UBS O'Connor’s AllianceBernstein AB Stock Holding History

UBS O'Connor’s Portfolio AB Stock Details AB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-10,000	Closed	-$304K	–	232
2018 Q3	$304K	Buy	+10,000	New	+$299K	0.01%	253
2018 Q1	–	Sell	-216,767	Closed	-$5.43M	–	297
2017 Q4	$5.43M	Buy	216,767 +40,067	+23%	+$1.01M	0.1%	146
2017 Q3	$4.29M	Buy	+176,700	New	+$4.25M	0.06%	206
2014 Q4	–	Sell	-129,485	Closed	-$3.37M	–	629
2014 Q3	$3.37M	Buy	+129,485	New	+$3.46M	0.06%	258

Other funds holding AB

MYLI

Meiji Yasuda Life Insurance Tokyo, Japan $2.93B AUM 4.27% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Franklin Resources San Mateo, California $408B AUM 30.18% 1-Year Est. Return

American Century Companies Kansas City, Missouri $194B AUM 35% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

FIM

Foresters Investment Management New York $5.05B AUM 5.06% 1-Year Est. Return

UBS O'Connor's AB Position: Q4 2018 in Review

UBS O'Connor sold out of AllianceBernstein (AB) in Q4 2018, closing a stake of 10,000 shares — an estimated $304K sold.

UBS O'Connor first reported a position in AB in Q3 2014 and held it in 4 quarters. The position peaked at $5.43M in Q4 2017. 187 funds tracked by Wall St. Rank hold AB as of Q4 2018.

UBS O'Connor reported no remaining AllianceBernstein position as of Q4 2018 after selling out during the quarter.
UBS O'Connor sold 10,000 AllianceBernstein shares in Q4 2018, an estimated $304K.
UBS O'Connor first reported a position in AllianceBernstein in Q3 2014 and held it in 4 quarters.
UBS O'Connor's AllianceBernstein position peaked at $5.43M in Q4 2017.
187 funds tracked by Wall St. Rank held AllianceBernstein as of Q4 2018.

Based on UBS O'Connor's 13F filing for Q4 2018, filed 15 Feb 2019.