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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+0.12%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$4.86B
AUM Growth
+$1.32B
Cap. Flow
+$1.45B
Cap. Flow %
29.86%
Top 10 Hldgs %
47.16%
Holding
450
New
132
Increased
60
Reduced
64
Closed
113
Avg Time Held Equity + Options
2 quarters
Top 10 Avg Time Held Equity + Options
0.6 quarters
Top 20 Avg Time Held Equity + Options
0.8 quarters
Avg Time Held Equity only
1.9 quarters
Top 10 Avg Time Held Equity only
0.6 quarters
Top 20 Avg Time Held Equity only
0.8 quarters

Top Buys

Rank Stock Value
1
ETFC
E*Trade Financial Corporation
ETFC
+$328M
2
TIF
Tiffany & Co.
TIF
+$281M
3
CY
Cypress Semiconductor
CY
+$192M
4
S icon
Sprint Corporation
S
+$186M
5
LM
Legg Mason, Inc.
LM
+$163M

Top Sells

Rank Stock Value
1
WCG
Wellcare Health Plans, Inc.
WCG
+$514M
2
ZAYO
Zayo Group Holdings, Inc.
ZAYO
+$142M
3
MDCO
Medicines Co
MDCO
+$82.1M
4
INXN
Interxion Holding N.V.
INXN
+$51.4M
5
TSLA icon
Tesla
TSLA
+$30.8M

Sector Composition

Rank Sector Weight
1 Technology 24.73%
2 Consumer Discretionary 17.71%
3 Financials 17.08%
4 Miscellaneous 11.63%
5 Industrials 7.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
POST icon
101
Post Holdings
POST
$3.48B
$8.3M 0.17%
152,800
+68,760
+82% +$4.47M
2013 Q4
25 quarters
RAMP icon
102
LiveRamp
RAMP
$2.28B
$8.23M 0.17%
+250,000
New +$9.47M
2020 Q1
0 quarters
HYG icon
103
PUT
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
$8.13M 0.17%
1,750,000
-250,000
-13% -$21.1M
2018 Q4
5 quarters
LATN
104
DELISTED
Union Acquisition Corp. II Ordinary Shares
LATN
$7.82M 0.16%
800,000
– –
2019 Q4
1 quarter
EBAY icon
105
eBay
EBAY
$51B
$7.82M 0.16%
260,000
+160,000
+160% +$5.57M
2019 Q1
4 quarters
DIS icon
106
Walt Disney
DIS
$187B
$7.73M 0.16%
80,000
-40,000
-33% -$5.06M
2016 Q3
14 quarters
SPY icon
107
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$822B
$7.6M 0.16%
225,000
-775,000
-78% -$236M
2019 Q4
1 quarter
RYAAY icon
108
Ryanair
RYAAY
$27.4B
$7.27M 0.15%
+342,280
New +$10.8M
2020 Q1
0 quarters
STZ icon
109
Constellation Brands
STZ
$21.4B
$7.17M 0.15%
+50,000
New +$8.82M
2020 Q1
0 quarters
XLV icon
110
State Street Health Care Select Sector SPDR ETF
XLV
$44.5B
$7.09M 0.15%
+80,000
New +$7.77M
2020 Q1
0 quarters
QCOM icon
111
Qualcomm
QCOM
$186B
$7.07M 0.15%
+104,563
New +$8.57M
2020 Q1
0 quarters
YEXT icon
112
Yext
YEXT
$686M
$6.84M 0.14%
671,708
-93,292
-12% -$1.34M
2019 Q4
1 quarter
SPY icon
113
State Street SPDR S&P 500 ETF Trust
SPY
$822B
$6.69M 0.14%
+25,952
New +$7.92M
2020 Q1
0 quarters
JD icon
114
JD.com
JD
$36.1B
$6.47M 0.13%
159,651
+89,021
+126% +$3.56M
2019 Q3
2 quarters
LPRO icon
115
DELISTED
Open Lending Corp
LPRO
$6.43M 0.13%
+633,480
New +$6.67M
2020 Q1
0 quarters
FFIV icon
116
F5
FFIV
$26.8B
$6.32M 0.13%
+59,228
New +$7.24M
2020 Q1
0 quarters
WDC icon
117
Western Digital
WDC
$145B
$6.24M 0.13%
+198,450
New +$8.79M
2020 Q1
0 quarters
VNET icon
118
VNET Group
VNET
$1.51B
$6.14M 0.13%
+443,142
New +$5.44M
2020 Q1
0 quarters
HYLN icon
119
Hyliion Holdings
HYLN
$672M
$6.07M 0.13%
617,855
– –
2019 Q3
2 quarters
ESSCU icon
120
DELISTED
East Stone Acquisition Corporation Unit
ESSCU
$5.88M 0.12%
+600,000
New +$5.9M
2020 Q1
0 quarters
CURI icon
121
CuriosityStream
CURI
$166M
$5.77M 0.12%
+599,034
New +$5.91M
2020 Q1
0 quarters
JSPR icon
122
Jasper Therapeutics
JSPR
$18.5M
$5.7M 0.12%
+60,000
New +$5.87M
2020 Q1
0 quarters
GDYN icon
123
Grid Dynamics Holdings
GDYN
$636M
$5.52M 0.11%
689,833
+489,833
+245% +$5.15M
2019 Q3
2 quarters
VMW
124
DELISTED
VMware, Inc
VMW
$5.44M 0.11%
+44,943
New +$6.18M
2020 Q1
0 quarters
GDS icon
125
GDS Holdings
GDS
$6.09B
$5.43M 0.11%
93,678
+20,931
+29% +$1.17M
2019 Q4
1 quarter
3 4
5
6 7

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CGL
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JCM
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UBS O'Connor's Q1 2020 Portfolio in Review

As of Q1 2020, UBS O'Connor held 450 positions worth $4.86B, up 37% from $3.53B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

UBS O'Connor deployed $1.45B of net new capital in Q1 2020, opening 132 new positions and adding to 60 existing holdings. Its largest new stake was E*Trade Financial Corporation: 7,751,548 shares worth $266M.

By sector, the portfolio is most concentrated in Technology at 25% of assets, up from 19% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was Alibaba, an estimated $17M trimmed.

  • UBS O'Connor's largest Q1 2020 buy was E*Trade Financial Corporation: 7,751,548 shares worth $266M.
  • UBS O'Connor added most to Tiffany & Co. in Q1 2020, an estimated $281M increase.
  • UBS O'Connor's biggest Q1 2020 reduction was Alibaba, cutting an estimated $17M.
  • UBS O'Connor fully exited Wellcare Health Plans, Inc. in Q1 2020, selling an estimated $514M.
  • UBS O'Connor's ten largest holdings make up 47% of its $4.86B portfolio in Q1 2020.
  • UBS O'Connor opened 132 new positions and closed 113 in Q1 2020.
  • UBS O'Connor's portfolio value rose 37% quarter-over-quarter to $4.86B.

Based on UBS O'Connor's 13F filing for Q1 2020, filed 15 May 2020.