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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+2.19%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.45B
AUM Growth
-$493M
Cap. Flow
+$322M
Cap. Flow %
5.9%
Top 10 Hldgs %
20.77%
Holding
587
New
179
Increased
113
Reduced
93
Closed
156

Top Buys

Rank Stock Value
1
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$119M
2
CAM
CAMERON INTERNATIONAL CORPORATION
CAM
+$114M
3
ALR
Alere Inc
ALR
+$86.6M
4
DHR icon
Danaher
DHR
+$82.5M
5
MDLZ icon
Mondelez International
MDLZ
+$71M

Top Sells

Rank Stock Value
1
BRCM
BROADCOM CORP CL-A
BRCM
+$496M
2
PCP
PRECISION CASTPARTS CORP
PCP
+$327M
3
CB
CHUBB CORPORATION
CB
+$237M
4
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$189M
5
FCAM
Fiat Chrysler Automobiles N.V.
FCAM
+$91.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 14.94%
2 Industrials 14.9%
3 Consumer Discretionary 13.15%
4 Financials 9.17%
5 Technology 7.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LOW icon
126
Lowe's Companies
LOW
$122B
$9.85M 0.18%
130,000
– –
MON
127
DELISTED
Monsanto Co
MON
$9.78M 0.18%
+111,426
New +$10.1M
URI icon
128
United Rentals
URI
$72.4B
$9.66M 0.18%
+155,351
New +$8.64M
NUE icon
129
Nucor
NUE
$61.9B
$9.56M 0.18%
202,084
-357,704
-64% -$14.6M
SPY icon
130
State Street SPDR S&P 500 ETF Trust
SPY
$818B
$9.52M 0.17%
46,333
-15,062
-25% -$2.94M
SWK icon
131
Stanley Black & Decker
SWK
$15.3B
$9.49M 0.17%
+90,160
New +$8.75M
CRM icon
132
Salesforce
CRM
$153B
$9.23M 0.17%
125,000
+38,500
+45% +$2.65M
ACM icon
133
Aecom
ACM
$9.63B
$9.22M 0.17%
299,540
-174,447
-37% -$4.84M
ODFL icon
134
Old Dominion Freight Line
ODFL
$44B
$8.8M 0.16%
+379,278
New +$7.77M
XLI icon
135
State Street Industrial Select Sector SPDR ETF
XLI
$33.6B
$8.76M 0.16%
+157,992
New +$8.17M
LUV icon
136
Southwest Airlines
LUV
$23B
$8.59M 0.16%
191,700
+56,700
+42% +$2.31M
AGCO icon
137
AGCO
AGCO
$7.12B
$8.55M 0.16%
+172,064
New +$8.28M
P
138
DELISTED
Pandora Media Inc
P
$8.5M 0.16%
950,000
+890,000
+1,483% +$8.73M
CMI icon
139
Cummins
CMI
$88.7B
$8.25M 0.15%
+75,000
New +$7.25M
SLV icon
140
iShares Silver Trust
SLV
$29.8B
$8.18M 0.15%
+557,132
New +$7.91M
EWZ icon
141
iShares MSCI Brazil ETF
EWZ
$9.07B
$7.86M 0.14%
+298,762
New +$6.42M
PEP icon
142
PepsiCo
PEP
$189B
$7.69M 0.14%
75,000
-261,744
-78% -$25.9M
BABA icon
143
Alibaba
BABA
$304B
$7.65M 0.14%
96,800
+86,800
+868% +$6.11M
NSC icon
144
Norfolk Southern
NSC
$76.9B
$7.64M 0.14%
91,763
+7,286
+9% +$551K
TUMI
145
DELISTED
TUMI HLDGS INC COM
TUMI
$7.61M 0.14%
+283,889
New +$5.77M
DD
146
DELISTED
Du Pont De Nemours E I
DD
$7.59M 0.14%
+119,905
New +$7.18M
ORCL icon
147
Oracle
ORCL
$413B
$7.36M 0.14%
+180,000
New +$6.66M
MLM icon
148
Martin Marietta Materials
MLM
$32.3B
$7.19M 0.13%
+45,069
New +$6.19M
KDP icon
149
Keurig Dr Pepper
KDP
$41.3B
$7.09M 0.13%
79,339
-6,017
-7% -$549K
DIS icon
150
Walt Disney
DIS
$182B
$7.04M 0.13%
70,929
+7,679
+12% +$741K
4 5
6
7 8

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SAG
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
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RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
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CGL
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CB
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UBS O'Connor's Q1 2016 Portfolio in Review

As of Q1 2016, UBS O'Connor held 587 positions worth $5.45B, down 8.3% from $5.94B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

UBS O'Connor deployed $322M of net new capital in Q1 2016, opening 179 new positions and adding to 113 existing holdings. Its largest new stake was BAXALTA INC COM STK (DE): 3,012,562 shares worth $122M.

By sector, the portfolio is most concentrated in Consumer Staples at 15% of assets, up from 11% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Nielsen Holdings plc, an estimated $77.1M trimmed.

  • UBS O'Connor's largest Q1 2016 buy was BAXALTA INC COM STK (DE): 3,012,562 shares worth $122M.
  • UBS O'Connor added most to Mondelez International in Q1 2016, an estimated $71M increase.
  • UBS O'Connor's biggest Q1 2016 reduction was Nielsen Holdings plc, cutting an estimated $77.1M.
  • UBS O'Connor fully exited BROADCOM CORP CL-A in Q1 2016, selling an estimated $496M.
  • UBS O'Connor's ten largest holdings make up 21% of its $5.45B portfolio in Q1 2016.
  • UBS O'Connor opened 179 new positions and closed 156 in Q1 2016.
  • UBS O'Connor's portfolio value fell 8.3% quarter-over-quarter to $5.45B.

Based on UBS O'Connor's 13F filing for Q1 2016, filed 13 May 2016.