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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
-6.56%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.91B
AUM Growth
-$845M
Cap. Flow
-$17.2M
Cap. Flow %
-0.35%
Top 10 Hldgs %
21.9%
Holding
885
New
158
Increased
160
Reduced
122
Closed
401

Top Buys

Rank Stock Value
1
PYPL icon
PayPal
PYPL
+$94.8M
2
HCBK
HUDSON CITY BANCORP INC
HCBK
+$61M
3
AA icon
Alcoa
AA
+$59.1M
4
HCC
HCC INSURANCES HOLDINGS INC
HCC
+$47.8M
5
NUE icon
Nucor
NUE
+$47.3M

Top Sells

Rank Stock Value
1
FDO
FAMILY DOLLAR STORES
FDO
+$203M
2
DTV
DIRECTV COM STK (DE)
DTV
+$150M
3
CTRX
CATAMARAN CORP COM STK (CDA)
CTRX
+$121M
4
DHR icon
Danaher
DHR
+$80M
5
DRC
DRESSER-RAND GROUP INC
DRC
+$60.2M

Sector Composition

Rank Sector Weight
1 Financials 15.76%
2 Industrials 15.37%
3 Consumer Staples 13.14%
4 Consumer Discretionary 12.66%
5 Energy 6.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RSPP
776
DELISTED
RSP Permian, Inc.
RSPP
– –
-29,999
Closed -$843K
CBI
777
DELISTED
Chicago Bridge & Iron Nv
CBI
– –
-8,789
Closed -$440K
IPXL
778
DELISTED
Impax Laboratories, Inc.
IPXL
– –
-176,801
Closed -$8.12M
DYN
779
DELISTED
Dynegy, Inc.
DYN
– –
-213,243
Closed -$6.24M
CPN
780
DELISTED
Calpine Corporation
CPN
– –
-18,419
Closed -$331K
BSFT
781
DELISTED
BroadSoft, Inc.
BSFT
– –
-26,506
Closed -$916K
HSNI
782
DELISTED
HSN, Inc.
HSNI
– –
-3,317
Closed -$233K
VALE.P
783
DELISTED
Vale S A
VALE.P
– –
-871,600
Closed -$4.4M
RICE
784
DELISTED
Rice Energy Inc.
RICE
– –
-61,975
Closed -$1.29M
WSTC
785
DELISTED
West Corporation
WSTC
– –
-7,116
Closed -$214K
CAB
786
DELISTED
Cabela's Inc
CAB
– –
-4,479
Closed -$224K
COVS
787
DELISTED
Covisint Corporation
COVS
– –
-253,139
Closed -$828K
RAI
788
DELISTED
Reynolds American Inc
RAI
– –
-31,054
Closed -$1.16M
PNRA
789
DELISTED
Panera Bread Co
PNRA
– –
-48,395
Closed -$8.46M
BHI
790
DELISTED
Baker Hughes
BHI
– –
-142,505
Closed -$8.79M
ALJ
791
DELISTED
Alon USA Energy Inc
ALJ
– –
-19,472
Closed -$368K
BEAV
792
DELISTED
B/E Aerospace Inc
BEAV
– –
-5,757
Closed -$316K
MENT
793
DELISTED
Mentor Graphics Corp
MENT
– –
-10,329
Closed -$273K
GK
794
DELISTED
G&K Services Inc
GK
– –
-7,987
Closed -$552K
HAR
795
DELISTED
Harman International Industries
HAR
– –
-73,702
Closed -$8.77M
APOL
796
DELISTED
Apollo Education Group Inc Class A
APOL
– –
-498,735
Closed -$6.42M
IM
797
DELISTED
Ingram Micro
IM
– –
-36,721
Closed -$919K
ININ
798
DELISTED
Interactive Intelligence Group, inc.
ININ
– –
-31,538
Closed -$1.4M
BLOX
799
DELISTED
Infoblox Inc
BLOX
– –
-18,582
Closed -$487K
N
800
DELISTED
Netsuite Inc
N
– –
-13,102
Closed -$1.2M
30 31
32
33 34

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SAG
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ACI
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TCOV
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A
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CGL
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UBS O'Connor's Q3 2015 Portfolio in Review

As of Q3 2015, UBS O'Connor held 885 positions worth $4.91B, down 15% from $5.76B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

UBS O'Connor's Q3 2015 filing shows 158 new, 160 increased, 122 reduced and 401 closed positions. Its largest new stake was PayPal: 2,646,718 shares worth $82.2M. The largest sale was FAMILY DOLLAR STORES, an estimated $203M.

By sector, the portfolio is most concentrated in Financials at 16% of assets, up from 11% a quarter earlier, followed by Industrials and Consumer Staples.

  • UBS O'Connor's largest Q3 2015 buy was PayPal: 2,646,718 shares worth $82.2M.
  • UBS O'Connor added most to Alcoa in Q3 2015, an estimated $59.1M increase.
  • UBS O'Connor's biggest Q3 2015 reduction was Coca-Cola Europacific Partners, cutting an estimated $47.9M.
  • UBS O'Connor fully exited FAMILY DOLLAR STORES in Q3 2015, selling an estimated $203M.
  • UBS O'Connor's ten largest holdings make up 22% of its $4.91B portfolio in Q3 2015.
  • UBS O'Connor opened 158 new positions and closed 401 in Q3 2015.
  • UBS O'Connor's portfolio value fell 15% quarter-over-quarter to $4.91B.

Based on UBS O'Connor's 13F filing for Q3 2015, filed 13 Nov 2015.