gerdau
GGB
$10B
$4.5M 0.08%
+1,524,600
New +$4.15M
2017 Q4
0 quarters
SYNA icon
145
Synaptics
SYNA
$4.76B
$4.46M 0.08%
+111,688
New +$4.27M
2017 Q4
0 quarters
NFLX icon
146
Netflix
NFLX
$293B
$4.44M 0.08%
231,480
-173,720
-43% -$3.35M
2017 Q3
1 quarter
KRE icon
147
State Street SPDR S&P Regional Banking ETF
KRE
$3.59B
$4.41M 0.08%
+75,000
New +$4.31M
2017 Q4
0 quarters
HYG icon
148
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.3B
$4.36M 0.08%
+50,000
New +$4.39M
2017 Q4
0 quarters
LHO
149
DELISTED
LaSalle Hotel Properties
LHO
$4.32M 0.08%
+154,000
New +$4.41M
2017 Q4
0 quarters
SHAK icon
150
Shake Shack
SHAK
$2.7B
$4.2M 0.07%
+97,259
New +$3.77M
2017 Q4
0 quarters
4 5
6
7 8

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CGL
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JCM
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MPM
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UBS O'Connor's Q4 2017 Portfolio in Review

As of Q4 2017, UBS O'Connor held 450 positions worth $5.64B, down 18% from $6.88B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

UBS O'Connor withdrew a net $1.68B in Q4 2017, closing 161 positions and reducing 97 holdings. Its most notable exit was CR Bard Inc., an estimated $482M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 13% of assets, down from 17% a quarter earlier, followed by Technology and Miscellaneous.

Against the trend, UBS O'Connor opened a new position in Aetna Inc worth $246M.

  • UBS O'Connor's largest Q4 2017 buy was Aetna Inc: 1,365,000 shares worth $246M.
  • UBS O'Connor added most to Monsanto Co in Q4 2017, an estimated $151M increase.
  • UBS O'Connor's biggest Q4 2017 reduction was Time Warner Inc, cutting an estimated $237M.
  • UBS O'Connor fully exited CR Bard Inc. in Q4 2017, selling an estimated $482M.
  • UBS O'Connor's ten largest holdings make up 43% of its $5.64B portfolio in Q4 2017.
  • UBS O'Connor opened 103 new positions and closed 161 in Q4 2017.
  • UBS O'Connor's portfolio value fell 18% quarter-over-quarter to $5.64B.

Based on UBS O'Connor's 13F filing for Q4 2017, filed 14 Feb 2018.