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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
-6.56%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.91B
AUM Growth
-$845M
Cap. Flow
-$17.2M
Cap. Flow %
-0.35%
Top 10 Hldgs %
21.9%
Holding
885
New
158
Increased
160
Reduced
122
Closed
401

Top Buys

Rank Stock Value
1
PYPL icon
PayPal
PYPL
+$94.8M
2
HCBK
HUDSON CITY BANCORP INC
HCBK
+$61M
3
AA icon
Alcoa
AA
+$59.1M
4
HCC
HCC INSURANCES HOLDINGS INC
HCC
+$47.8M
5
NUE icon
Nucor
NUE
+$47.3M

Top Sells

Rank Stock Value
1
FDO
FAMILY DOLLAR STORES
FDO
+$203M
2
DTV
DIRECTV COM STK (DE)
DTV
+$150M
3
CTRX
CATAMARAN CORP COM STK (CDA)
CTRX
+$121M
4
DHR icon
Danaher
DHR
+$80M
5
DRC
DRESSER-RAND GROUP INC
DRC
+$60.2M

Sector Composition

Rank Sector Weight
1 Financials 15.76%
2 Industrials 15.37%
3 Consumer Staples 13.14%
4 Consumer Discretionary 12.66%
5 Energy 6.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RPAI
751
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
– –
-72,425
Closed -$1.01M
CORE
752
DELISTED
Core Mark Holding Co., Inc.
CORE
– –
-11,124
Closed -$330K
CTB
753
DELISTED
Cooper Tire & Rubber Co.
CTB
– –
-88,187
Closed -$2.98M
CLGX
754
DELISTED
Corelogic, Inc.
CLGX
– –
-12,478
Closed -$495K
VER
755
DELISTED
VEREIT, Inc.
VER
– –
-18,192
Closed -$740K
GPOR
756
DELISTED
Gulfport Energy Corp.
GPOR
– –
-85,546
Closed -$3.44M
CCMP
757
DELISTED
CMC Materials, Inc. Common Stock
CCMP
– –
-14,396
Closed -$678K
TTPH
758
DELISTED
Tetraphase Pharmaceuticals, Inc.
TTPH
– –
-2,000
Closed -$1.9M
BGG
759
DELISTED
Briggs & Stratton Corp.
BGG
– –
-34,615
Closed -$667K
AGN
760
DELISTED
Allergan plc
AGN
– –
-1,445
Closed -$438K
MLNX
761
DELISTED
Mellanox Technologies, Ltd.
MLNX
– –
-131,992
Closed -$6.41M
AKS
762
DELISTED
AK Steel Holding Corp
AKS
– –
-4,276,764
Closed -$12.4M
IPHS
763
DELISTED
Innophos Holdings, Inc.
IPHS
– –
-15,139
Closed -$797K
CBM
764
DELISTED
Cambrex Corporation
CBM
– –
-5,698
Closed -$250K
EPE
765
DELISTED
EP Energy Corporation
EPE
– –
-143,210
Closed -$1.82M
WFT
766
CALL
DELISTED
Weatherford International plc
WFT
– –
-30,000
Closed -$2K
TIS
767
DELISTED
Orchids Paper Products, Inc.
TIS
– –
-40,000
Closed -$963K
ITG
768
DELISTED
Investment Technology Group Inc
ITG
– –
-16,726
Closed -$415K
BNCL
769
DELISTED
Beneficial Bancorp, Inc.
BNCL
– –
-95,848
Closed -$1.2M
VVC
770
DELISTED
Vectren Corporation
VVC
– –
-17,928
Closed -$690K
ESRX
771
DELISTED
Express Scripts Holding Company
ESRX
– –
-5,480
Closed -$487K
AFSI
772
DELISTED
AmTrust Financial Services, Inc.
AFSI
– –
-23,268
Closed -$762K
AET
773
DELISTED
Aetna Inc
AET
– –
-4,338
Closed -$553K
SVU
774
DELISTED
SUPERVALU Inc.
SVU
– –
-3,244
Closed -$184K
EDR
775
DELISTED
Education Realty Trust Inc
EDR
– –
-20,125
Closed -$631K
29 30
31
32 33

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SAG
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
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RC
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CGL
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CB
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UBS O'Connor's Q3 2015 Portfolio in Review

As of Q3 2015, UBS O'Connor held 885 positions worth $4.91B, down 15% from $5.76B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

UBS O'Connor's Q3 2015 filing shows 158 new, 160 increased, 122 reduced and 401 closed positions. Its largest new stake was PayPal: 2,646,718 shares worth $82.2M. The largest sale was FAMILY DOLLAR STORES, an estimated $203M.

By sector, the portfolio is most concentrated in Financials at 16% of assets, up from 11% a quarter earlier, followed by Industrials and Consumer Staples.

  • UBS O'Connor's largest Q3 2015 buy was PayPal: 2,646,718 shares worth $82.2M.
  • UBS O'Connor added most to Alcoa in Q3 2015, an estimated $59.1M increase.
  • UBS O'Connor's biggest Q3 2015 reduction was Coca-Cola Europacific Partners, cutting an estimated $47.9M.
  • UBS O'Connor fully exited FAMILY DOLLAR STORES in Q3 2015, selling an estimated $203M.
  • UBS O'Connor's ten largest holdings make up 22% of its $4.91B portfolio in Q3 2015.
  • UBS O'Connor opened 158 new positions and closed 401 in Q3 2015.
  • UBS O'Connor's portfolio value fell 15% quarter-over-quarter to $4.91B.

Based on UBS O'Connor's 13F filing for Q3 2015, filed 13 Nov 2015.