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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+0.12%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.86B
AUM Growth
+$1.32B
Cap. Flow
+$1.7B
Cap. Flow %
35.01%
Top 10 Hldgs %
47.16%
Holding
450
New
132
Increased
60
Reduced
64
Closed
113

Top Buys

Rank Stock Value
1
ETFC
E*Trade Financial Corporation
ETFC
+$328M
2
TIF
Tiffany & Co.
TIF
+$281M
3
CY
Cypress Semiconductor
CY
+$192M
4
S
Sprint Corporation
S
+$186M
5
LM
Legg Mason, Inc.
LM
+$163M

Top Sells

Rank Stock Value
1
WCG
Wellcare Health Plans, Inc.
WCG
+$514M
2
ZAYO
Zayo Group Holdings, Inc.
ZAYO
+$142M
3
MDCO
Medicines Co
MDCO
+$82.1M
4
INXN
Interxion Holding N.V.
INXN
+$51.4M
5
TSLA icon
Tesla
TSLA
+$30.8M

Sector Composition

Rank Sector Weight
1 Technology 24.13%
2 Financials 17.08%
3 Consumer Discretionary 9.29%
4 Industrials 7.81%
5 Healthcare 7.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
POST icon
101
Post Holdings
POST
$4.09B
$8.3M 0.17%
152,800
+68,760
+82% +$4.47M
RAMP icon
102
LiveRamp
RAMP
$2.3B
$8.23M 0.17%
+250,000
New +$9.47M
HYG icon
103
PUT
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$8.13M 0.17%
1,750,000
-250,000
-13% -$21.1M
LATN
104
DELISTED
Union Acquisition Corp. II Ordinary Shares
LATN
$7.82M 0.16%
800,000
– –
EBAY icon
105
eBay
EBAY
$48.9B
$7.82M 0.16%
260,000
+160,000
+160% +$5.57M
DIS icon
106
Walt Disney
DIS
$182B
$7.73M 0.16%
80,000
-40,000
-33% -$5.06M
SPY icon
107
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$818B
$7.6M 0.16%
225,000
-775,000
-78% -$236M
RYAAY icon
108
Ryanair
RYAAY
$31.4B
$7.27M 0.15%
+342,280
New +$10.8M
STZ icon
109
Constellation Brands
STZ
$22.6B
$7.17M 0.15%
+50,000
New +$8.82M
XLV icon
110
State Street Health Care Select Sector SPDR ETF
XLV
$42.4B
$7.09M 0.15%
+80,000
New +$7.77M
QCOM icon
111
Qualcomm
QCOM
$168B
$7.07M 0.15%
+104,563
New +$8.57M
YEXT icon
112
Yext
YEXT
$558M
$6.84M 0.14%
671,708
-93,292
-12% -$1.34M
SPY icon
113
State Street SPDR S&P 500 ETF Trust
SPY
$818B
$6.69M 0.14%
+25,952
New +$7.92M
JD icon
114
JD.com
JD
$44.3B
$6.47M 0.13%
159,651
+89,021
+126% +$3.56M
LPRO
115
DELISTED
Open Lending Corp
LPRO
$6.43M 0.13%
+633,480
New +$6.67M
FFIV icon
116
F5
FFIV
$23.5B
$6.32M 0.13%
+59,228
New +$7.24M
WDC icon
117
Western Digital
WDC
$156B
$6.24M 0.13%
+198,450
New +$8.79M
VNET
118
VNET Group
VNET
$2B
$6.14M 0.13%
+443,142
New +$5.44M
HYLN icon
119
Hyliion Holdings
HYLN
$704M
$6.07M 0.13%
617,855
– –
ESSCU
120
DELISTED
East Stone Acquisition Corporation Unit
ESSCU
$5.88M 0.12%
+600,000
New +$5.9M
CURI icon
121
CuriosityStream
CURI
$159M
$5.77M 0.12%
+599,034
New +$5.91M
JSPR icon
122
Jasper Therapeutics
JSPR
$21.5M
$5.7M 0.12%
+60,000
New +$5.87M
GDYN icon
123
Grid Dynamics Holdings
GDYN
$615M
$5.52M 0.11%
689,833
+489,833
+245% +$5.15M
VMW
124
DELISTED
VMware, Inc
VMW
$5.44M 0.11%
+44,943
New +$6.18M
GDS icon
125
GDS Holdings
GDS
$6.38B
$5.43M 0.11%
93,678
+20,931
+29% +$1.17M
3 4
5
6 7

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UBS O'Connor's Q1 2020 Portfolio in Review

As of Q1 2020, UBS O'Connor held 450 positions worth $4.86B, up 37% from $3.53B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

UBS O'Connor deployed $1.7B of net new capital in Q1 2020, opening 132 new positions and adding to 60 existing holdings. Its largest new stake was E*Trade Financial Corporation: 7,751,548 shares worth $266M.

By sector, the portfolio is most concentrated in Technology at 24% of assets, up from 19% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Alibaba, an estimated $17M trimmed.

  • UBS O'Connor's largest Q1 2020 buy was E*Trade Financial Corporation: 7,751,548 shares worth $266M.
  • UBS O'Connor added most to Tiffany & Co. in Q1 2020, an estimated $281M increase.
  • UBS O'Connor's biggest Q1 2020 reduction was Alibaba, cutting an estimated $17M.
  • UBS O'Connor fully exited Wellcare Health Plans, Inc. in Q1 2020, selling an estimated $514M.
  • UBS O'Connor's ten largest holdings make up 47% of its $4.86B portfolio in Q1 2020.
  • UBS O'Connor opened 132 new positions and closed 113 in Q1 2020.
  • UBS O'Connor's portfolio value rose 37% quarter-over-quarter to $4.86B.

Based on UBS O'Connor's 13F filing for Q1 2020, filed 15 May 2020.