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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
-6.56%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.91B
AUM Growth
-$845M
Cap. Flow
-$17.2M
Cap. Flow %
-0.35%
Top 10 Hldgs %
21.9%
Holding
885
New
158
Increased
160
Reduced
122
Closed
401

Top Buys

Rank Stock Value
1
PYPL icon
PayPal
PYPL
+$94.8M
2
HCBK
HUDSON CITY BANCORP INC
HCBK
+$61M
3
AA icon
Alcoa
AA
+$59.1M
4
HCC
HCC INSURANCES HOLDINGS INC
HCC
+$47.8M
5
NUE icon
Nucor
NUE
+$47.3M

Top Sells

Rank Stock Value
1
FDO
FAMILY DOLLAR STORES
FDO
+$203M
2
DTV
DIRECTV COM STK (DE)
DTV
+$150M
3
CTRX
CATAMARAN CORP COM STK (CDA)
CTRX
+$121M
4
DHR icon
Danaher
DHR
+$80M
5
DRC
DRESSER-RAND GROUP INC
DRC
+$60.2M

Sector Composition

Rank Sector Weight
1 Financials 15.76%
2 Industrials 15.37%
3 Consumer Staples 13.14%
4 Consumer Discretionary 12.66%
5 Energy 6.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PVH icon
126
PVH
PVH
$3.99B
$8.66M 0.18%
85,000
+61,446
+261% +$6.98M
VLO icon
127
Valero Energy
VLO
$87.2B
$8.63M 0.18%
143,642
+81,342
+131% +$5.17M
PX
128
DELISTED
Praxair Inc
PX
$8.59M 0.17%
84,353
-4,447
-5% -$491K
DE icon
129
Deere & Co
DE
$166B
$8.59M 0.17%
116,091
+51,091
+79% +$4.5M
WFT
130
DELISTED
Weatherford International plc
WFT
$8.55M 0.17%
1,008,514
+676,844
+204% +$6.85M
CMCSA icon
131
Comcast
CMCSA
$89.3B
$8.53M 0.17%
300,000
+275,854
+1,142% +$8.19M
ADBE icon
132
Adobe
ADBE
$103B
$8.43M 0.17%
102,500
-13,165
-11% -$1.07M
DMND
133
DELISTED
DIAMOND FOODS, INC.
DMND
$8.42M 0.17%
272,740
+78,225
+40% +$2.45M
DLTR icon
134
Dollar Tree
DLTR
$24.9B
$8.33M 0.17%
+125,000
New +$9.39M
BWA icon
135
BorgWarner
BWA
$13.5B
$8.26M 0.17%
+225,470
New +$9.37M
SFM icon
136
Sprouts Farmers Market
SFM
$8.13B
$8.21M 0.17%
389,276
+69,128
+22% +$1.59M
VSI
137
DELISTED
Vitamin Shoppe Inc.
VSI
$8.16M 0.17%
250,000
+98,046
+65% +$3.5M
WMT icon
138
Walmart Inc
WMT
$892B
$8.11M 0.17%
375,000
-388,992
-51% -$8.92M
SN
139
DELISTED
Sanchez Energy Corporation
SN
$8.1M 0.16%
1,317,546
+866,546
+192% +$5.83M
IVV icon
140
iShares Core S&P 500 ETF
IVV
$897B
$8.09M 0.16%
42,000
-8,837
-17% -$1.8M
SLGN icon
141
Silgan Holdings
SLGN
$4.39B
$8.08M 0.16%
310,426
-152,304
-33% -$4.02M
DHT icon
142
DHT Holdings
DHT
$2.96B
$8.01M 0.16%
+1,079,000
New +$8.31M
SRCI
143
DELISTED
SRC Energy Inc
SRCI
$7.99M 0.16%
815,115
+159,257
+24% +$1.62M
NTRS icon
144
Northern Trust
NTRS
$33.7B
$7.91M 0.16%
+116,000
New +$8.52M
Z icon
145
Zillow
Z
$7.65B
$7.9M 0.16%
+292,525
New +$7.64M
YUM icon
146
Yum! Brands
YUM
$41.6B
$7.89M 0.16%
137,329
-79,865
-37% -$4.83M
DISH
147
DELISTED
DISH Network Corp.
DISH
$7.88M 0.16%
+135,000
New +$8.56M
GLPI icon
148
Gaming and Leisure Properties
GLPI
$12.8B
$7.83M 0.16%
263,630
+81,080
+44% +$2.64M
AVNT icon
149
Avient
AVNT
$3.91B
$7.64M 0.16%
260,496
-84,371
-24% -$2.85M
BKNG icon
150
Booking.com
BKNG
$156B
$7.43M 0.15%
+150,100
New +$7.46M
4 5
6
7 8

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SAG
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ACI
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TCOV
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RC
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CGL
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CB
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UBS O'Connor's Q3 2015 Portfolio in Review

As of Q3 2015, UBS O'Connor held 885 positions worth $4.91B, down 15% from $5.76B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

UBS O'Connor's Q3 2015 filing shows 158 new, 160 increased, 122 reduced and 401 closed positions. Its largest new stake was PayPal: 2,646,718 shares worth $82.2M. The largest sale was FAMILY DOLLAR STORES, an estimated $203M.

By sector, the portfolio is most concentrated in Financials at 16% of assets, up from 11% a quarter earlier, followed by Industrials and Consumer Staples.

  • UBS O'Connor's largest Q3 2015 buy was PayPal: 2,646,718 shares worth $82.2M.
  • UBS O'Connor added most to Alcoa in Q3 2015, an estimated $59.1M increase.
  • UBS O'Connor's biggest Q3 2015 reduction was Coca-Cola Europacific Partners, cutting an estimated $47.9M.
  • UBS O'Connor fully exited FAMILY DOLLAR STORES in Q3 2015, selling an estimated $203M.
  • UBS O'Connor's ten largest holdings make up 22% of its $4.91B portfolio in Q3 2015.
  • UBS O'Connor opened 158 new positions and closed 401 in Q3 2015.
  • UBS O'Connor's portfolio value fell 15% quarter-over-quarter to $4.91B.

Based on UBS O'Connor's 13F filing for Q3 2015, filed 13 Nov 2015.