UOC
ROIC

UBS O'Connor’s Retail Opportunity Investments Corp. ROIC Stock Holding History

UBS O'Connor’s Portfolio ROIC Stock Details ROIC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2024
Q3 		– Sell
-339,896
Closed -$4.22M – 627
2024
Q2 		$4.22M Buy
339,896
+166,996
+97% +$2.07M 0.12% 115
2024
Q1 		$2.22M Sell
172,900
-1,217
-0.7% -$16.2K 0.06% 158
2023
Q4 		$2.44M Buy
174,117
+146,517
+531% +$1.84M 0.08% 147
2023
Q3 		$342K Sell
27,600
-554,094
-95% -$7.64M 0.01% 426
2023
Q2 		$7.86M Buy
581,694
+117,395
+25% +$1.52M 0.17% 80
2023
Q1 		$6.48M Buy
+464,299
New +$6.75M 0.15% 97
2022
Q4 		– Sell
-200,612
Closed -$2.76M – 384
2022
Q3 		$2.76M Sell
200,612
-107,016
-35% -$1.77M 0.03% 464
2022
Q2 		$4.85M Buy
+307,628
New +$5.49M 0.05% 334
2022
Q1 		– Sell
-278,300
Closed -$5.46M – 261
2021
Q4 		$5.46M Sell
278,300
-790,700
-74% -$14.5M 0.05% 172
2021
Q3 		$18.6M Buy
1,069,000
+669,900
+168% +$11.8M 0.15% 59
2021
Q2 		$7.05M Buy
+399,100
New +$7.02M 0.06% 157
2015
Q3 		– Sell
-56,409
Closed -$881K – 758
2015
Q2 		$881K Buy
+56,409
New +$944K 0.02% 434
2014
Q2 		– Sell
-1,740,000
Closed -$26M – 557
2014
Q1 		$26M Buy
1,740,000
+169,193
+11% +$2.47M 0.49% 64
2013
Q4 		$23.1M Buy
1,570,807
+695,808
+80% +$10.1M 0.42% 75
2013
Q3 		$12.1M Buy
874,999
+286,277
+49% +$3.89M 0.25% 123
2013
Q2 		$8.18M Buy
+588,722
New +$8.49M 0.15% 186

Other funds holding ROIC

BlackRock
BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return
Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
CIM
Centersquare Investment Management Conshohocken, Pennsylvania $9.67B AUM 5.55% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return
Principal Financial Group
Principal Financial Group Des Moines, Iowa $187B AUM 18.48% 1-Year Est. Return
Federated Hermes
Federated Hermes Pittsburgh, Pennsylvania $61.5B AUM 30.7% 1-Year Est. Return
Geode Capital Management
Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return
Alyeska Investment Group
Alyeska Investment Group Chicago, Illinois $35.4B AUM 33.54% 1-Year Est. Return
Balyasny Asset Management
Balyasny Asset Management Chicago, Illinois $77.1B AUM 42.89% 1-Year Est. Return
Charles Schwab
Charles Schwab San Francisco, California $654B AUM 26.35% 1-Year Est. Return

UBS O'Connor's ROIC Position: Q3 2024 in Review

UBS O'Connor sold out of Retail Opportunity Investments Corp. (ROIC) in Q3 2024, closing a stake of 339,896 shares — an estimated $4.22M sold.

UBS O'Connor first reported a position in ROIC in Q2 2013 and held it in 16 quarters. The position peaked at $26M in Q1 2014. 234 funds tracked by Wall St. Rank hold ROIC as of Q3 2024.

  • UBS O'Connor reported no remaining Retail Opportunity Investments Corp. position as of Q3 2024 after selling out during the quarter.
  • UBS O'Connor sold 339,896 Retail Opportunity Investments Corp. shares in Q3 2024, an estimated $4.22M.
  • UBS O'Connor first reported a position in Retail Opportunity Investments Corp. in Q2 2013 and held it in 16 quarters.
  • UBS O'Connor's Retail Opportunity Investments Corp. position peaked at $26M in Q1 2014.
  • 234 funds tracked by Wall St. Rank held Retail Opportunity Investments Corp. as of Q3 2024.

Based on UBS O'Connor's 13F filing for Q3 2024, filed 14 Nov 2024.