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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
-6.56%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.91B
AUM Growth
-$845M
Cap. Flow
-$17.2M
Cap. Flow %
-0.35%
Top 10 Hldgs %
21.9%
Holding
885
New
158
Increased
160
Reduced
122
Closed
401

Top Buys

Rank Stock Value
1
PYPL icon
PayPal
PYPL
+$94.8M
2
HCBK
HUDSON CITY BANCORP INC
HCBK
+$61M
3
AA icon
Alcoa
AA
+$59.1M
4
HCC
HCC INSURANCES HOLDINGS INC
HCC
+$47.8M
5
NUE icon
Nucor
NUE
+$47.3M

Top Sells

Rank Stock Value
1
FDO
FAMILY DOLLAR STORES
FDO
+$203M
2
DTV
DIRECTV COM STK (DE)
DTV
+$150M
3
CTRX
CATAMARAN CORP COM STK (CDA)
CTRX
+$121M
4
DHR icon
Danaher
DHR
+$80M
5
DRC
DRESSER-RAND GROUP INC
DRC
+$60.2M

Sector Composition

Rank Sector Weight
1 Financials 15.76%
2 Industrials 15.37%
3 Consumer Staples 13.14%
4 Consumer Discretionary 12.66%
5 Energy 6.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AXLL
801
DELISTED
AXIALL CORP COM STK (DE)
AXLL
– –
-5,583
Closed -$201K
MHFI
802
DELISTED
MCGRAW-HILL FINANCIAL INC COM
MHFI
– –
-4,578
Closed -$460K
HPY
803
DELISTED
HEARTLAND PAYMENT SYSTEMS, INC. COM STK
HPY
– –
-4,955
Closed -$268K
BLT
804
DELISTED
BLOUNT INTERNATIONAL (NEW)
BLT
– –
-31,883
Closed -$348K
OCAT
805
DELISTED
OCATA THERAPEUTICS, INC. COMMON STOCK
OCAT
– –
-99,800
Closed -$526K
PCP
806
DELISTED
PRECISION CASTPARTS CORP
PCP
– –
-144,065
Closed -$28.8M
BMR
807
DELISTED
BIOMED REALTY TRUST INC
BMR
– –
-34,419
Closed -$666K
BEE
808
DELISTED
STRATEGIC HOTELS & RESORTS, INC
BEE
– –
-39,649
Closed -$481K
XOOM
809
DELISTED
XOOM CORP COM
XOOM
– –
-1,007,342
Closed -$21.2M
CNW
810
DELISTED
CON-WAY INC.
CNW
– –
-9,151
Closed -$351K
NEE.PRO
811
DELISTED
NEXTERA ENERGY INC UNITS EXPIRING 09/01/2015 (FL)
NEE.PRO
– –
-230,000
Closed -$14.2M
RCPT
812
DELISTED
RECEPTOS INC COM STK (DE)
RCPT
– –
-7,377
Closed -$1.4M
INFA
813
DELISTED
INFORMATICA CORP
INFA
– –
-433,185
Closed -$21M
SUSQ
814
DELISTED
SUSQUEHANNA BANCSHARES INC
SUSQ
– –
-1,498,052
Closed -$21.2M
DTV
815
DELISTED
DIRECTV COM STK (DE)
DTV
– –
-1,617,663
Closed -$150M
CTRX
816
DELISTED
CATAMARAN CORP COM STK (CDA)
CTRX
– –
-1,986,732
Closed -$121M
BZT
817
DELISTED
BEAZER HOMES USA, INC. TANGIBLE EQUITY UNIT
BZT
– –
-200,000
Closed -$5.74M
FDO
818
DELISTED
FAMILY DOLLAR STORES
FDO
– –
-2,572,277
Closed -$203M
RKT
819
DELISTED
ROCK-TENN COMPANY CL-A
RKT
– –
-399,987
Closed -$24.1M
IGTE
820
DELISTED
IGATE CORPORATION
IGTE
– –
-963,761
Closed -$46M
DRC
821
DELISTED
DRESSER-RAND GROUP INC
DRC
– –
-706,562
Closed -$60.2M
ATVI
822
DELISTED
Activision Blizzard
ATVI
– –
-37,207
Closed -$901K
CAM
823
DELISTED
CAMERON INTERNATIONAL CORPORATION
CAM
– –
-104,500
Closed -$5.47M
HOT
824
CALL
DELISTED
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
– –
-171,500
Closed -$153K
SIVB
825
DELISTED
SVB Financial Group
SIVB
– –
-4,226
Closed -$608K
30 31 32
33
34

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ACI
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CGL
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UBS O'Connor's Q3 2015 Portfolio in Review

As of Q3 2015, UBS O'Connor held 885 positions worth $4.91B, down 15% from $5.76B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

UBS O'Connor's Q3 2015 filing shows 158 new, 160 increased, 122 reduced and 401 closed positions. Its largest new stake was PayPal: 2,646,718 shares worth $82.2M. The largest sale was FAMILY DOLLAR STORES, an estimated $203M.

By sector, the portfolio is most concentrated in Financials at 16% of assets, up from 11% a quarter earlier, followed by Industrials and Consumer Staples.

  • UBS O'Connor's largest Q3 2015 buy was PayPal: 2,646,718 shares worth $82.2M.
  • UBS O'Connor added most to Alcoa in Q3 2015, an estimated $59.1M increase.
  • UBS O'Connor's biggest Q3 2015 reduction was Coca-Cola Europacific Partners, cutting an estimated $47.9M.
  • UBS O'Connor fully exited FAMILY DOLLAR STORES in Q3 2015, selling an estimated $203M.
  • UBS O'Connor's ten largest holdings make up 22% of its $4.91B portfolio in Q3 2015.
  • UBS O'Connor opened 158 new positions and closed 401 in Q3 2015.
  • UBS O'Connor's portfolio value fell 15% quarter-over-quarter to $4.91B.

Based on UBS O'Connor's 13F filing for Q3 2015, filed 13 Nov 2015.