We are live on ! Find out more
UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
-5.31%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$10.6B
AUM Growth
-$1.48B
Cap. Flow
-$963M
Cap. Flow %
-9.05%
Top 10 Hldgs %
19.75%
Holding
927
New
168
Increased
168
Reduced
125
Closed
420
Avg Time Held Equity + Options
2 quarters
Top 10 Avg Time Held Equity + Options
1 quarter
Top 20 Avg Time Held Equity + Options
1.5 quarters
Avg Time Held Equity only
2.1 quarters
Top 10 Avg Time Held Equity only
1 quarter
Top 20 Avg Time Held Equity only
1.5 quarters

Top Buys

Rank Stock Value
1
PCP
PRECISION CASTPARTS CORP
PCP
+$218M
2
PYPL icon
PayPal
PYPL
+$190M
3
BRCM
BROADCOM CORP CL-A
BRCM
+$189M
4
CB icon
CHUBB CORPORATION
CB
+$118M
5
AA icon
Alcoa
AA
+$118M

Top Sells

Rank Stock Value
1
FDO
FAMILY DOLLAR STORES
FDO
+$390M
2
DTV
DIRECTV COM STK (DE)
DTV
+$289M
3
CTRX
CATAMARAN CORP COM STK (CDA)
CTRX
+$234M
4
HSP
HOSPIRA INC
HSP
+$233M
5
PLL icon
PALL CORP
PLL
+$164M

Sector Composition

Rank Sector Weight
1 Miscellaneous 17.42%
2 Industrials 17.11%
3 Financials 12.81%
4 Consumer Discretionary 12.17%
5 Consumer Staples 12.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
ROIC icon
751
DELISTED
Retail Opportunity Investments Corp.
ROIC
– –
-112,818
Closed -$1.76M –
ENLC icon
752
DELISTED
ENLINK MIDSTREAM, LLC
ENLC
– –
-280,600
Closed -$8.72M –
CTLT icon
753
DELISTED
CATALENT, INC.
CTLT
– –
-240,000
Closed -$7.04M –
CHUY icon
754
DELISTED
Chuy's Holdings, Inc. Common Stock
CHUY
– –
-59,308
Closed -$1.59M –
SWN icon
755
DELISTED
Southwestern Energy Company
SWN
– –
-72,310
Closed -$1.64M –
HA icon
756
DELISTED
Hawaiian Holdings, Inc.
HA
– –
-57,278
Closed -$1.36M –
BIG icon
757
DELISTED
Big Lots, Inc.
BIG
– –
-34,700
Closed -$1.56M –
ASXC icon
758
DELISTED
Asensus Surgical, Inc.
ASXC
– –
-40,394
Closed -$1.58M –
SLCA icon
759
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
– –
-237,454
Closed -$6.97M –
ALPN icon
760
DELISTED
Alpine Immune Sciences Inc
ALPN
– –
-25,000
Closed -$1.52M –
CAMP icon
761
DELISTED
CalAmp Corp.
CAMP
– –
-2,456
Closed -$1.03M –
PXD icon
762
DELISTED
Pioneer Natural Resource Co.
PXD
– –
-108,510
Closed -$15.1M –
AEL icon
763
DELISTED
American Equity Investment Life Holding Company
AEL
– –
-24,942
Closed -$672K –
VMW
764
CALL
DELISTED
VMware, Inc
VMW
– –
-80,000
Closed -$34K –
FRGI
765
DELISTED
Fiesta Restaurant Group, Inc.
FRGI
– –
-25,854
Closed -$1.29M –
HCCI
766
DELISTED
Heritage-Crystal Clean, Inc.
HCCI
– –
-22,118
Closed -$326K –
PDCE
767
DELISTED
PDC Energy, Inc.
PDCE
– –
-213,950
Closed -$11.5M –
DBD icon
768
DELISTED
Diebold Nixdorf Incorporated
DBD
– –
-14,228
Closed -$498K –
CYAD
769
DELISTED
Celyad Oncology SA American Depositary Shares
CYAD
– –
-30,000
Closed -$1.56M –
UMPQ
770
DELISTED
Umpqua Holdings Corp
UMPQ
– –
-71,124
Closed -$1.28M –
RFP
771
DELISTED
Resolute Forest Products Inc.
RFP
– –
-1,349,084
Closed -$15.2M –
OTIC
772
DELISTED
Otonomy, Inc.
OTIC
– –
-54,212
Closed -$1.25M –
ZEN
773
DELISTED
ZENDESK INC
ZEN
– –
-108,446
Closed -$2.41M –
TEN icon
774
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
– –
-295,254
Closed -$17M –
TWTR
775
CALL
DELISTED
Twitter, Inc.
TWTR
– –
-208,000
Closed -$260K –
29 30
31
32 33

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return
MPM
Meritage Portfolio Management Overland Park, Kansas $1.51B AUM 26.61% 1-Year Est. Return

UBS O'Connor's Q3 2015 Portfolio in Review

As of Q3 2015, UBS O'Connor held 927 positions worth $10.6B, down 12% from $12.1B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

UBS O'Connor withdrew a net $963M in Q3 2015, closing 420 positions and reducing 125 holdings. Its most notable exit was FAMILY DOLLAR STORES, an estimated $390M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 17% of assets, down from 19% a quarter earlier, followed by Industrials and Financials.

Against the trend, UBS O'Connor opened a new position in PayPal worth $164M.

  • UBS O'Connor's largest Q3 2015 buy was PayPal: 5,293,436 shares worth $164M.
  • UBS O'Connor added most to PRECISION CASTPARTS CORP in Q3 2015, an estimated $218M increase.
  • UBS O'Connor's biggest Q3 2015 reduction was Coca-Cola Europacific Partners, cutting an estimated $92.5M.
  • UBS O'Connor fully exited FAMILY DOLLAR STORES in Q3 2015, selling an estimated $390M.
  • UBS O'Connor's ten largest holdings make up 20% of its $10.6B portfolio in Q3 2015.
  • UBS O'Connor opened 168 new positions and closed 420 in Q3 2015.
  • UBS O'Connor's portfolio value fell 12% quarter-over-quarter to $10.6B.

Based on UBS O'Connor's 13F filing for Q3 2015, filed 13 Nov 2015.