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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+2.98%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.64B
AUM Growth
-$1.24B
Cap. Flow
-$2.3B
Cap. Flow %
-40.75%
Top 10 Hldgs %
43.17%
Holding
450
New
103
Increased
55
Reduced
97
Closed
161

Top Buys

Rank Stock Value
1
AET
Aetna Inc
AET
+$235M
2
BDX icon
Becton Dickinson
BDX
+$178M
3
MON
Monsanto Co
MON
+$151M
4
COL
Rockwell Collins
COL
+$137M
5
NXPI icon
NXP Semiconductors
NXPI
+$114M

Top Sells

Rank Stock Value
1
BCR
CR Bard Inc.
BCR
+$482M
2
LVLT
Level 3 Communications Inc
LVLT
+$259M
3
TWX
Time Warner Inc
TWX
+$237M
4
ALR
Alere Inc
ALR
+$198M
5
ALR.PRB
Alere Inc
ALR.PRB
+$147M

Sector Composition

Rank Sector Weight
1 Communication Services 13.37%
2 Technology 12.72%
3 Materials 10.95%
4 Financials 10%
5 Consumer Discretionary 9.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ECHO
126
EchoStar
ECHO
$25.3B
$5.63M 0.1%
116,058
+17,869
+18% +$830K
EVR icon
127
Evercore
EVR
$12B
$5.63M 0.1%
+62,500
New +$5.21M
F icon
128
Ford
F
$55B
$5.59M 0.1%
447,282
-209,841
-32% -$2.58M
AA icon
129
Alcoa
AA
$12.5B
$5.51M 0.1%
102,328
-31,779
-24% -$1.45M
AB icon
130
AllianceBernstein
AB
$3.47B
$5.43M 0.1%
216,767
+40,067
+23% +$1.01M
TFCFA
131
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$5.43M 0.1%
+157,137
New +$4.69M
FMCIU
132
DELISTED
Forum Merger Corporation Unit
FMCIU
$5.42M 0.1%
+625,000
New +$6.56M
CXT icon
133
Crane NXT
CXT
$3.13B
$5.35M 0.09%
172,740
-247,738
-59% -$7.24M
ATTO
134
DELISTED
Atento S.A.
ATTO
$5.34M 0.09%
+104,673
New +$5.59M
LACQU
135
DELISTED
Leisure Acquisition Corp. Unit
LACQU
$4.99M 0.09%
+500,000
New +$4.95M
TGNA
136
DELISTED
TEGNA Inc
TGNA
$4.99M 0.09%
+354,210
New +$4.63M
LITE icon
137
Lumentum
LITE
$65.2B
$4.94M 0.09%
+101,036
New +$5.63M
SXT icon
138
Sensient Technologies
SXT
$5.47B
$4.91M 0.09%
67,073
+36,593
+120% +$2.79M
YELP icon
139
Yelp
YELP
$1.38B
$4.83M 0.09%
+115,000
New +$5.12M
SWKS icon
140
Skyworks Solutions
SWKS
$10.1B
$4.75M 0.08%
50,000
+40,551
+429% +$4.23M
LGF.A
141
DELISTED
Lions Gate Entertainment Corp. Class A Voting Shares
LGF.A
$4.71M 0.08%
139,236
-91,402
-40% -$2.87M
AUD
142
DELISTED
Audacy, Inc.
AUD
$4.6M 0.08%
+425,694
New +$4.84M
CPAY icon
143
Corpay
CPAY
$26B
$4.57M 0.08%
23,729
+13,729
+137% +$2.41M
GGB icon
144
Gerdau
GGB
$9.89B
$4.5M 0.08%
+1,524,600
New +$4.15M
SYNA icon
145
Synaptics
SYNA
$3.99B
$4.46M 0.08%
+111,688
New +$4.27M
NFLX icon
146
Netflix
NFLX
$307B
$4.44M 0.08%
231,480
-173,720
-43% -$3.35M
KRE icon
147
State Street SPDR S&P Regional Banking ETF
KRE
$4.65B
$4.41M 0.08%
+75,000
New +$4.31M
HYG icon
148
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$4.36M 0.08%
+50,000
New +$4.39M
LHO
149
DELISTED
LaSalle Hotel Properties
LHO
$4.32M 0.08%
+154,000
New +$4.41M
SHAK icon
150
Shake Shack
SHAK
$2.83B
$4.2M 0.07%
+97,259
New +$3.77M
4 5
6
7 8

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SAG
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ACI
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TCOV
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UBS O'Connor's Q4 2017 Portfolio in Review

As of Q4 2017, UBS O'Connor held 450 positions worth $5.64B, down 18% from $6.88B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

UBS O'Connor withdrew a net $2.3B in Q4 2017, closing 161 positions and reducing 97 holdings. Its most notable exit was CR Bard Inc., an estimated $482M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 13% of assets, down from 17% a quarter earlier, followed by Technology and Materials.

Against the trend, UBS O'Connor opened a new position in Aetna Inc worth $246M.

  • UBS O'Connor's largest Q4 2017 buy was Aetna Inc: 1,365,000 shares worth $246M.
  • UBS O'Connor added most to Monsanto Co in Q4 2017, an estimated $151M increase.
  • UBS O'Connor's biggest Q4 2017 reduction was Time Warner Inc, cutting an estimated $237M.
  • UBS O'Connor fully exited CR Bard Inc. in Q4 2017, selling an estimated $482M.
  • UBS O'Connor's ten largest holdings make up 43% of its $5.64B portfolio in Q4 2017.
  • UBS O'Connor opened 103 new positions and closed 161 in Q4 2017.
  • UBS O'Connor's portfolio value fell 18% quarter-over-quarter to $5.64B.

Based on UBS O'Connor's 13F filing for Q4 2017, filed 14 Feb 2018.