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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
-6.56%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.91B
AUM Growth
-$845M
Cap. Flow
-$17.2M
Cap. Flow %
-0.35%
Top 10 Hldgs %
21.9%
Holding
885
New
158
Increased
160
Reduced
122
Closed
401

Top Buys

Rank Stock Value
1
PYPL icon
PayPal
PYPL
+$94.8M
2
HCBK
HUDSON CITY BANCORP INC
HCBK
+$61M
3
AA icon
Alcoa
AA
+$59.1M
4
HCC
HCC INSURANCES HOLDINGS INC
HCC
+$47.8M
5
NUE icon
Nucor
NUE
+$47.3M

Top Sells

Rank Stock Value
1
FDO
FAMILY DOLLAR STORES
FDO
+$203M
2
DTV
DIRECTV COM STK (DE)
DTV
+$150M
3
CTRX
CATAMARAN CORP COM STK (CDA)
CTRX
+$121M
4
DHR icon
Danaher
DHR
+$80M
5
DRC
DRESSER-RAND GROUP INC
DRC
+$60.2M

Sector Composition

Rank Sector Weight
1 Financials 15.76%
2 Industrials 15.37%
3 Consumer Staples 13.14%
4 Consumer Discretionary 12.66%
5 Energy 6.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OEC icon
626
Orion
OEC
$399M
– –
-46,687
Closed -$862K
OHI icon
627
Omega Healthcare
OHI
$14.7B
– –
-24,175
Closed -$830K
OLN icon
628
Olin
OLN
$2.15B
– –
-23,635
Closed -$637K
ON icon
629
ON Semiconductor
ON
$19.2B
– –
-288,100
Closed -$3.37M
ORCL icon
630
Oracle
ORCL
$415B
– –
-75,000
Closed -$3.02M
OSIS icon
631
OSI Systems
OSIS
$3.89B
– –
-5,337
Closed -$378K
OVV icon
632
Ovintiv
OVV
$16.5B
– –
-170,000
Closed -$9.37M
PANW icon
633
Palo Alto Networks
PANW
$298B
– –
-703,470
Closed -$20.5M
PBF icon
634
PBF Energy
PBF
$7.12B
– –
-19,601
Closed -$557K
PDM
635
Piedmont Realty Trust
PDM
$1.19B
– –
-52,550
Closed -$924K
PEP icon
636
CALL
PepsiCo
PEP
$189B
– –
-265,100
Closed -$48K
PFG icon
637
Principal Financial Group
PFG
$24.5B
– –
-8,030
Closed -$412K
PII icon
638
Polaris
PII
$4.06B
– –
-3,103
Closed -$460K
PKG icon
639
Packaging Corp of America
PKG
$22.9B
– –
-280,889
Closed -$17.6M
PNC icon
640
PNC Financial Services
PNC
$100B
– –
-85,000
Closed -$7.99M
PNW icon
641
Pinnacle West Capital
PNW
$12.3B
– –
-12,355
Closed -$703K
PRAA icon
642
PRA Group
PRAA
$780M
– –
-15,182
Closed -$946K
PSA icon
643
Public Storage
PSA
$61.7B
– –
-1,584
Closed -$292K
PZZA icon
644
Papa John's
PZZA
$798M
– –
-16,485
Closed -$1.25M
QCOM icon
645
Qualcomm
QCOM
$173B
– –
-32,500
Closed -$2.04M
QRVO icon
646
Qorvo
QRVO
$8.5B
– –
-5,829
Closed -$468K
RBBN icon
647
Ribbon Communications
RBBN
$379M
– –
-72,678
Closed -$503K
REI icon
648
Ring Energy
REI
$341M
– –
-72,100
Closed -$807K
RHP icon
649
Ryman Hospitality Properties
RHP
$7.81B
– –
-171,837
Closed -$9.13M
RJF icon
650
Raymond James Financial
RJF
$34.4B
– –
-33,000
Closed -$1.31M
24 25
26
27 28

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q3 2015 Portfolio in Review

As of Q3 2015, UBS O'Connor held 885 positions worth $4.91B, down 15% from $5.76B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

UBS O'Connor's Q3 2015 filing shows 158 new, 160 increased, 122 reduced and 401 closed positions. Its largest new stake was PayPal: 2,646,718 shares worth $82.2M. The largest sale was FAMILY DOLLAR STORES, an estimated $203M.

By sector, the portfolio is most concentrated in Financials at 16% of assets, up from 11% a quarter earlier, followed by Industrials and Consumer Staples.

  • UBS O'Connor's largest Q3 2015 buy was PayPal: 2,646,718 shares worth $82.2M.
  • UBS O'Connor added most to Alcoa in Q3 2015, an estimated $59.1M increase.
  • UBS O'Connor's biggest Q3 2015 reduction was Coca-Cola Europacific Partners, cutting an estimated $47.9M.
  • UBS O'Connor fully exited FAMILY DOLLAR STORES in Q3 2015, selling an estimated $203M.
  • UBS O'Connor's ten largest holdings make up 22% of its $4.91B portfolio in Q3 2015.
  • UBS O'Connor opened 158 new positions and closed 401 in Q3 2015.
  • UBS O'Connor's portfolio value fell 15% quarter-over-quarter to $4.91B.

Based on UBS O'Connor's 13F filing for Q3 2015, filed 13 Nov 2015.