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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
-5.31%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$10.6B
AUM Growth
-$1.48B
Cap. Flow
-$963M
Cap. Flow %
-9.05%
Top 10 Hldgs %
19.75%
Holding
927
New
168
Increased
168
Reduced
125
Closed
420
Avg Time Held Equity + Options
2 quarters
Top 10 Avg Time Held Equity + Options
1 quarter
Top 20 Avg Time Held Equity + Options
1.5 quarters
Avg Time Held Equity only
2.1 quarters
Top 10 Avg Time Held Equity only
1 quarter
Top 20 Avg Time Held Equity only
1.5 quarters

Top Buys

Rank Stock Value
1
PCP
PRECISION CASTPARTS CORP
PCP
+$218M
2
PYPL icon
PayPal
PYPL
+$190M
3
BRCM
BROADCOM CORP CL-A
BRCM
+$189M
4
CB icon
CHUBB CORPORATION
CB
+$118M
5
AA icon
Alcoa
AA
+$118M

Top Sells

Rank Stock Value
1
FDO
FAMILY DOLLAR STORES
FDO
+$390M
2
DTV
DIRECTV COM STK (DE)
DTV
+$289M
3
CTRX
CATAMARAN CORP COM STK (CDA)
CTRX
+$234M
4
HSP
HOSPIRA INC
HSP
+$233M
5
PLL icon
PALL CORP
PLL
+$164M

Sector Composition

Rank Sector Weight
1 Miscellaneous 17.42%
2 Industrials 17.11%
3 Financials 12.81%
4 Consumer Discretionary 12.17%
5 Consumer Staples 12.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
BNCL
801
DELISTED
Beneficial Bancorp, Inc.
BNCL
– –
-191,696
Closed -$2.39M –
VVC
802
DELISTED
Vectren Corporation
VVC
– –
-35,856
Closed -$1.38M –
ESRX
803
DELISTED
Express Scripts Holding Company
ESRX
– –
-10,960
Closed -$974K –
FCE.A
804
DELISTED
Forest City Realty Trust, Inc.
FCE.A
– –
-589,398
Closed -$13M –
AFSI
805
DELISTED
AmTrust Financial Services, Inc.
AFSI
– –
-46,536
Closed -$1.52M –
AET
806
DELISTED
Aetna Inc
AET
– –
-8,676
Closed -$1.11M –
SVU
807
DELISTED
SUPERVALU Inc.
SVU
– –
-6,487
Closed -$368K –
GPT icon
808
DELISTED
Gramercy Property Trust
GPT
– –
-5,162
Closed -$362K –
EDR icon
809
DELISTED
Education Realty Trust Inc
EDR
– –
-40,250
Closed -$1.26M –
RSPP
810
DELISTED
RSP Permian, Inc.
RSPP
– –
-59,998
Closed -$1.69M –
CBI
811
DELISTED
Chicago Bridge & Iron Nv
CBI
– –
-17,578
Closed -$880K –
IPXL
812
DELISTED
Impax Laboratories, Inc.
IPXL
– –
-353,602
Closed -$16.2M –
DYN icon
813
DELISTED
Dynegy, Inc.
DYN
– –
-426,486
Closed -$12.5M –
CPN
814
DELISTED
Calpine Corporation
CPN
– –
-36,838
Closed -$662K –
BSFT
815
DELISTED
BroadSoft, Inc.
BSFT
– –
-53,012
Closed -$1.83M –
HSNI
816
DELISTED
HSN, Inc.
HSNI
– –
-6,634
Closed -$466K –
VALE.P icon
817
DELISTED
Vale S A
VALE.P
– –
-1,743,200
Closed -$8.8M –
RICE
818
DELISTED
Rice Energy Inc.
RICE
– –
-123,950
Closed -$2.58M –
WSTC
819
DELISTED
West Corporation
WSTC
– –
-14,232
Closed -$428K –
CAB
820
DELISTED
Cabela's Inc
CAB
– –
-8,958
Closed -$448K –
COVS
821
DELISTED
Covisint Corporation
COVS
– –
-504,505
Closed -$1.65M –
RAI
822
DELISTED
Reynolds American Inc
RAI
– –
-62,108
Closed -$2.32M –
INNL
823
DELISTED
Innocoll Holdings plc Ordinary Shares
INNL
– –
-14,492
Closed -$213K –
PNRA
824
DELISTED
Panera Bread Co
PNRA
– –
-96,790
Closed -$16.9M –
BHI
825
DELISTED
Baker Hughes
BHI
– –
-285,010
Closed -$17.6M –
31 32
33
34 35

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ACI
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RC
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CGL
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CB
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JCM
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MPM
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UBS O'Connor's Q3 2015 Portfolio in Review

As of Q3 2015, UBS O'Connor held 927 positions worth $10.6B, down 12% from $12.1B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

UBS O'Connor withdrew a net $963M in Q3 2015, closing 420 positions and reducing 125 holdings. Its most notable exit was FAMILY DOLLAR STORES, an estimated $390M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 17% of assets, down from 19% a quarter earlier, followed by Industrials and Financials.

Against the trend, UBS O'Connor opened a new position in PayPal worth $164M.

  • UBS O'Connor's largest Q3 2015 buy was PayPal: 5,293,436 shares worth $164M.
  • UBS O'Connor added most to PRECISION CASTPARTS CORP in Q3 2015, an estimated $218M increase.
  • UBS O'Connor's biggest Q3 2015 reduction was Coca-Cola Europacific Partners, cutting an estimated $92.5M.
  • UBS O'Connor fully exited FAMILY DOLLAR STORES in Q3 2015, selling an estimated $390M.
  • UBS O'Connor's ten largest holdings make up 20% of its $10.6B portfolio in Q3 2015.
  • UBS O'Connor opened 168 new positions and closed 420 in Q3 2015.
  • UBS O'Connor's portfolio value fell 12% quarter-over-quarter to $10.6B.

Based on UBS O'Connor's 13F filing for Q3 2015, filed 13 Nov 2015.